UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

     
  FORM 8-K  
     

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): June 18, 2024

 

Nuveen Dow 30SM Dynamic Overwrite Fund
(Exact name of registrant as specified in its charter)

 

 

Massachusetts   811-22970   47-1393396
(State or other jurisdiction
of incorporation)
  (Commission
File Number)
  (I.R.S. Employer
Identification No.)
         
333 West Wacker Drive
Chicago, Illinois
  60606
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (800) 257-8787

 

(Former name or former address, if changed since last report): N/A

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on
which registered
Common Shares of Beneficial Interest   DIAX   New York Stock Exchange

 

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.   

 

 

 

 
 
 

Item 8.01. Other Events.

 

Lei Liao has retired as portfolio manager of Nuveen Dow 30SM Dynamic Overwrite Fund (the “Fund”) and Nazar Romanyak has been added as a portfolio manager of the Fund, each effective June 18, 2024. Jim Campagna and Darren Tran remain as portfolio managers of the Fund.

 

Nazar Romanyak is a portfolio manager for Nuveen’s equity strategies and has held various roles related to portfolio management of domestic and international large-, mid- and small-cap equity index and ESG portfolios for Teachers Advisors, LLC, TIAA-CREF Investment Management, LLC and other advisory affiliates of TIAA since 2013.

 

There have been no changes in Fund’s investment objectives or policies.

 

 

 

 

 

 

 

 

 

 

 

 

 

 
 
 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Nuveen Dow 30SM Dynamic Overwrite Fund
       
Date: June 18, 2024 By: /s/ Mark L. Winget  
    Mark L. Winget  
    Vice President and Secretary  

 

 

 

 

 

 

 

 

 

 

   

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