Amended Statement of Beneficial Ownership (3/a)
November 24 2020 - 2:27PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
LEBOVITZ ALAN L. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/13/2018
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3. Issuer Name and Ticker or Trading Symbol
CBL & ASSOCIATES PROPERTIES INC [CBLAQ]
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(Last)
(First)
(Middle)
CBL CENTER, SUITE 500, 2030 HAMILTON PLACE BLVD. |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
Executive VP - Management / |
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(Street)
CHATTANOOGA, TN 37421
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
2/15/2018
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Preferred Series D Depositary Shares | 5905.3885 (1) | D | |
| Preferred Series E Depositary Shares | 4101.4034 (2) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | The original Form 3 filed on February 15, 2018, reflected an even number of 5,905 Series D Pfd Depositary Shares. This Form 3/A is correcting that number to reflect the additional fractional shares held to four decimal places. |
| (2) | The original Form 3 filed on February 15, 2018, inadvertently omitted these Preferred Series E Depositary Shares. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
LEBOVITZ ALAN L.
CBL CENTER, SUITE 500
2030 HAMILTON PLACE BLVD.
CHATTANOOGA, TN 37421 |
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| Executive VP - Management |
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Signatures
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| /s/ Jeffery V. Curry, attorney-in-fact for Alan Lebovitz | | 11/24/2020 |
| **Signature of Reporting Person | Date |
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