Statement of Changes in Beneficial Ownership (4)
March 08 2023 - 06:56PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Harris Parker |
2. Issuer Name and Ticker or Trading
Symbol Salesforce, Inc. [ CRM ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Co-Founder and CTO |
(Last)
(First)
(Middle)
415 MISSION STREET, 3RD FLOOR |
3. Date of Earliest Transaction (MM/DD/YYYY)
3/7/2023
|
(Street)
SAN FRANCISCO, CA 94105
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
3/7/2023 |
|
M(1) |
|
1250 |
A |
$75.57 |
98045 |
D |
|
Common Stock |
3/7/2023 |
|
S(1) |
|
1250 |
D |
$184.99 |
96795 |
D |
|
Common Stock |
|
|
|
|
|
|
|
277999 |
I |
By GP Family Trust (2) |
Common Stock |
|
|
|
|
|
|
|
977046 |
I |
By HJ Family Trust (3) |
Common Stock |
|
|
|
|
|
|
|
277972 |
I |
By Holly Familytrust (4) |
Common Stock |
|
|
|
|
|
|
|
173760 |
I |
GPH Exempt GST (5) |
Common Stock |
|
|
|
|
|
|
|
173760 |
I |
HJ Exempt GST (6) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-qualified Stock Option (Right to
Buy) |
$75.57 |
3/7/2023 |
|
M (1) |
|
|
1250 |
11/22/2017 (7) |
11/22/2023 |
Common Stock |
1250 |
$0 |
203408 |
D |
|
Explanation of
Responses: |
(1) |
This transaction was
effected automatically pursuant to a Rule 10b5-1 trading plan
adopted by the reporting person at least 90 days prior to the
trading date. |
(2) |
Shares held in The G. Parker
Harris III Family Trust under the G. Parker Harris, III Grantor
Retained Annuity Trust, dated December 19, 2003. |
(3) |
Shares held in The G. Parker
Harris III & Holly L. Johnson Family Trust. |
(4) |
Shares held in The Holly L.
Johnson Family Trust under the Holly L. Johnson Grantor Retained
Annuity Trust, dated December 19, 2003. |
(5) |
Shares held in The G. Parker
Harris III Exempt GST Family Trust. |
(6) |
Shares held in The Holly L.
Johnson Exempt GST Family Trust. |
(7) |
Option vests over four years
at the rate of 25% on November 22, 2017, the first anniversary of
the holder's date of grant, with the balance vesting in equal
monthly installments over the remaining 36 months. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Harris Parker
415 MISSION STREET
3RD FLOOR
SAN FRANCISCO, CA 94105 |
X |
|
Co-Founder and CTO |
|
Signatures
|
/s/ Ariel Gaknoki, Attorney-in-Fact for Parker
Harris |
|
3/8/2023 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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