FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Upchurch Michael W
2. Issuer Name and Ticker or Trading Symbol

KANSAS CITY SOUTHERN [ KSU ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
EVP & Chief Financial Officer
(Last)          (First)          (Middle)

KANSAS CITY SOUTHERN, PO BOX 219335
3. Date of Earliest Transaction (MM/DD/YYYY)

10/23/2020
(Street)

KANSAS CITY, MO 64121-9335
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/23/2020  G  V 1000 D$0 22965 D 
 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (Right to Buy) $97.77            (1)2/20/2023 Common Stock 3666  3666 D 
 
Employee Stock Option (Right to Buy) $94.23            (1)2/19/2024 Common Stock 3876  3876 D 
 
Employee Stock Option (Right to Buy) $119.35            (1)2/17/2025 Common Stock 3726  3726 D 
 
Employee Stock Option (Right to Buy) $82.71            (1)2/18/2026 Common Stock 6973  6973 D 
 
Employee Stock Option (Right to Buy) $86.89            (1)2/16/2027 Common Stock 6552  6552 D 
 
Employee Stock Option (Right to Buy) $105.83            (1)3/5/2028 Common Stock 6662  6662 D 
 
Employee Stock Option (Right to Buy) $110.13            (1)3/4/2029 Common Stock 6559  6559 D 
 
Employee Stock Option (Right to Buy) $171.86            (1)2/6/2030 Common Stock 6050  6050 D 
 

Explanation of Responses:
(1) These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Upchurch Michael W
KANSAS CITY SOUTHERN
PO BOX 219335
KANSAS CITY, MO 64121-9335


EVP & Chief Financial Officer

Signatures
Julie D. Powell, Attorney-in-fact10/27/2020
**Signature of Reporting PersonDate

Kansas City Southern (NYSE:KSU)
Historical Stock Chart
From Feb 2024 to Mar 2024 Click Here for more Kansas City Southern Charts.
Kansas City Southern (NYSE:KSU)
Historical Stock Chart
From Mar 2023 to Mar 2024 Click Here for more Kansas City Southern Charts.