Initial Statement of Beneficial Ownership (3)

Date : 08/29/2019 @ 12:51AM
Source : Edgar (US Regulatory)
Stock : Dean Foods Company New (DF)
Quote : 1.3285  -0.1115 (-7.74%) @ 8:45PM
Dean Foods share price Chart

Initial Statement of Beneficial Ownership (3)

FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

WOLLJUNG GREGORY A

2. Date of Event Requiring Statement (MM/DD/YYYY)
8/21/2019 

3. Issuer Name and Ticker or Trading Symbol

DEAN FOODS CO [DF]

(Last)        (First)        (Middle)

2711 N HASKELL AVENUE STE 3400

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
SVP, Logistics /

(Street)

DALLAS, TX 75204      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)

 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 1137 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (1)(2) (3) (3)Common Stock 2974 $0.00 D  
Restricted Stock Units (1)(2) (4) (4)Common Stock 35942 $0.00 D  

Explanation of Responses:
(1) The Reporting Person received an award of restricted stock units (RSUs), which represents the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the related award agreement.
(2) RSUs convert into common stock on a one-for-one basis.
(3) These RSUs were awarded on 08/01/2018. The award vests annually, on a pro rata basis, over a 3-year period.
(4) These RSUs were awarded on 03/06/2019. The award vests annually, on a pro rata basis, over a 3-year period.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
WOLLJUNG GREGORY A
2711 N HASKELL AVENUE STE 3400
DALLAS, TX 75204


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Signatures
Kay F. Stockler, as Attorney-in-Fact8/28/2019
**Signature of Reporting PersonDate

Dean Foods (NYSE:DF)
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