Current Report Filing (8-k)
October 06 2021 - 08:50AM
Edgar (US Regulatory)
0001072627 false 0001072627 2021-10-06
2021-10-06 iso4217:USD xbrli:shares iso4217:USD xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of report (Date of earliest event reported):
October 6, 2021
KINGSWAY FINANCIAL SERVICES INC.
(Exact Name of Registrant as Specified in Its Charter)
|
Delaware |
|
001-15204 |
|
85-1792291 |
(State or Other Jurisdiction
of Incorporation) |
|
(Commission File Number) |
|
(IRS Employer
Identification No.) |
150 Pierce Rd.,
Itasca,
IL
60143
(Address of Principal Executive Offices) (Zip Code)
Registrant’s Telephone Number, Including Area Code: (847)
871-6408
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
|
☐ |
Written communications pursuant to
Rule 425 under the Securities Act (17 CFR 230.425) |
| |
|
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☐ |
Soliciting material pursuant to
Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| |
|
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☐ |
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b)) |
| |
|
|
☐ |
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
|
Title of each
class |
|
Trading Symbol(s) |
|
Name of each exchange on which
registered |
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Common Stock, par value $0.01 per share |
|
KFS |
|
New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
☐
ITEM 7.01 Regulation FD Disclosure.
On October 6, 2021, Kingsway Financial Services Inc. (the
“Company”) posted to its website an Investor Presentation (the
“Presentation”). A copy of the Presentation can be found on the
Company’s website at https://kingsway-financial.com/events-presentations/.
The information in this Current Report on Form 8-K provided under
this Item 7.01 is being furnished to, and shall not be deemed
“filed” with, the U.S. Securities and Exchange Commission or
incorporated by reference into the Company’s filings under the
Securities Act of 1933, as amended, or the Securities Exchange Act
of 1934, as amended.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
| |
KINGSWAY FINANCIAL SERVICES
INC. |
| |
|
|
| October 6, 2021 |
By: |
/s/ Kent A. Hansen |
| |
|
Kent A.
Hansen, Chief Financial Officer |
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