Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
November 01 2022 - 4:11PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF
FOREIGN ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
OF THE SECURITIES EXCHANGE ACT OF 1934
November 1, 2022
(Commission File No. 001-40505)
Ambrx Biopharma Inc.
(Translation of registrants name into English)
Cayman
Islands
(Jurisdiction of incorporation or organization)
10975 Torrey Pines Road
La Jolla, California 92037
(Address of registrants principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F ☒
Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Appointment of Daniel OConnor as Chief Executive Officer, President and Director
On November 1, 2022, Ambrx Biopharma Inc. (the Company) announced that effective November 1, 2022, the board of directors of the Company
(the Board), upon the recommendation of the Nominating and Corporate Governance Committee of the Board (the Nominating Committee), appointed Daniel OConnor as the Companys Chief Executive Officer, President and a
director to serve on the Companys Board as a Class III director. In connection with Mr. OConnors appointment, Kate Hermans, who has been serving as interim Chief Executive Officer and President of the Company, will step
down from those roles effective as of November 1, 2022. Ms. Hermans will continue in her role as a member of the Companys board of directors.
Mr. OConnor has over 23 years of executive experience and leadership in the biopharmaceutical industry. Mr. OConnor served as Chief
Executive Officer, President and Director of OncoSec Medical Incorporated from September 2017 through June 2021. Prior to OncoSec, Mr. OConnor served as President and CEO of Advaxis, Inc. from August 2013 to July 2017, and previously
served as Vice President and General Counsel at Bracco Diagnostics from 2009 to 2012. Mr. OConnor held several executive leadership positions at ImClone Systems Incorporated from 2003 to 2008 including Senior Vice President, General
Counsel and Secretary, and was previously the General Counsel at PharmaNet Development Group, Inc. (today, Syneos Health) from 1999 to 2003. Mr. OConnor is currently the Chief Executive Officer and chair of the board of Larkspur Health
Acquisition Corp., a healthcare focused special purpose acquisition company. Following the currently pending business combination with ZyVersa Therapeutics, Mr. OConnor will remain a director of the combined company.
Mr. OConnor is a founding board member of Seelos Therapeutics, Inc., serving on its board from September 2018 through the present and previously served as a member of the Board of Trustees of BioNJ from February 2016 through November
2022. Mr. OConnor earned a J.D. from the Dickinson School of Law of Pennsylvania State University and a B.A. in English from Boston University.
The Company issued a press release related to the change in leadership dated November 1, 2022, a copy of which is filed as Exhibit 99.1 to this report on
Form 6-K.
This report on Form 6-K is hereby incorporated by reference
into the Companys Registration Statements on Form S-8 (Registration No. 333-257264 and No. 333-264490) and Form F-3 (Registration No. 333-266404).
Exhibits
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereto duly authorized.
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Ambrx Biopharma Inc. |
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By: |
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/s/ Sonja Nelson |
Name: |
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Sonja Nelson |
Title: |
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Chief Financial and Operating Officer |
Date: November 1, 2022
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