Statement of Changes in Beneficial Ownership (4)
April 01 2021 - 2:08PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Halford Jeremy S. |
2. Issuer Name and Ticker or Trading Symbol
GRAFTECH INTERNATIONAL LTD
[
EAF
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
SVP, Operations & Development |
|
(Last)
(First)
(Middle)
C/O GRAFTECH INTERNATIONAL LTD., 982 KEYNOTE CIRCLE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/31/2021 |
|
(Street)
BROOKLYN HEIGHTS, OH 44131
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Units | (1)(2) | 3/31/2021 | | A | | 33.8828 | | (1)(3) | (1)(3) | Common Stock | 33.8828 | $0 | 41472.5769 | D | |
| Restricted Stock Units | (1)(2) | 3/31/2021 | | A | | 23.8822 | | (1)(4) | (4) | Common Stock | 23.8822 | $0 | 29231.8012 | D | |
| Explanation of Responses: |
| (1) | Additional restricted stock units (RSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of RSUs based upon the closing price of EAF as of the dividend payment date. |
| (2) | Each RSU represents a contingent right to receive one share of EAF common stock. |
| (3) | The RSUs vest in five equal annual installments beginning on May 1, 2020. |
| (4) | The RSUs vest in five equal annual installments beginning on February 25, 2021. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Halford Jeremy S.
C/O GRAFTECH INTERNATIONAL LTD.
982 KEYNOTE CIRCLE
BROOKLYN HEIGHTS, OH 44131 |
|
| SVP, Operations & Development |
|
Signatures
|
| /s/ Gina K. Gunning, by power of attorney | | 4/1/2021 |
| **Signature of Reporting Person | Date |
GrafTech (NYSE:EAF)
Historical Stock Chart
From Mar 2024 to Apr 2024
GrafTech (NYSE:EAF)
Historical Stock Chart
From Apr 2023 to Apr 2024
