Statement of Changes in Beneficial Ownership (4)
January 15 2021 - 04:15PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person *
FERNANDEZ RAUL J |
2. Issuer Name and Ticker or Trading
Symbol GameStop Corp. [ GME ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
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(Last)
(First)
(Middle)
C/O GAMESTOP CORP., 625 WESTPORT PARKWAY |
3. Date of Earliest Transaction (MM/DD/YYYY)
1/13/2021
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(Street)
GRAPEVINE, TX 76051
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Class A Common Stock |
1/13/2021 |
|
S |
|
9135 |
D |
$33.04 (1) |
58273 |
D |
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Class A Common Stock |
1/14/2021 |
|
S |
|
3500 |
D |
$40.10 (2) |
54773 |
D |
|
Class A Common Stock |
1/14/2021 |
|
S |
|
7492 |
D |
$36.05 (3) |
47281 |
D |
|
Class A Common Stock |
1/14/2021 |
|
S |
|
14492 |
D |
$35.12 (4) |
32789 |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
The price reported in Column
4 is a weighted average share price, rounded to the nearest cent.
These shares were sold in multiple transactions at prices ranging
from $32.99 to $33.20. The reporting person undertakes to provide
to GameStop Corp., any security holders of GameStop Corp. or the
staff of the Securities and Exchange Commission, upon request, full
information regarding the number of shares sold at each separate
price within the ranges set forth in footnote 1 to this Form
4. |
(2) |
The price reported in Column
4 is a weighted average share price, rounded to the nearest cent.
These shares were sold in multiple transactions at prices ranging
from $40.00 to $40.32. The reporting person undertakes to provide
to GameStop Corp., any security holders of GameStop Corp. or the
staff of the Securities and Exchange Commission, upon request, full
information regarding the number of shares sold at each separate
price within the ranges set forth in footnote 2 to this Form
4. |
(3) |
The price reported in Column
4 is a weighted average share price, rounded to the nearest cent.
These shares were sold in multiple transactions at prices ranging
from $36.00 to $36.21. The reporting person undertakes to provide
to GameStop Corp., any security holders of GameStop Corp. or the
staff of the Securities and Exchange Commission, upon request, full
information regarding the number of shares sold at each separate
price within the ranges set forth in footnote 3 to this Form
4. |
(4) |
The price reported in Column
4 is a weighted average share price, rounded to the nearest cent.
These shares were sold in multiple transactions at prices ranging
from $35.00 to $35.31. The reporting person undertakes to provide
to GameStop Corp., any security holders of GameStop Corp. or the
staff of the Securities and Exchange Commission, upon request, full
information regarding the number of shares sold at each separate
price within the ranges set forth in footnote 4 to this Form
4. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
FERNANDEZ RAUL J
C/O GAMESTOP CORP.
625 WESTPORT PARKWAY
GRAPEVINE, TX 76051 |
X |
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Signatures
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/s/ James A. Bell, as
Attorney-in-Fact |
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1/15/2021 |
**Signature of
Reporting Person |
Date |