Initial Statement of Beneficial Ownership (3)
August 12 2020 - 3:33PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Altor II Aggregator Topco Ltd |
2. Date of Event Requiring Statement (MM/DD/YYYY)
8/12/2020
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3. Issuer Name and Ticker or Trading Symbol
AMPCO PITTSBURGH CORP [AP]
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(Last)
(First)
(Middle)
11-15 SEATON PLACE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
ST. HELIER, Y9 JE4 0QH
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 1776604 | D (1) | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The shares of Common Stock are directly beneficially owned by Altor II Aggregator Topco Limited ("Altor II Aggregator"). The shares of Common Stock were contributed to Altor II Aggregator by its direct parent, Altor II Holdings Limited ("Altor II"), which acquired the shares from its members, Altor Fund II (No. 1) Limited Partnership, Altor Fund II (No. 2) Limited Partnership, Altor Fund II (No. 3) Limited Partnership, and Altor Fund II (No. 4) Limited (collectively, the "Altor Funds"), pursuant to a share for share exchange. Altor Holdings Limited ("Altor Holdings") is the sole member of Altor Fund II GP Limited ("Altor GP"), which general partner or investment manager, as applicable, of the Altor Funds, such that each of Altor Holdings and Altor GP may be deemed a beneficial owner of the shares of Common Stock directly beneficially owned by Altor II Aggregator. Each of Altor Holdings and Altor GP disclaims beneficial ownership of the shares of Common Stock directly beneficially owned by Altor II Aggregator, except to the extent of its respective pecuniary interest therein. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Altor II Aggregator Topco Ltd 11-15 SEATON PLACE ST. HELIER, Y9 JE4 0QH |
| X |
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Signatures
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/s/ Mathew Hague, Authorized Representative | | 8/12/2020 |
**Signature of Reporting Person | Date |
/s/ Alexandra Prince, Authorized Representative | | 8/12/2020 |
**Signature of Reporting Person | Date |
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