Current Report Filing (8-k)
October 15 2019 - 07:17AM
Edgar (US Regulatory)
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2019-10-15
2019-10-15
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2019-10-15
2019-10-15
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2019-10-15
2019-10-15
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 15, 2019
BLACKROCK, INC.
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(Exact name of registrant as specified in its charter)
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delaware
(State or other jurisdiction
of incorporation)
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001-33099
(Commission
File Number)
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32-0174431
(IRS Employer
Identification No.)
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55 East 52nd Street, New York, New York
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10055
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code: (212) 810-5300
_________________________________________________________________________________________________
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(Former name or former address, if changed since last report.)
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Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading
Symbol(s)
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Name of each exchange on which registered
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Common Stock, $.01 par value
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BLK
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New York Stock Exchange
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1.250% Notes due 2025
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BLK25
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New York Stock Exchange
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02. Results of Operations and Financial Condition
On October 15, 2019, BlackRock, Inc. (the “Company”) reported results of operations for the three and nine months ended September 30, 2019. A copy of the earnings release issued by the Company is attached as Exhibit 99.1 to this Form 8-K.
Item 7.01. Regulation FD Disclosure
On October 15, 2019, the Company will hold an investor conference call and webcast to discuss the Company’s earnings results for the three and nine months ended September 30, 2019. A copy of supplemental materials used during the earnings call is furnished as Exhibit 99.2 to this Form 8-K.
Item 9.01. Financial Statements and Exhibits
(d) Exhibits
99.1
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Earnings release dated October 15, 2019 issued by the Company
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99.2
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Third Quarter 2019 Earnings – Earnings Release Supplement
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104
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Cover Page Interactive Data File (embedded within the Inline XBRL document)
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EXHIBIT INDEX
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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BlackRock, Inc.
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(Registrant)
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By: /s/ Gary S. Shedlin
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Date: October 15, 2019
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Gary S. Shedlin
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Senior Managing Director and
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Chief Financial Officer
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