Statement of Changes in Beneficial Ownership (4)
June 30 2020 - 9:22AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Hamm Harold |
2. Issuer Name and Ticker or Trading Symbol
CONTINENTAL RESOURCES, INC
[
CLR
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Executive Chairman |
|
(Last)
(First)
(Middle)
P.O. BOX 268836, 20 N. BROADWAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/25/2020 |
|
(Street)
OKLAHOMA CITY, OK 73126
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
| Common Stock | 6/25/2020 | | P | | 876849 | A | $15.9734 (1) | 6055244 (2) | D | |
| Common Stock | 6/25/2020 | | P | | 423151 | A | $16.3794 (3) | 6478395 (2) | D | |
| Common Stock | | | | | | | | 283116538 (4) | I | By Harold Hamm Family LLC |
| Common Stock | | | | | | | | 64452 | I | By Transwestern Transports |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | This transaction was executed in multiple trades at prices ranging from $15.23 to $16.22. The price reported represents the weighted average transaction price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each separate price. |
| (2) | Includes 167,093 shares of restricted common stock which vest on February 15, 2021; and 186,363 shares of restricted common stock which vest on February 15, 2022. |
| (3) | This transaction was executed in multiple trades at prices ranging from $16.2225 to $16.56. The price reported represents the weighted average transaction price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each separate price. |
| (4) | The reporting person is the sole manager of the LLC which owns the reported securities. As a result, he has elected to report the total number of reported securities held by the LLC. However, the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Hamm Harold
P.O. BOX 268836
20 N. BROADWAY
OKLAHOMA CITY, OK 73126 | X | X | Executive Chairman |
|
Signatures
|
| /s/ Richard E. Green, Attorney-in-Fact | | 6/29/2020 |
| **Signature of Reporting Person | Date |
Continental Resources (NYSE:CLR)
Historical Stock Chart
From Mar 2024 to Apr 2024
Continental Resources (NYSE:CLR)
Historical Stock Chart
From Apr 2023 to Apr 2024
