UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT
OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number
811-21982
Guggenheim Strategic Opportunities Fund
(Exact name of
registrant as specified in charter)
227
West Monroe Street
Chicago, IL 60606
(Address
of principal executive offices) (Zip code)
Brian
Binder
227 West Monroe Street
Chicago, IL 60606
(Name and
address of agent for service)
Registrant's telephone number, including area code:
312-827-0100
Date of fiscal year end: May 31
Date of reporting period: July 1, 2021 - June 30, 2022
Form N-PX is to be used by a registered management investment
company, other than a small business investment company registered
on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file
reports with the Commission, not later than August 31 of each year,
containing the registrant's proxy voting record for the most recent
twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR
270.30b1-4). The Commission may use the information provided on
Form N-PX in its regulatory, disclosure review, inspection, and
policymaking roles.
A registrant is required to disclose the information specified
by Form N-PX, and the Commission will make this information public.
A registrant is not required to respond to the collection of
information contained in Form N-PX unless the Form displays a
currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for
reducing the burden to the Secretary, Securities and Exchange
Commission, 450 Fifth Street, NW,
Washington, DC 20549-0609. The OMB has reviewed this collection
of information under the clearance requirements of 44 U.S.C.
ss. 3507.
Item 1. Proxy Voting
Record.
*******************************
FORM N-Px REPORT *******************************
ICA File Number: 811-21982
Reporting Period: 07/01/2021 - 06/30/2022
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
================== GUGGENHEIM
STRATEGIC OPPORTUNITIES FUND * ===================
* This Form N-PX filing includes proxy voting records for
Guggenheim Credit Allocation Fund (GGM) and Guggenheim Enhanced
Equity Income Fund (GPM), each of which merged with and into
Guggenheim Strategic Opportunities Fund (GOF) effective October 25,
2021.
AMCOR PLC
Ticker: AMCR Security ID: G0250X107 Meeting Date: NOV 10, 2021
Meeting Type: Annual Record Date: SEP 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Graeme Liebelt For For Management
1b Elect Director Armin Meyer For For Management
1c Elect Director Ronald Delia For For Management
1d Elect Director Achal Agarwal For For Management
1e Elect Director Andrea Bertone For For Management
1f Elect Director Susan Carter For For Management
1g Elect Director Karen Guerra For For Management
1h Elect Director Nicholas (Tom) Long For For Management
1i Elect Director Arun Nayar For For Management
1j Elect Director Jeremy Sutcliffe For For Management
1k Elect Director David Szczupak For For Management
2 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
|
ATLAS MARA LTD.
Ticker: ATMA Security ID: G0697QAE3 Meeting Date: OCT 08, 2021
Meeting Type: Bondholder Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management per
Meeting Notice
ATLAS MARA LTD.
Ticker: ATMA Security ID: G0697QAE3 Meeting Date: JAN 17, 2022
Meeting Type: Bondholder Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management per
Meeting Notice
AUTOMATIC DATA PROCESSING,
INC.
Ticker: ADP Security ID: 053015103 Meeting Date: NOV 10, 2021
Meeting Type: Annual Record Date: SEP 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Bisson For For Management
1b Elect Director Richard T. Clark For For Management
1c Elect Director Linnie M. Haynesworth For For Management
1d Elect Director John P. Jones For For Management
1e Elect Director Francine S. Katsoudas For For Management
1f Elect Director Nazzic S. Keene For For Management
1g Elect Director Thomas J. Lynch For For Management
1h Elect Director Scott F. Powers For For Management
1i Elect Director William J. Ready For For Management
1j Elect Director Carlos A. Rodriguez For For Management
1k Elect Director Sandra S. Wijnberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Workforce Engagement in Against Against Shareholder
Governance
|
AUTOZONE, INC.
Ticker: AZO Security ID: 053332102
Meeting Date: DEC 15, 2021 Meeting Type: Annual
Record Date: OCT 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas H. Brooks For For Management
1.2 Elect Director Linda A. Goodspeed For For Management
1.3 Elect Director Earl G. Graves, Jr. For For Management
1.4 Elect Director Enderson Guimaraes For For Management
1.5 Elect Director D. Bryan Jordan For For Management
1.6 Elect Director Gale V. King For For Management
1.7 Elect Director George R. Mrkonic, Jr. For For Management
1.8 Elect Director William C. Rhodes, III For For Management
1.9 Elect Director Jill A. Soltau For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
|
4 Report on Annual Climate Transition Against For
Shareholder
BIO-TECHNE
CORPORATION
Ticker: TECH Security ID: 09073M104 Meeting Date: OCT 28, 2021
Meeting Type: Annual Record Date: SEP 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2a Elect Director Robert V. Baumgartner For For Management
2b Elect Director Julie L. Bushman For For Management
2c Elect Director John L. Higgins For For Management
2d Elect Director Joseph D. Keegan For For Management
2e Elect Director Charles R. Kummeth For For Management
2f Elect Director Roeland Nusse For For Management
2g Elect Director Alpna Seth For For Management
2h Elect Director Randolph Steer For For Management
2i Elect Director Rupert Vessey For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify KPMG, LLP as Auditors For For Management
|
BLACKROCK MUNICIPAL INCOME
TRUST
Ticker: BFK Security ID: 09248F109
Meeting Date: JUL 29, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Phillip Holloman For For Management
1.2 Elect Director Catherine A. Lynch For For Management
1.3 Elect Director Karen P. Robards For For Management
|
BLACKROCK MUNIVEST FUND,
INC.
Ticker: MVF Security ID: 09253R105 Meeting Date: JUL 29, 2021
Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For Withhold Management
1.2 Elect Director Richard E. Cavanagh For Withhold Management
1.3 Elect Director Cynthia L. Egan For Withhold Management
1.4 Elect Director Robert Fairbairn For For Management
1.5 Elect Director Stayce Harris For For Management
1.6 Elect Director J. Phillip Holloman For For Management
1.7 Elect Director R. Glenn Hubbard For Withhold Management
1.8 Elect Director Catherine A. Lynch For For Management
1.9 Elect Director John M. Perlowski For For Management
1.10 Elect Director Karen P. Robards For Withhold Management
|
BLACKROCK TAXABLE MUNICIPAL BOND
TRUST
Ticker: BBN Security ID: 09248X100
Meeting Date: JUL 29, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Phillip Holloman For For Management
1.2 Elect Director Catherine A. Lynch For For Management
1.3 Elect Director Karen P. Robards For For Management
1.4 Elect Director Frank J. Fabozzi For For Management
|
BROADRIDGE FINANCIAL SOLUTIONS,
INC.
Ticker: BR Security ID: 11133T103 Meeting Date: NOV 18, 2021
Meeting Type: Annual Record Date: SEP 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Pamela L. Carter For For Management
1c Elect Director Richard J. Daly For For Management
1d Elect Director Robert N. Duelks For For Management
1e Elect Director Melvin L. Flowers For For Management
1f Elect Director Timothy C. Gokey For For Management
1g Elect Director Brett A. Keller For For Management
1h Elect Director Maura A. Markus For For Management
1i Elect Director Annette L. Nazareth For For Management
1j Elect Director Thomas J. Perna For For Management
1k Elect Director Amit K. Zavery For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
|
CAMPBELL SOUP COMPANY
Ticker: CPB Security ID: 134429109 Meeting Date: DEC 01, 2021
Meeting Type: Annual
Record Date: OCT 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fabiola R. Arredondo For For Management
1.2 Elect Director Howard M. Averill For For Management
1.3 Elect Director John P. (JP) Bilbrey For For Management
1.4 Elect Director Mark A. Clouse For For Management
1.5 Elect Director Bennett Dorrance For For Management
1.6 Elect Director Maria Teresa (Tessa) For For Management
Hilado
1.7 Elect Director Grant H. Hill For For Management
1.8 Elect Director Sarah Hofstetter For For Management
1.9 Elect Director Marc B. Lautenbach For For Management
1.10 Elect Director Mary Alice Dorrance For For Management
Malone
1.11 Elect Director Keith R. McLoughlin For For Management
1.12 Elect Director Kurt T. Schmidt For For Management
1.13 Elect Director Archbold D. van Beuren For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote Against For Shareholder
5 Allow Shareholder Meetings to be Held Against For Shareholder
in Virtual Format
|
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108 Meeting Date: NOV 05, 2021
Meeting Type: Annual Record Date: SEP 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carrie S. Cox For For Management
1b Elect Director Bruce L. Downey For For Management
1c Elect Director Sheri H. Edison For For Management
1d Elect Director David C. Evans For For Management
1e Elect Director Patricia A. Hemingway For For Management
Hall
1f Elect Director Akhil Johri For For Management
1g Elect Director Michael C. Kaufmann For For Management
1h Elect Director Gregory B. Kenny For For Management
1i Elect Director Nancy Killefer For For Management
1j Elect Director Dean A. Scarborough For For Management
1k Elect Director John H. Weiland For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
|
6 Require Independent Board Chair Against Against
Shareholder
CATALENT, INC.
Ticker: CTLT Security ID: 148806102 Meeting Date: OCT 28, 2021
Meeting Type: Annual Record Date: SEP 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Madhavan "Madhu" For For Management
Balachandran
1b Elect Director Michael J. Barber For For Management
1c Elect Director J. Martin Carroll For For Management
1d Elect Director John Chiminski For For Management
1e Elect Director Rolf Classon For For Management
1f Elect Director Rosemary A. Crane For For Management
1g Elect Director John J. Greisch For For Management
1h Elect Director Christa Kreuzburg For For Management
1i Elect Director Gregory T. Lucier For For Management
1j Elect Director Donald E. Morel, Jr. For For Management
1k Elect Director Jack Stahl For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Provide Right to Call Special Meeting For For Management
6 Amend Certificate of Incorporation to For For Management
Add Federal Forum Selection Provision
7 Amend Articles For For Management
|
CHUBB LIMITED
Ticker: CB Security ID: H1467J104 Meeting Date: NOV 03, 2021
Meeting Type: Extraordinary Shareholders Record Date: SEP 10,
2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Share Repurchase Program For For Management
2 Approve CHF 349,339,410 Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
3 Transact Other Business (Voting) For Against Management
|
CINTAS CORPORATION
Ticker: CTAS Security ID: 172908105 Meeting Date: OCT 26, 2021
Meeting Type: Annual Record Date: SEP 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerald S. Adolph For For Management
1b Elect Director John F. Barrett For For Management
1c Elect Director Melanie W. Barstad For For Management
1d Elect Director Karen L. Carnahan For For Management
1e Elect Director Robert E. Coletti For For Management
1f Elect Director Scott D. Farmer For For Management
1g Elect Director Joseph Scaminace For For Management
1h Elect Director Todd M. Schneider For For Management
1i Elect Director Ronald W. Tysoe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
|
4 Eliminate Supermajority Vote Against For Shareholder
Requirement
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 13, 2021
Meeting Type: Annual Record Date: OCT 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Michael D. Capellas For For Management
1d Elect Director Mark Garrett For For Management
1e Elect Director John D. Harris, II For For Management
1f Elect Director Kristina M. Johnson For For Management
1g Elect Director Roderick C. McGeary For For Management
1h Elect Director Charles H. Robbins For For Management
1i Elect Director Brenton L. Saunders For For Management
1j Elect Director Lisa T. Su For For Management
1k Elect Director Marianna Tessel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
|
4 Amend Proxy Access Right Against For Shareholder
COPART, INC.
Ticker: CPRT Security ID: 217204106 Meeting Date: DEC 03, 2021
Meeting Type: Annual
Record Date: OCT 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Willis J. Johnson For For Management
1.2 Elect Director A. Jayson Adair For For Management
1.3 Elect Director Matt Blunt For For Management
1.4 Elect Director Steven D. Cohan For For Management
1.5 Elect Director Daniel J. Englander For For Management
1.6 Elect Director James E. Meeks For For Management
1.7 Elect Director Thomas N. Tryforos For For Management
1.8 Elect Director Diane M. Morefield For For Management
1.9 Elect Director Stephen Fisher For For Management
1.10 Elect Director Cherylyn Harley LeBon For For Management
1.11 Elect Director Carl D. Sparks For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
|
FIGS, INC.
Ticker: FIGS Security ID: 30260D103 Meeting Date: JUN 08, 2022
Meeting Type: Annual
Record Date: APR 13, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine Spear For Withhold Management
1.2 Elect Director Sheila Antrum For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
|
FOX CORPORATION
Ticker: FOXA Security ID: 35137L204 Meeting Date: NOV 10, 2021
Meeting Type: Annual Record Date: SEP 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director K. Rupert Murdoch For For Management
1b Elect Director Lachlan K. Murdoch For For Management
1c Elect Director William A. Burck For Against Management
1d Elect Director Chase Carey For For Management
1e Elect Director Anne Dias For For Management
1f Elect Director Roland A. Hernandez For For Management
1g Elect Director Jacques Nasser For For Management
1h Elect Director Paul D. Ryan For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
|
GORES HOLDINGS VI,
INC.
Ticker: GHVI Security ID: 38286R105 Meeting Date: JUL 20, 2021
Meeting Type: Special Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For For Management
2 Approve Issuance of Shares for a For For Management
Private Placement
3 Amend Certificate of Incorporation For For Management
4A Increase Authorized Common Stock and For For Management
Eliminate Class F Common Stock
4B Classify the Board of Directors For Against Management
4C Amend Certificate of Incorporation in For Against Management
Relation to Election and Removal of
Directors
4D Adopt Supermajority Vote Requirement For Against Management
to Amend Certificate of Incorporation
5 Approve Omnibus Stock Plan For Against Management
6 Approve Qualified Employee Stock For Against Management
Purchase Plan
7.1 Elect Director Alec Gores For Withhold Management
7.2 Elect Director Randall Bort For Withhold Management
7.3 Elect Director Elizabeth Marcellino For For Management
7.4 Elect Director Nancy Tellem For For Management
8 Adjourn Meeting For For Management
|
INVESCO TRUST FOR INVESTMENT
GRADE MUNICIPALS
Ticker: VGM Security ID: 46131M106
Meeting Date: AUG 06, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack M. Fields For For Management
1.2 Elect Director Martin L. Flanagan For For Management
1.3 Elect Director Elizabeth Krentzman For For Management
1.4 Elect Director Robert C. Troccoli For For Management
1.5 Elect Director James D. Vaughn For For Management
|
JACK HENRY & ASSOCIATES,
INC.
Ticker: JKHY Security ID: 426281101 Meeting Date: NOV 16, 2021
Meeting Type: Annual
Record Date: SEP 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Foss For For Management
1.2 Elect Director Matthew C. Flanigan For For Management
1.3 Elect Director Thomas H. Wilson, Jr. For For Management
1.4 Elect Director Jacque R. Fiegel For For Management
1.5 Elect Director Thomas A. Wimsett For For Management
1.6 Elect Director Laura G. Kelly For For Management
1.7 Elect Director Shruti S. Miyashiro For For Management
1.8 Elect Director Wesley A. Brown For For Management
1.9 Elect Director Curtis A. Campbell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
|
KANSAS CITY SOUTHERN
Ticker: KSU Security ID: 485170302 Meeting Date: DEC 10, 2021
Meeting Type: Special Record Date: OCT 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
|
KLA CORPORATION
Ticker: KLAC Security ID: 482480100
Meeting Date: NOV 03, 2021 Meeting Type: Annual
Record Date: SEP 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward Barnholt For For Management
1.2 Elect Director Robert Calderoni For For Management
1.3 Elect Director Jeneanne Hanley For For Management
1.4 Elect Director Emiko Higashi For For Management
1.5 Elect Director Kevin Kennedy For For Management
1.6 Elect Director Gary Moore For For Management
1.7 Elect Director Marie Myers For For Management
1.8 Elect Director Kiran Patel For For Management
1.9 Elect Director Victor Peng For For Management
1.10 Elect Director Robert Rango For For Management
1.11 Elect Director Richard Wallace For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
|
LAM RESEARCH
CORPORATION
Ticker: LRCX Security ID: 512807108 Meeting Date: NOV 08, 2021
Meeting Type: Annual
Record Date: SEP 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sohail U. Ahmed For For Management
1.2 Elect Director Timothy M. Archer For For Management
1.3 Elect Director Eric K. Brandt For For Management
1.4 Elect Director Michael R. Cannon For For Management
1.5 Elect Director Catherine P. Lego For For Management
1.6 Elect Director Bethany J. Mayer For For Management
1.7 Elect Director Abhijit Y. Talwalkar For For Management
1.8 Elect Director Lih Shyng (Rick L.) Tsai For For Management
1.9 Elect Director Leslie F. Varon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
|
MEDTRONIC PLC
Ticker: MDT Security ID: G5960L103 Meeting Date: DEC 09, 2021
Meeting Type: Annual Record Date: OCT 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Anderson For For Management
1b Elect Director Craig Arnold For For Management
1c Elect Director Scott C. Donnelly For For Management
1d Elect Director Andrea J. Goldsmith For For Management
1e Elect Director Randall J. Hogan, III For For Management
1f Elect Director Kevin E. Lofton For For Management
1g Elect Director Geoffrey S. Martha For For Management
1h Elect Director Elizabeth G. Nabel For For Management
1i Elect Director Denise M. O'Leary For For Management
1j Elect Director Kendall J. Powell For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
6 Renew the Board's Authority to Issue For For Management
Shares Under Irish Law
7 Renew the Board's Authority to Opt-Out For For Management
of Statutory Pre-Emptions Rights Under
Irish Law
8 Authorize Overseas Market Purchases of For For Management
Ordinary Shares
|
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 30, 2021 Meeting Type: Annual
Record Date: SEP 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reid G. Hoffman For For Management
1.2 Elect Director Hugh F. Johnston For For Management
1.3 Elect Director Teri L. List For For Management
1.4 Elect Director Satya Nadella For For Management
1.5 Elect Director Sandra E. Peterson For For Management
1.6 Elect Director Penny S. Pritzker For For Management
1.7 Elect Director Carlos A. Rodriguez For For Management
1.8 Elect Director Charles W. Scharf For For Management
1.9 Elect Director John W. Stanton For For Management
1.10 Elect Director John W. Thompson For For Management
1.11 Elect Director Emma N. Walmsley For For Management
1.12 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Report on Gender/Racial Pay Gap Against For Shareholder
6 Report on Effectiveness of Workplace Against For Shareholder
Sexual Harassment Policies
7 Prohibit Sales of Facial Recognition Against Against Shareholder
Technology to All Government Entities
8 Report on Implementation of the Fair Against Against Shareholder
Chance Business Pledge
9 Report on Lobbying Activities Against For Shareholder
Alignment with Company Policies
|
NEWS CORPORATION
Ticker: NWSA Security ID: 65249B208 Meeting Date: NOV 17, 2021
Meeting Type: Annual Record Date: OCT 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director K. Rupert Murdoch For For Management
1b Elect Director Lachlan K. Murdoch For For Management
1c Elect Director Robert J. Thomson For For Management
1d Elect Director Kelly Ayotte For For Management
1e Elect Director Jose Maria Aznar For For Management
1f Elect Director Natalie Bancroft For For Management
1g Elect Director Peter L. Barnes For For Management
1h Elect Director Ana Paula Pessoa For For Management
1i Elect Director Masroor Siddiqui For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
|
4 Adopt Simple Majority Vote Against For Shareholder
NORTONLIFELOCK INC.
Ticker: NLOK Security ID: 668771108 Meeting Date: NOV 04, 2021
Meeting Type: Special Record Date: OCT 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
NUVEEN AMT-FREE MUNICIPAL CREDIT
INCOME FUND
Ticker: NVG Security ID: 67071L106 Meeting Date: AUG 04, 2021
Meeting Type: Annual
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director Jack B. Evans For Withhold Management
1c.2 Elect Director Joanne T. Medero For For Management
1c.3 Elect Director Matthew Thornton, III For For Management
|
NUVEEN AMT-FREE QUALITY
MUNICIPAL INCOME FUND
Ticker: NEA Security ID: 670657105 Meeting Date: AUG 04, 2021
Meeting Type: Annual
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director Jack B. Evans For Withhold Management
1c.2 Elect Director Joanne T. Medero For For Management
1c.3 Elect Director Matthew Thornton, III For For Management
|
NUVEEN QUALITY MUNICIPAL INCOME
FUND
Ticker: NAD Security ID: 67066V101 Meeting Date: AUG 04, 2021
Meeting Type: Annual
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director Jack B. Evans For Withhold Management
1c.2 Elect Director Joanne T. Medero For For Management
1c.3 Elect Director Matthew Thornton, III For For Management
|
NUVEEN TAXABLE MUNICIPAL INCOME
FUND
Ticker: NBB Security ID: 67074C103 Meeting Date: AUG 04, 2021
Meeting Type: Annual
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director Jack B. Evans For Withhold Management
1b.2 Elect Director Joanne T. Medero For For Management
1b.3 Elect Director Albin F. Moschner For Withhold Management
1b.4 Elect Director Matthew Thornton, III For For Management
|
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 10, 2021 Meeting Type: Annual
Record Date: SEP 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For Withhold Management
1.2 Elect Director Michael J. Boskin For For Management
1.3 Elect Director Safra A. Catz For For Management
1.4 Elect Director Bruce R. Chizen For Withhold Management
1.5 Elect Director George H. Conrades For Withhold Management
1.6 Elect Director Lawrence J. Ellison For For Management
1.7 Elect Director Rona A. Fairhead For For Management
1.8 Elect Director Jeffrey O. Henley For For Management
1.9 Elect Director Renee J. James For For Management
1.10 Elect Director Charles W. Moorman, IV For Withhold Management
1.11 Elect Director Leon E. Panetta For Withhold Management
1.12 Elect Director William G. Parrett For Withhold Management
1.13 Elect Director Naomi O. Seligman For Withhold Management
1.14 Elect Director Vishal Sikka For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Report on Racial Equity Audit Against For Shareholder
6 Require Independent Board Chair Against For Shareholder
7 Report on Political Contributions Against Against Shareholder
|
PARKER-HANNIFIN
CORPORATION
Ticker: PH Security ID: 701094104 Meeting Date: OCT 27, 2021
Meeting Type: Annual Record Date: SEP 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lee C. Banks For For Management
1b Elect Director Jillian C. Evanko For For Management
1c Elect Director Lance M. Fritz For For Management
1d Elect Director Linda A. Harty For For Management
1e Elect Director William F. Lacey For For Management
1f Elect Director Kevin A. Lobo For For Management
1g Elect Director Joseph Scaminace For For Management
1h Elect Director Ake Svensson For For Management
1i Elect Director Laura K. Thompson For For Management
1j Elect Director James R. Verrier For For Management
1k Elect Director James L. Wainscott For For Management
1l Elect Director Thomas L. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
|
RESMED INC.
Ticker: RMD Security ID: 761152107 Meeting Date: NOV 18, 2021
Meeting Type: Annual Record Date: SEP 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Karen Drexler For For Management
1b Elect Director Michael 'Mick' Farrell For For Management
1c Elect Director Peter Farrell For For Management
1d Elect Director Harjit Gill For For Management
1e Elect Director Ronald 'Ron' Taylor For For Management
1f Elect Director John Hernandez For For Management
1g Elect Director Desney Tan For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
|
SOARING EAGLE ACQUISITION
CORP.
Ticker: SRNG Security ID: G8354H126 Meeting Date: SEP 14, 2021
Meeting Type: Extraordinary Shareholders Record Date: AUG 10,
2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For For Management
2 Change Jurisdiction of Incorporation For For Management
from Cayman Islands to the State of
Delaware
3 Approve Proposed Charter and Proposed For For Management
Bylaws
4A Approve Changes in Authorized Share For For Management
Capital
4B Amend Votes Per Share of Class B For For Management
Common Stock
4C Amend Vote Requirement to Change For For Management
Number of Directors
4D Adopt Majority Vote Requirement For For Management
Regarding Changes in Authorized Number
of Shares of Stock
4E Approve Other Changes in Connection For For Management
with Adoption of Proposed Charter
4F Change Company Name to Ginkgo Bioworks For For Management
Holdings, Inc.
5 Elect Jason Kelly, Reshma Shetty, Arie For For Management
Belldegrun, Marijn Dekkers, Christian
Henry, Reshma Kewalramani, Shyam
Sankar, and Harry Sloan as Directors
6 Approve Issuance of Shares for a For For Management
Private Placement
7 Approve Omnibus Stock Plan For For Management
8 Approve Qualified Employee Stock For For Management
Purchase Plan
9 Adjourn Meeting For For Management
|
SYSCO CORPORATION
Ticker: SYY Security ID: 871829107 Meeting Date: NOV 19, 2021
Meeting Type: Annual Record Date: SEP 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel J. Brutto For For Management
1b Elect Director John M. Cassaday For For Management
1c Elect Director Larry C. Glasscock For For Management
1d Elect Director Bradley M. Halverson For For Management
1e Elect Director John M. Hinshaw For For Management
1f Elect Director Kevin P. Hourican For For Management
1g Elect Director Hans-Joachim Koerber For For Management
1h Elect Director Stephanie A. Lundquist For For Management
1i Elect Director Edward D. Shirley For For Management
1j Elect Director Sheila G. Talton For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on GHG Emissions Reduction None For Shareholder
Targets
|
TAPESTRY, INC.
Ticker: TPR Security ID: 876030107 Meeting Date: NOV 03, 2021
Meeting Type: Annual Record Date: SEP 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John P. Bilbrey For For Management
1b Elect Director Darrell Cavens For For Management
1c Elect Director Joanne Crevoiserat For For Management
1d Elect Director David Denton For For Management
1e Elect Director Hanneke Faber For For Management
1f Elect Director Anne Gates For For Management
1g Elect Director Thomas Greco For For Management
1h Elect Director Pamela Lifford For For Management
1i Elect Director Annabelle Yu Long For For Management
1j Elect Director Ivan Menezes For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
|
THE CLOROX COMPANY
Ticker: CLX Security ID: 189054109 Meeting Date: NOV 17, 2021
Meeting Type: Annual
Record Date: SEP 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amy Banse For For Management
1.2 Elect Director Richard H. Carmona For For Management
1.3 Elect Director Spencer C. Fleischer For For Management
1.4 Elect Director Esther Lee For For Management
1.5 Elect Director A. D. David Mackay For For Management
1.6 Elect Director Paul Parker For For Management
1.7 Elect Director Linda Rendle For For Management
1.8 Elect Director Matthew J. Shattock For For Management
1.9 Elect Director Kathryn Tesija For For Management
1.10 Elect Director Russell J. Weiner For For Management
1.11 Elect Director Christopher J. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
|
THE ESTEE LAUDER COMPANIES
INC.
Ticker: EL Security ID: 518439104 Meeting Date: NOV 12, 2021
Meeting Type: Annual Record Date: SEP 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rose Marie Bravo For For Management
1b Elect Director Paul J. Fribourg For For Management
1c Elect Director Jennifer Hyman For For Management
1d Elect Director Barry S. Sternlicht For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
|
TPG PACE SOLUTIONS
CORP.
Ticker: TPGS Security ID: G8656V104 Meeting Date: NOV 30, 2021
Meeting Type: Extraordinary Shareholders Record Date: NOV 01,
2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For For Management
2 Approve Merger Agreement For For Management
3A Approve Change in the Authorized For For Management
Capital Stock
3B Opt Out of Section 203 of the DGCL For For Management
3C Adopt the Jurisdiction of For For Management
Incorporation as the Exclusive Forum
for Certain Disputes
3D Amend Certificate of Incorporation to For For Management
Waive Corporate Opportunity Doctrine
3E Amend Voting Requirement for Removal For For Management
of Directors and Filling of Vacancies
3F Eliminate Right to Act by Written For For Management
Consent
3G Adopt Supermajority Vote Requirement For For Management
to Amend Certain Provisions of
Proposed Certificate of Incorporation
4 Approve Issuance of Shares for a For For Management
Private Placement
5 Adjourn Meeting For For Management
|
UNIT CORPORATION
Ticker: UNTC Security ID: 909218406 Meeting Date: DEC 07, 2021
Meeting Type: Annual
Record Date: OCT 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven B. Hildebrand For For Management
1.2 Elect Director Andrei Verona For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
|
VACASA, INC.
Ticker: VCSA Security ID: 91854V107 Meeting Date: MAY 24, 2022
Meeting Type: Annual
Record Date: MAR 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara Messing For For Management
1.2 Elect Director Karl Peterson For Withhold Management
1.3 Elect Director Matthew Roberts For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
|
VIATRIS INC.
Ticker: VTRS Security ID: 92556V106 Meeting Date: DEC 10, 2021
Meeting Type: Annual Record Date: OCT 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Neil Dimick For For Management
1B Elect Director Michael Goettler For For Management
1C Elect Director Ian Read For For Management
1D Elect Director Pauline van der Meer For For Management
Mohr
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
|
WESTERN ASSET HIGH INCOME
OPPORTUNITY FUND INC.
Ticker: HIO Security ID: 95766K109 Meeting Date: APR 08, 2022
Meeting Type: Annual
Record Date: FEB 08, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Hutchinson For For Management
1.2 Elect Director Nisha Kumar For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
|
WESTERN DIGITAL
CORPORATION
Ticker: WDC Security ID: 958102105 Meeting Date: NOV 16, 2021
Meeting Type: Annual Record Date: SEP 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kimberly E. Alexy For For Management
1b Elect Director Thomas H. Caulfield For For Management
1c Elect Director Martin I. Cole For For Management
1d Elect Director Tunc Doluca For For Management
1e Elect Director David V. Goeckeler For For Management
1f Elect Director Matthew E. Massengill For For Management
1g Elect Director Paula A. Price For For Management
1h Elect Director Stephanie A. Streeter For For Management
1i Elect Director Miyuki Suzuki For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
|
========== END NPX
REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of
1940, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly authorized.
Guggenheim
Strategic Opportunities Fund
By: /s/ Brian Binder
Name: Brian Binder
------------
Title: President and Chief Executive Officer
-------------------------------------
Date: August 22, 2022
|
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