Statement of Changes in Beneficial Ownership (4)
January 05 2021 - 06:52PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * WINTERMANTEL
THOMAS G |
2. Issuer Name and Ticker or Trading
Symbol DOVER MOTORSPORTS INC [ DVD ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
VP, TREASURER & SECRETARY |
(Last)
(First)
(Middle)
1131 N. DUPONT HIGHWAY |
3. Date of Earliest Transaction (MM/DD/YYYY)
1/3/2021
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(Street)
DOVER, DE 19901
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
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1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock, $.10 par
value |
1/3/2021 |
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A |
|
8000 (1) |
A |
$0 |
148329 |
D |
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Common Stock, $.10 par
value |
1/3/2021 |
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F |
|
3252 |
D |
$2.27 |
145077 |
D |
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Common Stock, $.10 par
value |
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|
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|
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3050 |
I |
Children |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
Shares granted January 3,
2021 vest one-fifth per year beginning on the second anniversary of
the grant date. Out of total securities beneficially owned in
Column 5, 32,000 represent shares of restricted stock granted under
the Company's Incentive Stock Plan in transactions exempt under
Rule 16b-3 which have not yet vested (beneficial ownership in
unvested shares is disclaimed for Section 16 purposes). |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
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Director |
10% Owner |
Officer |
Other |
WINTERMANTEL THOMAS G
1131 N. DUPONT HIGHWAY
DOVER, DE 19901 |
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VP, TREASURER & SECRETARY |
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Signatures
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By: /s/ Thomas G. Wintermantel |
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1/5/2021 |
**Signature
of Reporting Person |
Date |