Initial Statement of Beneficial Ownership (3)
August 04 2020 - 10:23AM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Olds Nicholas G |
2. Date of Event Requiring Statement (MM/DD/YYYY)
8/1/2020
|
3. Issuer Name and Ticker or Trading Symbol
CONOCOPHILLIPS [COP]
|
(Last)
(First)
(Middle)
16930 PARK ROW DR. |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Senior Vice President / |
(Street)
HOUSTON, TX 77084
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 1111.02 (1) | I | By ConocoPhillips Savings Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Phantom Stock | (2) | (2) | Common Stock | 31.133 | (3) | D | |
Stock Options (Right to Buy) | (4) | 2/5/2023 | Common Stock | 18400 | $58.0775 | D | |
Stock Options (Right to Buy) | (5) | 2/18/2024 | Common Stock | 19200 | $65.463 | D | |
Stock Options (Right to Buy) | (6) | 2/17/2025 | Common Stock | 21900 | $69.245 | D | |
Stock Options (Right to Buy) | (7) | 2/16/2026 | Common Stock | 29600 | $33.125 | D | |
Stock Options (Right to Buy) | (8) | 2/14/2027 | Common Stock | 24300 | $49.755 | D | |
Stock Units | (9) | (10) | Common Stock | 3922.1065 | (11) | D | |
Stock Units | (9) | (10) | Common Stock | 3866.7207 | (11) | D | |
Stock Units | (12) | (10) | Common Stock | 4594.1351 | (11) | D | |
Explanation of Responses: |
(1) | Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. |
(2) | The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to rule 16b-3(c). |
(3) | The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 bases. |
(4) | Vested in three equal annual installments beginning February 5, 2014. |
(5) | Vested in three equal annual installments beginning February 18, 2015. |
(6) | Vested in three equal annual installments beginning February 17, 2016. |
(7) | Vested in three equal annual installments beginning February 16, 2017. |
(8) | Vested in three equal annual installments beginning February 14, 2018. |
(9) | The stock unit grant settles 3 years from date of grant, but may be eligible for full or partial settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability, or a change of control. The reporting person may also elect to defer all or part of the settlement value of the units to a later date. |
(10) | The stock units do not have an expiration date. |
(11) | The stock units represent ConocoPhillips common stock on a 1-for-1 basis. |
(12) | The stock unit grant settles 3 years from date of grant, but may be eligible for full or partial settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability, or a change of control. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Olds Nicholas G 16930 PARK ROW DR. HOUSTON, TX 77084 |
|
| Senior Vice President |
|
Signatures
|
Whitney A. Cox, Attorney in Fact (by Power of Attorney filed herewith) | | 8/4/2020 |
**Signature of Reporting Person | Date |
ConocoPhillips (NYSE:COP)
Historical Stock Chart
From Feb 2024 to Mar 2024
ConocoPhillips (NYSE:COP)
Historical Stock Chart
From Mar 2023 to Mar 2024