Statement of Changes in Beneficial Ownership (4)
February 10 2021 - 6:47PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Stoffels Paulus |
2. Issuer Name and Ticker or Trading Symbol
JOHNSON & JOHNSON
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JNJ
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Vice Chair, Exec Committee |
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(Last)
(First)
(Middle)
ONE JOHNSON & JOHNSON PLAZA |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/8/2021 |
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(Street)
NEW BRUNSWICK, NJ 08933
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Employee Stock Options (Right to Buy) (1) | $164.6200 | 2/8/2021 | | A | | 123118.0000 | | 2/8/2024 | 2/8/2031 | Common Stock | 123118.0000 | $0.0000 | 123118.0000 | D | |
| Performance Share Units | (2) | 2/8/2021 | | A | | 29452.0000 | | 2/12/2021 | (2) | Common Stock | 29452.0000 | $0.0000 | 29452.0000 | D | |
| Restricted Share Units | (3) | 2/8/2021 | | A | | 5605.0000 | | 2/8/2024 | (3) | Common Stock | 5605.0000 | $0.0000 | 5605.0000 | D | |
| Explanation of Responses: |
| (1) | Awarded under Issuer's Long-Term Incentive Plan. |
| (2) | On February 8, 2021, the Issuer's Compensation & Benefits Committe certified the performance factor applicable to Performance Share Units awarded to the reporting person on February 12, 2018 under the Issuer's Long-Term Incentive Plan. These Performance Share Units represent a contingent right to an equal number of shares of Common Stock or the cash value thereof, subject to the reporting person's continued service to the Issuer through the third anniversary of the initial award date. |
| (3) | Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Stoffels Paulus
ONE JOHNSON & JOHNSON PLAZA
NEW BRUNSWICK, NJ 08933 |
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| Vice Chair, Exec Committee |
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Signatures
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| Raavi K. Deol, as attorney-in-fact for Paulus Stoffels | | 2/10/2021 |
| **Signature of Reporting Person | Date |
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