Statement of Changes in Beneficial Ownership (4)
August 04 2020 - 4:19PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Boyle Capital Opportunity Fund, LP |
2. Issuer Name and Ticker or Trading Symbol
LEAF GROUP LTD.
[
LEAF
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) __X__ Other (specify below)
May be member of 10% group |
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(Last)
(First)
(Middle)
1230 OFFICE PLAZA DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
7/17/2020 |
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(Street)
WEST DES MOINES, IA 50266
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 7/17/2020 | | X | | 1000 | A | $3 | 25200 | I | By Boyle Capital Opportunity Fund, LP (1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Call option (right to buy) | $3 | 7/17/2020 | | X | | | 10 | 6/22/2020 | 7/17/2020 | Common Stock | 1000 | $0 | 0 | I | By Boyle Capital Opportunity Fund, LP (1) |
| Explanation of Responses: |
| (1) | Golden Valley Capital Partners, LLC serves as the general partner of Boyle Capital Opportunity Fund, LP. Boyle Capital Management, LLC is the
contracted investment manager of Boyle Capital Opportunity Fund, LP. Erik Ritland is a managing member of Golden Valley Capital Partners,
LLC. Brian Boyle is a member of Golden Valley Capital Partners, LLC and managing member of Boyle Capital Management, LLC. Each Reporting Person expressly disclaims beneficial ownership with respect to any shares beyond his or its pecuniary interest therein. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Boyle Capital Opportunity Fund, LP
1230 OFFICE PLAZA DRIVE
WEST DES MOINES, IA 50266 |
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| May be member of 10% group |
Golden Valley Capital Partners, LLC
1230 OFFICE PLAZA DRIVE
WEST DES MOINES, IA 50266 |
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| May be member of 10% group |
Boyle Capital Management, L.L.C.
1230 OFFICE PLAZA DRIVE
WEST DES MOINES, IA 50266 |
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| May be member of 10% group |
Ritland Erik Andrew
1230 OFFICE PLAZA DRIVE
WEST DES MOINES, IA 50266 |
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| May be member of 10% group |
Boyle Brian Fitzgerald
1230 OFFICE PLAZA DRIVE
WEST DES MOINES, IA 50266 |
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| May be member of 10% group |
Signatures
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| /s/ Erik Ritland, individually and as a Managing Partner of Boyle Capital Opportunity Fund, LP and a Managing Partner of Golden Valley Capital Partners, LLC | | 8/4/2020 |
| **Signature of Reporting Person | Date |
| /s/ Brian Boyle, individually and as President of Boyle Capital Management, LLC | | 8/4/2020 |
| **Signature of Reporting Person | Date |
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