Statement of Changes in Beneficial Ownership (4)
May 13 2021 - 5:59PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Washburne Ray W |
2. Issuer Name and Ticker or Trading Symbol
Energy Transfer LP
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ET
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
47 HIGHLAND PARK VILLAGE, SUITE 200 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/11/2021 |
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(Street)
DALLAS, TX 75205
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Units | | | | | | | | 123930 | D | |
| Common Units | | | | | | | | 2090 | I | By: Spouse |
| Common Units | | | | | | | | 10000 | I | By: Gillon Irrevocable Trust Mary M Washburne UAD 08/19/99 (1) |
| Common Units | | | | | | | | 5000 | I | By: Gillon Irrevocable Trust Andrew V Washburne UAD 08/19/99 (2) |
| Common Units | 5/11/2021 | | P | | 100000 | A | $9.5284 (3) | 100000 | I | By: Washburne M Crowd Trust (4) |
| Common Units | 5/11/2021 | | P | | 100000 | A | $9.5246 (3) | 200000 | I | By: Norlands LP (5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Phantom Units | (6) | | | | | | | (6) | (6) | Common Units | 2500 | | 2500 | D | |
| Explanation of Responses: |
| (1) | The reported units are owned directly by Gillon Irrevocable Trust Mary M Washburne UAD 08/19/99, a family trust of which Mr. Washburne is the trustee. Mr. Washburne disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein. |
| (2) | The reported units are owned directly by Gillon Irrevocable Trust Andrew V Washburne UAD 08/19/99, a family trust of which Mr. Washburne is the trustee. Mr. Washburne disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein. |
| (3) | The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $9.48 to $9.56, inclusive. The reporting person undertakes to provide to ET, any security holder of ET, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range. |
| (4) | The reported units are owned directly by Washburne M Crowd Trust, a family trust of which Mr. Washburne is the trustee. Mr. Washburne disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein. |
| (5) | The reported units are owned directly by Norland LP, a limited partnership indirectly owned and managed by Mr. Washburne. Mr. Washburne disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein. |
| (6) | An award of phantom units granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan, generally contingent upon the reporting person's continued service on the Board of the general partner of the Partnership on each applicable vesting date. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Washburne Ray W
47 HIGHLAND PARK VILLAGE, SUITE 200
DALLAS, TX 75205 | X |
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Signatures
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| Peggy J. Harrison, Attorney-in-fact for Mr. Washburne | | 5/13/2021 |
| **Signature of Reporting Person | Date |
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