Statement of Changes in Beneficial Ownership (4)
December 13 2021 - 4:49PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Linse Michael |
2. Issuer Name and Ticker or Trading Symbol
ChargePoint Holdings, Inc.
[
CHPT
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
53 CALLE PALMERAS, SUITE 601, |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/9/2021 |
(Street)
SAN JUAN, PR 00901
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 12/9/2021 | | J(1) | | 1616846 | D | $0.00 | 23539410 | I | See footnotes (2)(16) |
Common Stock | 12/9/2021 | | J(3) | | 470777 | D | $0.00 | 6813310 | I | See footnotes (4)(16) |
Common Stock | 12/9/2021 | | J(5) | | 519625 | D | $0.00 | 7676057 | I | See footnotes (6)(16) |
Common Stock | 12/9/2021 | | J(7) | | 366603 | D | $0.00 | 5305658 | I | See footnotes (8)(16) |
Common Stock | 12/9/2021 | | J(9) | | 388338 | D | $0.00 | 5620211 | I | See footnotes (10)(16) |
Common Stock | 12/9/2021 | | J(11) | | 618714 | D | $0.00 | 8954326 | I | See footnotes (12)(16) |
Common Stock | 12/9/2021 | | J(13) | | 31166 | D | $0.00 | 20532 | I | See footnotes (14)(16) |
Common Stock | 12/10/2021 | | S | | 9027 | D | $19.96 | 23530383 | I | See footnotes (2)(16) |
Common Stock | 12/10/2021 | | S | | 10070 | D | $19.95 | 7665987 | I | See footnotes (6)(16) |
Common Stock | 12/10/2021 | | S | | 4837 | D | $19.96 | 0 | I | See footnotes (15)(16) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | On December 9, 2021, 1,616,846 shares of Common Stock held by Linse Capital CP, LLC ("Linse I") were distributed to the limited partners and general partners of Linse I. |
(2) | Consists of securities held directly by Linse I. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse I. Mr. Linse has sole voting and investment power over the shares held by Linse I. |
(3) | On December 9, 2021, 470,777 shares of Common Stock held by Linse Capital CP II, LLC ("Linse II") were distributed to the limited partners and general partners of Linse II. |
(4) | Consists of securities held directly by Linse II. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse II. Mr. Linse has sole voting and investment power over the shares held by Linse II. |
(5) | On December 9, 2021, 519,625 shares of Common Stock of Linse Capital CP III, LLC ("Linse III") were distributed to the limited partners and general partners of Linse III. |
(6) | Consists of securities held directly by Linse III. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse III. Mr. Linse has the sole voting and investment power over the shares held by Linse III. |
(7) | On December 9, 2021, 366,603 shares of Common Stock held by Linse Capital CP IV, LLC ("Linse IV") were distributed to the limited partners and general partners of Linse IV. |
(8) | Consists of securities held directly by Linse IV. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse IV. Mr. Linse has sole voting and investment power over the shares held by Linse IV. |
(9) | On December 9, 2021, 388,338 shares of Common Stock held by Linse Capital CP V, LLC ("Linse V") were distributed to the limited partners and general partners of Linse V. |
(10) | Consists of securities held directly by Linse V. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of Linse V. Mr. Linse has sole voting and investment power over the shares held by Linse V. |
(11) | On December 9, 2021, 618,714 shares of Common Stock held by Linse Capital CP VI, LLC ("Linse VI") were distributed to the limited partners and general partners of Linse VI. |
(12) | Consists of securities held directly by Linse VI. Linse Capital CP VI GP LP ("Linse GP VI") is the manager of Linse VI, and Linse Capital Management PR LLC ("LCMPR") is the general partner of Linse GP VI. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. Mr. Linse has sole voting and investment power over the shares held by Linse VI. |
(13) | On December 9, 2021, 31,166 shares of Common Stock held by Linse GP VI were distributed to the limited partners and general partners of Linse GP VI. |
(14) | Consists of securities held by Linse GP VI. LCMPR is the general partner of Linse GP VI. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. Mr. Linse has sole voting and investment power over the shares held by Linse GP VI. |
(15) | Consists of securities held directly by Levitate Capital GP LP ("Levitate GP"). LCMPR is the general partner of Levitate GP. Mr. Linse is the managing director of Linse Capital LLC, which is the manager of LCMPR. Mr. Linse has sole voting and investment power over the shares held by Levitate GP. |
(16) | Each of the Reporting Persons disclaims beneficial ownership of the securities in this report except to the extent of any pecuniary interest therein, and the filing of this report or the inclusion of the securities in this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Following the transactions reported herein, Linse Capital LLC held an aggregate of 979,421 shares of Common Stock. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Linse Michael 53 CALLE PALMERAS, SUITE 601 SAN JUAN, PR 00901 | X | X |
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Linse Capital CP VI LLC 200 S. VIRGINIA, 8TH FLOOR, PMB # 1346127 RENO, NV 89501 |
| X |
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Linse Capital CP, LLC 53 CALLE PALMERAS, SUITE 601 SAN JUAN, PR 00901 |
| X |
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Linse Capital CP II LLC 53 CALLE PALMERAS, SUITE 601 SAN JUAN, PR 00901 |
| X |
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Linse Capital CP III, LLC 53 CALLE PALMERAS, SUITE 601 SAN JUAN, PR 00901 |
| X |
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Linse Capital CP IV, LLC 53 CALLE PALMERAS, SUITE 601 SAN JUAN, PR 00901 |
| X |
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Linse Capital CP V, LLC 53 CALLE PALMERAS, SUITE 601 SAN JUAN, PR 00901 |
| X |
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Signatures
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/s/ Michael Linse | | 12/13/2021 |
**Signature of Reporting Person | Date |
/s/ Michael Linse, as Managing Director of Linse Capital LLC, in its capacity as the Manager of Linse Capital CP, LLC | | 12/13/2021 |
**Signature of Reporting Person | Date |
/s/ Michael Linse, as Managing Director of Linse Capital LLC, in its capacity as the Manager of Linse Capital CP II, LLC | | 12/13/2021 |
**Signature of Reporting Person | Date |
/s/ Michael Linse, as Managing Director of Linse Capital LLC, in its capacity as the Manager of Linse Capital CP III, LLC | | 12/13/2021 |
**Signature of Reporting Person | Date |
/s/ Michael Linse, as Managing Director of Linse Capital LLC, in its capacity as the Manager of Linse Capital CP IV, LLC | | 12/13/2021 |
**Signature of Reporting Person | Date |
/s/ Michael Linse, as Managing Director of Linse Capital LLC, in its capacity as the Manager of Linse Capital CP V, LLC | | 12/13/2021 |
**Signature of Reporting Person | Date |
/s/ Michael Linse, as Managing Director of Linse Capital LLC, in its capacity as the Manager of Linse Capital Management PR LLC, in its capacity as the General Partner of Linse Capital CP VI GP LP, in its capacity as the Manager of Linse Capital CP VI LLC | | 12/13/2021 |
**Signature of Reporting Person | Date |
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