Statement of Changes in Beneficial Ownership (4)

Date : 11/08/2019 @ 10:39PM
Source : Edgar (US Regulatory)
Stock : Entercom Communications Corp (ETM)
Quote : 4.88  0.03 (0.62%) @ 4:41PM
Entercom Communications share price Chart

Statement of Changes in Beneficial Ownership (4)

FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

FIELD DAVID J
2. Issuer Name and Ticker or Trading Symbol

ENTERCOM COMMUNICATIONS CORP [ ETM ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Chairman, President and CEO
(Last)          (First)          (Middle)

C/O ENTERCOM COMMUNICATIONS CORP., 2400 MARKET STREET, 4TH FLOOR
3. Date of Earliest Transaction (MM/DD/YYYY)

11/6/2019
(Street)

PHILADELPHIA, PA 19103
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock, par value $0.01 per share  11/6/2019    J(1)    1000000  D  (1) 869282  D 
 
Class A Common Stock, par value $0.01 per share                 1360448  I  By Trust 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock, par value $.01 per share   (2) 11/6/2019    J (1)    1000000       (2)  (2) Class A Common Stock  1000000   (1) 1749250  D 
 

Explanation of Responses:
(1)  The Reporting Person and Joseph M. Field engaged in an exchange transaction (intending to be a tax free exchange transaction pursuant to Section 1036 of the Internal Revenue Code), pursuant to which shares of Class A Common Stock were exchanged for shares of Class B Common Stock on a one to one basis and for no additional consideration.
(2)  Class B Common Stock is convertible to Class A Common Stock, at any time, on a one for one basis and has no expiration date.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
FIELD DAVID J
C/O ENTERCOM COMMUNICATIONS CORP.
2400 MARKET STREET, 4TH FLOOR
PHILADELPHIA, PA 19103
X
Chairman, President and CEO

Signatures
David J. Field by /s/ Andrew P. Sutor, IV, Authorized Signatory 11/8/2019
**Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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