Statement of Changes in Beneficial Ownership (4)
December 11 2019 - 4:55PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Voyles Robb L. |
2. Issuer Name and Ticker or Trading Symbol
HALLIBURTON CO
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HAL
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
EVP, Sec & General Counsel |
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(Last)
(First)
(Middle)
3000 N. SAM HOUSTON PARKWAY E. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/9/2019 |
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(Street)
HOUSTON, TX 77032
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 12/9/2019 | | F | | 2346 (1) | D | $21.42 (2) | 263900.643 | D |
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| Common Stock | 12/10/2019 | | F | | 1622 (1) | D | $22.33 (3) | 262278.643 | D |
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| Common Stock | 12/10/2019 | | F | | 1449 (1) | D | $22.33 (4) | 260829.643 | D |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Option to Buy Common Stock | $31.44 | | | | | | | 12/5/2018 | 12/5/2028 | Common Stock | 51100 | | 51100 | D |
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| Option to Buy Common Stock | $43.38 | | | | | | | 12/6/2017 | 12/6/2027 | Common Stock | 34300 | | 34300 | D |
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| Option to Buy Common Stock | $53.54 | | | | | | | 12/7/2016 | 12/7/2026 | Common Stock | 30500 | | 30500 | D |
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| Option to Buy Common Stock | $38.95 | | | | | | | 12/2/2015 | 12/2/2025 | Common Stock | 41300 | | 41300 | D |
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| Option to Buy Common Stock | $40.75 | | | | | | | 12/3/2014 | 12/3/2024 | Common Stock | 41300 | | 41300 | D |
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| Option to Buy Common Stock | $49.82 | | | | | | | 9/16/2013 | 9/16/2023 | Common Stock | 33334 | | 66666 | D |
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| Explanation of Responses: |
| (1) | Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer. |
| (2) | The closing price of Halliburton Company's Common Stock on the New York Stock Exchange on the December 5, 2019 vest date was $21.42. |
| (3) | The closing price of Halliburton Company's Common Stock on the New York Stock Exchange on the December 6, 2019 vest date was $22.33. |
| (4) | The December 7, 2019 vest date was on a non-market date. The closing price of Halliburton Company's Common Stock on the New York Stock Exchange on December 6, 2019 was $22.33. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Voyles Robb L.
3000 N. SAM HOUSTON PARKWAY E.
HOUSTON, TX 77032 |
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| EVP, Sec & General Counsel |
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Signatures
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| /s/ Bruce A. Metzinger, by Power of Attorney | | 12/11/2019 |
| **Signature of Reporting Person | Date |
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