Report of Proposed Sale of Securities (144)

Date : 03/13/2018 @ 8:37PM
Source : Edgar (US Regulatory)
Stock : Allegion Plc Ordinary Shares (ALLE)
Quote : 86.12  -1.32 (-1.51%) @ 7:50PM
Allegion Public Limited share price Chart

Report of Proposed Sale of Securities (144)



 
 
 
 
OMB APPROVAL

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
OMB Number:   3235-0101
Expires:         June 30, 2020
Estimated average burden
hours per response       1.00

FORM 144
SEC USE ONLY
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933

DOCUMENT SEQUENCE NO.
ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.

CUSIP NUMBER
1 (a)  NAME OF ISSUER (Please type or print)
 
Allegion plc
(b)  IRS IDENT. NO.
 
98-1108930
(c)  S.E.C. FILE NO.
 
001-35971
 
WORK LOCATION
1 ( d ) ADDRESS OF ISSUER            STREET              CITY             STATE ZIP CODE
(e)  TELEPHONE NO.
 
Block D Iveagh Court Harcourt Road Dublin 2
AREA CODE
+(353)
NUMBER
(1) 2546200

2 (a)  NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD TRACY KEMP
(b)  RELATIONSHIP TO ISSUER
 
Officer
(c)  ADDRESS STREET    CITY      STATE      ZIP CODE
 
c/o Schlage Lock Company, LLC
11819 N. Pennsylvania Street , Carmel, IN 46032
INSTRUCTION:  The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
 
3 (a)
(b)
SEC USE ONLY
(c)
(d)
(e)
(f)
(g)
Title of the
Class of
Securities
To Be Sold
Name and Address of Each
Broker Through Whom the
Securities are to be Offered
or Each Market Maker
who is Acquiring the Securities
 
Broker-Dealer
File Number
Number of Shares
or Other Units
To Be Sold
(See instr. 3(c))
Aggregate
Market
Value
(See instr. 3(d))
Number of Shares
or Other Units
Outstanding
(See instr. 3(e))
Approximate
Date of Sale
(See instr. 3(f))
(MO. DAY YR.)
Name of Each
Securities
Exchange
(See instr. 3(g))
Ordinary Shares
USB Financial Services
1285 Avenue of the Americas
New York, NY 10019
 
14,821
$ 1,295,355.40 (as of March 12, 2018)
95,185,418 (as of February 16, 2018)
March 13, 2018
NYSE





INSTRUCTIONS:
 
 
 
 
 
 
1

 
(a)
 
Name of issuer
 
3

 
(a)
 
Title of the class of securities to be sold
 
 
(b)
 
Issuer’s I.R.S. Identification Number
 
 
 
(b)
 
Name and address of each broker through whom the securities are intended to be sold
 
 
(c)
 
Issuer’s S.E.C. file number, if any
 
 
 
(c)
 
Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
 
 
(d)
 
Issuer’s address, including zip code
 
 
 
(d)
 
Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
 
 
(e)
 
Issuer’s telephone number, including area code
 
 
 
(e)
 
Number of shares or other units of outstanding, as shown by the most the class outstanding, or if debt securities the face amount thereof recent report or statement published by the issuer
 
 
(f)
 
Approximate date on which the securities are to be sold
 
 
 
 
 
 
 
 
(g)
 
Name of each securities exchange, if any, on which the securities are intended to be sold
 
 
 
 
 
 
2

 
(a)
 
Name of person for whose account the securities are to be sold
 
 
 
 
 
 
 
 
(b)
 
Such person’s relationship to the issuer (e.g., officer, director, 10%  stockholder, or member of immediate family of any of the foregoing)
 
 
 
 
 
 
 
 
(c)
 
Such person’s address, including zip code
 
 
 
 
 
 
 
Potential persons who are to respond to the collection of information contained in this form are not   required to respond unless the form displays a currently valid OMB control number.
SEC 1147 (08-07)






TABLE I - SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:
 

Title of
the Class
 
Date you Acquired
 
Nature of Acquisition Transaction
 
Name of Person from Whom Acquired
(If gift, also give date donor acquired)
 
Amount of Securities Acquired
 
Date of Payment
 
Nature of Payment
Ordinary Shares
 
January 2, 2018

 
Vesting of Preferred Stock Units

 
Allegion plc
 
2,562
 
N/A
 
NA
Ordinary Shares
 
February 20, 2018

 
Vesting of Restricted Stock Units


 
Allegion plc
 
257
 
N/A
 
N/A
Ordinary Shares
 
February 16, 2018

 
Vesting of Restricted Stock Units


 
Allegion plc
 
257
 
N/A
 
N/A
Ordinary Shares
 
February 13, 2018

 
Vesting of Restricted Stock Units


 
Allegion plc
 
207
 
N/A
 
N/A
Ordinary Shares
 
March 13, 2018

 
Exercising of Stock Options

 
Allegion plc
 
11,538
 
March 13, 2018
 
Cash

 
INSTRUCTIONS:
If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
 
TABLE II - SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.  
Name and Address of Seller
Title of Securities Sold
Date of Sale
Amount of
Securities Sold
Gross Proceeds
 
 
 
 
 
 
 
 
 
 





  REMARKS:  
INSTRUCTIONS:
See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
 
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed.  If each person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
 
 
 
March 13, 2018
 
/s/ S. Wade Sheek, Attorney-In-Fact
DATE OF NOTICE
 
(SIGNATURE)
 
 
 
DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION,
IF RELYING ON RULE 10B5-1
 
The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures.
 
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)



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