Statement of Changes in Beneficial Ownership (4)
June 01 2020 - 3:55PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Swift Malcolm |
2. Issuer Name and Ticker or Trading Symbol
MCCORMICK & CO INC
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MKC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
President Flavor Solutions |
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(Last)
(First)
(Middle)
MCCORMICK & COMPANY, INCORPORATED, 24 SCHILLING ROAD, SUITE 1 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/27/2020 |
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(Street)
HUNT VALLEY, MD 21031
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock - Voting | 4/27/2020 | | J(1) |
V
| 86.518 | A | $155.1885 | 25563.927 | D |
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| Common Stock - Voting | 5/28/2020 | | M | | 10000 | A | $0 (2) | 35563.927 | D |
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| Common STock - Voting | 5/28/2020 | | F | | 4700 | D | $171.055 | 30863.927 | D |
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| Common Stock - Non Voting | 4/27/2020 | | J(1) |
V
| .94 | A | $155.1885 | 277.86 | D |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Units | (3) | 5/28/2020 | | M | | | 10000 | (3) | (3) | Common Stock - Voting | 10000 | (4) | 0 | D |
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| Explanation of Responses: |
| (1) | Dividend Reinvestment |
| (2) | Restricted Stock Units; no purchase price required. |
| (3) | The Reporting Person's RSU's of 35,000 units vested on the following schedule: 15,000 RSU's vested as follows: 5,000 RSU's vested on May 28, 2016; 5,000 RSU's vested on May 28, 2017; and 5,000 RSU's vested on May 28, 2018; and, 20,000 RSU's vested as follows: 10,000 RSU's vested on May 28, 2019; and the last 10,000 RSU's vested on May 28, 2020. |
| (4) | Restricted Stock Units granted on May 28, 2014. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Swift Malcolm
MCCORMICK & COMPANY, INCORPORATED
24 SCHILLING ROAD, SUITE 1
HUNT VALLEY, MD 21031 |
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| President Flavor Solutions |
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Signatures
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| Jason Wynn, Attorney in Fact | | 6/1/2020 |
| **Signature of Reporting Person | Date |
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