Annual Statement of Changes in Beneficial Ownership (5)
September 19 2019 - 5:01PM
Edgar (US Regulatory)
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
[X]
Form 3 Holdings Reported
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Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Robie Robert J. | 2. Issuer Name and Ticker or Trading SymbolFACTSET RESEARCH SYSTEMS INC [FDS] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP, Head of Trading&Analytics |
(Last)
(First)
(Middle)
C/O FACTSET RESEARCH SYSTEMS INC., 601 MERRITT 7 | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 8/31/2019 |
(Street)
NORWALK, CT 06851
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option (right to buy) | $166.1800 | | | 3 | | | (1) | 6/30/2027 | Common Stock | 11617 | | 9293 (2) | D | |
Explanation of Responses: |
(1) | The options granted on June 30, 2017 vest 20% annually on the anniversary date of the grant and are fully vested after five years. |
(2) | The initial grant of 11,617 were reduced by an option exercise in the amount of 2,324 on March 27, 2019, resulting in securities beneficially owned following the transaction of 9,293. The March 27, 2019 exercise was properly reported in a Form 4 dated March 29, 2019. |
Remarks: Due to administrative oversight by FactSet Research Systems Inc. ("FactSet"), this stock option grant was not reported as part of Mr. Robie's initial holdings in his Form 3 at the time he became a director of FactSet on September 1, 2018, which was filed on September 11, 2018. This Report on Form 5 is being filed to correct FactSet's oversight in that regard. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Robie Robert J. C/O FACTSET RESEARCH SYSTEMS INC. 601 MERRITT 7 NORWALK, CT 06851 |
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| EVP, Head of Trading&Analytics |
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Signatures
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/s/ Robert J. Robie | | 9/19/2019 |
**Signature of Reporting Person | Date |
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