Current Report Filing (8-k)
June 10 2021 - 04:10PM
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UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
June 9, 2021
VELODYNE
LIDAR, INC.
(Exact name of registrant as specified
in its charter)
Delaware
|
001-38703
|
83-1138508
|
(State or other jurisdiction
of incorporation)
|
(Commission
File Number)
|
(IRS Employer
Identification No.)
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5521 Hellyer Avenue
|
|
San Jose, California
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95138
|
(Address of principal executive offices)
|
(zip code)
|
Registrant’s telephone number, including
area code: (669) 275-2251
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):
¨
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
¨
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Securities registered
pursuant to Section 12(b) of the Act:
Title of each class
|
|
Trading symbol
|
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Name of each exchange
on which registered
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Common Stock, $0.0001 par value
|
|
VLDR
|
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The Nasdaq Stock Market LLC
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Warrants, each exercisable for three-quarters of one share of common stock
|
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VLDRW
|
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The Nasdaq Stock Market LLC
|
Indicate by check mark whether the
registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or
Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company x
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act.
On June 9, 2021, Velodyne
Lidar, Inc. (“Velodyne”) initiated an arbitration proceeding against David Hall, alleging breach of contract and misappropriation
of Velodyne confidential, proprietary, and trade secret information. Mr. Hall is a former director and officer of Velodyne, who currently
holds voting control of approximately 45% of Velodyne’s outstanding common stock.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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VELODYNE LIDAR, INC.
|
|
|
|
DATE: June 10, 2021
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By:
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/s/ Michael Vella
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|
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Michael Vella
|
|
|
General Counsel
|
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