Statement of Changes in Beneficial Ownership (4)
May 06 2021 - 6:19PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Zik Mary |
2. Issuer Name and Ticker or Trading Symbol
Arconic Corp
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ARNC
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Vice-President and Controller |
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(Last)
(First)
(Middle)
201 ISABELLA STREET, SUITE 200 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/4/2021 |
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(Street)
PITTSBURGH, PA 15212-5872
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 5/4/2021 | | M | | 6956 (1) | A | $21.41 | 47397 | D | |
| Common Stock | 5/4/2021 | | S | | 6956 (1) | D | $33 | 40441 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Employee Stock Option (right to buy) | $21.41 | 5/4/2021 | | M | | | 6956 | 1/20/2015 | 1/20/2022 | Common Stock | 6956 | $0 | 0 | D | |
| Explanation of Responses: |
| (1) | Transactions were effected pursuant to a Rule 10b5-1 Plan entered into by Ms. Zik on March 15, 2021 solely with respect to 6,956 options having an expiration date of January 20, 2022. The transactions represent the cashless sale of shares underlying such options pursuant to which the administrator of the Rule 10b5-1 plan effected the simultaneous exercise of 6,956 options at the exercise price and sale of 6,956 shares of common stock at market prices set forth in such Plan. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Zik Mary
201 ISABELLA STREET
SUITE 200
PITTSBURGH, PA 15212-5872 |
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| Vice-President and Controller |
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Signatures
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| Adam Wheeler, Assistant General Counsel and Assistant Corporate Secretary by Power of Attorney | | 5/6/2021 |
| **Signature of Reporting Person | Date |
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