UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to
Section 13 or 15(d) of the Securities Exchange Act of
1934
June 15,
2020
Date of Report
(Date of earliest event reported)
Flotek
Industries, Inc.
(Exact name of
registrant as specified in its charter)
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Delaware
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001-13270
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90-0023731
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(State or Other Jurisdiction
of
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(Commission
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(IRS Employer
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Incorporation)
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File Number)
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Identification
No.)
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8846 N. Sam
Houston Pkwy W.,
Houston,
Texas 77064
(Address of
principal executive office and zip code)
(713)
849-9911
(Registrant’s
telephone number, including area code)
(Not
applicable)
(Former name or
former address, if changed since last report.)
Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
¨ Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
Securities
registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, $0.0001 par
value
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FTK
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New York Stock
Exchange
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Indicate by check
mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter).
Emerging growth
company ¨
If an emerging
growth company, indicate by check mark if the registrant has
elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ¨
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Item
5.02
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Departure of
Directors or Certain Officers; Election of Directors; Appointment
of Certain Officers; Compensatory Arrangements of Certain
Officers.
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On June 15, 2020,
Elizabeth T. Wilkinson, the Chief Financial Officer of Flotek
Industries, Inc. (the "Company") departed the Company. The Company
views Ms. Wilkinson's departure as a termination without cause
under Ms. Wilkinson's employment agreement with the Company, and
expects to pay the severance required thereunder after execution
and delivery of a release agreement. The Company is in the process
of looking for a replacement for the chief financial officer
role.
SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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FLOTEK
INDUSTRIES, INC.
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Date: June 15,
2020
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/s/ Nicholas J.
Bigney
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Name:
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Nicholas J.
Bigney
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Title:
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Senior Vice President,
General Counsel & Corporate Secretary
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