Initial Statement of Beneficial Ownership (3)
March 10 2020 - 1:47PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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LOVELESS KATHY |
2. Date of Event Requiring Statement (MM/DD/YYYY)
3/1/2020
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3. Issuer Name and Ticker or Trading Symbol
COCA COLA CO [KO]
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(Last)
(First)
(Middle)
C/O THE COCA-COLA COMPANY, ONE COCA-COLA PLAZA |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Vice President & Controller / |
(Street)
ATLANTA, GA 30313
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, $.25 Par Value | 12188 (1) | D (2) | |
Common Stock, $.25 Par Value | 16425 | I | By 401(k) Plan (3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option (Right to Buy) | (4) | 2/17/2026 | Common Stock, $.25 Par Value | 8404 | $43.515 | D | |
Employee Stock Option (Right to Buy) | (5) | 2/15/2027 | Common Stock, $.25 Par Value | 8790 | $40.89 | D | |
Employee Stock Option (Right to Buy) | (6) | 2/15/2028 | Common Stock, $.25 Par Value | 6644 | $44.475 | D | |
Employee Stock Option (Right to Buy) | (7) | 2/21/2029 | Common Stock, $.25 Par Value | 7958 | $45.435 | D | |
Employee Stock Option (Right to Buy) | (8) | 2/20/2030 | Common Stock, $.25 Par Value | 6850 | $59.485 | D | |
Hypothetical Shares | (9) | (9) | Common Stock, $.25 Par Value | 1339 (10) | (11) | I | By Supplemental 401(k) Plan |
Explanation of Responses: |
(1) | Includes 4,290 restricted stock units issued under The Coca-Cola Company 2014 Equity Plan and 5,099 performance share units, which vest in February 2021, issued in connection with the attainment of performance criteria underlying performance share units granted for the 2017-2019 performance period. |
(2) | Exhibit Index - Exhibit No. 24 - Power of Attorney |
(3) | Shares credited to the reporting person's account under The Coca-Cola Company 401(k) Plan, as of March 1, 2020. |
(4) | Option (with tax withholding right) granted on February 18, 2016 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
(5) | Option (with tax withholding right) granted on February 16, 2017 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant becomes exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
(6) | Option (with tax withholding right) granted on February 15, 2018 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant becomes exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
(7) | Option (with tax withholding right) granted on February 21, 2019 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant becomes exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
(8) | Option (with tax withholding right) granted on February 20, 2020 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant becomes exercisable on the first, second, third and fourth anniversaries of the grant date. |
(9) | There is no data applicable with respect to the hypothetical shares. |
(10) | As of March 1, 2020. |
(11) | Each hypothetical share is equal to one share of common stock of The Coca-Cola Company. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
LOVELESS KATHY C/O THE COCA-COLA COMPANY ONE COCA-COLA PLAZA ATLANTA, GA 30313 |
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| Vice President & Controller |
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Signatures
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Kathy Loveless | | 3/9/2020 |
**Signature of Reporting Person | Date |
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