Amended Statement of Beneficial Ownership (3/a)
December 19 2019 - 3:34PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Rehder William |
2. Date of Event Requiring Statement (MM/DD/YYYY)
8/29/2019
|
3. Issuer Name and Ticker or Trading Symbol
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND [GOF]
|
|
(Last)
(First)
(Middle)
227 W MONROE STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
Assistant Vice President / |
|
(Street)
CHICAGO, IL 60606
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
8/29/2019
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock - Initial Filing | 1718 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | Mr. Rehder's initial Form 3 filing listed zero holdings in GOF. This amount was incorrectly listed as Mr. Rehder owns 1,718 shares of GOF. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Rehder William
227 W MONROE STREET
CHICAGO, IL 60606 |
|
| Assistant Vice President |
|
Signatures
|
| /s/ William Rehder, by Mark E. Mathiasen Pursuant to a Power of Attorney | | 12/19/2019 |
| **Signature of Reporting Person | Date |
Guggenheim Strategic Opp... (NYSE:GOF)
Historical Stock Chart
From Mar 2024 to Apr 2024
Guggenheim Strategic Opp... (NYSE:GOF)
Historical Stock Chart
From Apr 2023 to Apr 2024
