Statement of Changes in Beneficial Ownership (4)
October 05 2020 - 01:34PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Jenkins Norman
K. |
2. Issuer Name and Ticker or Trading
Symbol DUKE REALTY CORP [ DRE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
|
(Last)
(First)
(Middle)
9211 GLADYS FARM WAY |
3. Date of Earliest Transaction (MM/DD/YYYY)
10/1/2020
|
(Street)
GAITHERSBURG, MD 20882
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
|
|
|
|
|
|
|
3694 (1) |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Phantom Stock Units |
(2) |
10/1/2020 |
|
A |
|
678 |
|
(2) |
(2) |
Common Stock |
678 |
$36.9 |
20944 (2) |
D |
|
Explanation of
Responses: |
(1) |
Between July 2, 2020 and
October 5, 2020, the Reporting Person acquired 22 shares of DRE
common stock through dividend reinvestment. |
(2) |
Represents phantom stock
units accrued under the Directors' Deferred Compensation Plan of
Duke Realty Corporation. Between July 2, 2020 and October 5, 2020,
the Reporting Person acquired 123 phantom stock units through
dividend reinvestment. The units are valued on a one to one basis
to the Company's common stock and are to be settled in cash and
stock upon the Reporting Person's termination as a director of the
Issuer. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Jenkins Norman K.
9211 GLADYS FARM WAY
GAITHERSBURG, MD 20882 |
X |
|
|
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Signatures
|
Neal A. Lewis for Norman K. Jenkins per POA prev.
filed. |
|
10/5/2020 |
**Signature of Reporting
Person |
Date |
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