UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): May 30, 2019

 

 

Donnelley Financial Solutions, Inc.

(Exact Name of Registrant as Specified in Its Charter)

 

 

Delaware

(State or Other Jurisdiction of Incorporation)

 

001-37728   36-4829638
(Commission File Number)   (IRS Employer Identification No.)
35 West Wacker Drive,  
Chicago, Illinois   60601
(Address of Principal Executive Offices)   (Zip Code)

(844) 866-4337

(Registrant’s Telephone Number, Including Area Code)

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

  ☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

  ☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

  ☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

  ☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each Class

  

Trading Symbol(s)

  

Name of each exchange on which registered

Common Stock (Par Value $0.01)    DFIN    NYSE

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 

Item 5.07.

Submission of Matters to a Vote of Security Holders.

(a) The Company held its Annual Meeting of Stockholders on May 30, 2019.

(b) The following matters were voted upon at the Annual Meeting of Stockholders.

1. The election of the nominees for Directors was voted on by the Stockholders. The nominees, all of whom were elected, were Luis A. Aguilar, Nanci E. Caldwell, Richard L. Crandall, Charles D. Drucker, Juliet S. Ellis, Gary G. Greenfield, Jeffrey Jacobowitz, Daniel N. Leib and Lois M. Martin. The Inspectors of Election certified the following vote tabulations:

 

     FOR      AGAINST      ABSTAIN      NON-VOTES  

Luis A. Aguilar

     30,263,610        408,448        72,693        1,940,501  

Nanci E. Caldwell

     25,603,100        5,070,326        71,325        1,940,501  

Richard L. Crandall

     30,480,713        192,954        71,084        1,940,501  

Charles D. Drucker

     30,533,188        139,866        71,697        1,940,501  

Juliet S. Ellis

     30,560,659        113,100        70,992        1,940,501  

Gary G. Greenfield

     30,532,681        139,507        72,563        1,940,501  

Jeffrey Jacobowitz

     30,518,321        155,107        71,323        1,940,501  

Daniel N. Leib

     30,524,473        148,497        71,781        1,940,501  

Lois M. Martin

     30,526,239        148,661        69,851        1,940,501  

2. The Stockholders voted to approve the advisory resolution on executive compensation. The Inspectors of Election certified the following vote tabulation:

 

FOR

 

AGAINST

 

ABSTAIN

 

NON-VOTES

30,246,462   412,947   85,343   1,940,501

3. The Stockholders voted to approve the amendment to the Company’s Amended and Restated 2016 Performance Incentive Plan. The Inspectors of Election certified the following vote tabulation:

 

FOR

 

AGAINST

 

ABSTAIN

 

NON-VOTES

27,592,747   3,068,521   83,484   1,940,501

4. The Stockholders voted to ratify the Audit Committee’s appointment of Deloitte & Touche LLP as the independent registered public accounting firm to audit the financial statements of the Company for fiscal year 2019. The Inspectors of Election certified the following vote tabulation:

 

FOR

 

AGAINST

 

ABSTAIN

 

NON-VOTES

32,569,407   60,299   55,546   0

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    DONNELLEY FINANCIAL SOLUTIONS, INC.
Date: May 30, 2019     By:   /s/ Jennifer B. Reiners
      Jennifer B. Reiners
      Executive Vice President, General Counsel
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