Statement of Changes in Beneficial Ownership (4)
February 21 2023 - 05:45PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * Prindiville Mark
Q |
2. Issuer Name and Ticker or Trading
Symbol ALLSTATE CORP [ ALL ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
_____ Officer (give title
below) __X__
Other (specify below)
EVP & Chief Risk Officer -
AIC |
(Last)
(First)
(Middle)
C/O THE ALLSTATE CORPORATION, 3100 SANDERS ROAD |
3. Date of Earliest Transaction (MM/DD/YYYY)
2/16/2023
|
(Street)
NORTHBROOK, IL 60062
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
2/19/2023 |
|
A |
|
2401 (1) |
A |
$0 |
18069 |
D |
|
Common Stock |
2/19/2023 |
|
F |
|
742 (2) |
D |
$135.05 |
17327 |
D |
|
Common Stock |
2/19/2023 |
|
M |
|
388 |
A |
$0 (3) |
17715 |
D |
|
Common Stock |
2/19/2023 |
|
F |
|
105 |
D |
$135.05 |
17610 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to
Buy) |
$137.10 |
2/16/2023 |
|
A |
|
13295 |
|
(4) |
2/16/2033 |
Common Stock |
13295 |
$0 |
13295 |
D |
|
Restricted Stock Units |
(3) |
2/19/2023 |
|
M |
|
|
388 |
2/19/2023 |
2/19/2023 |
Common Stock |
388 |
$0 |
0 |
D |
|
Explanation of
Responses: |
(1) |
Shares acquired upon
conversion of 2020 performance stock award, pursuant to The
Allstate Corporation 2019 Equity Incentive Plan. |
(2) |
Shares withheld to satisfy
tax withholding obligations incident to the conversion of
performance stock award. |
(3) |
Conversion of previously
awarded Restricted Stock Units (RSUs) into an equal number of
common shares, without the payment of any consideration, pursuant
to The Allstate Corporation 2019 Equity Incentive Plan. |
(4) |
Option exercisable in three
increments, with one third vesting on February 16, 2024, February
16, 2025, and February 16, 2026, with any fractional shares to be
rounded as provided for in award agreement. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Prindiville Mark Q
C/O THE ALLSTATE CORPORATION
3100 SANDERS ROAD
NORTHBROOK, IL 60062 |
|
|
|
EVP & Chief Risk Officer -
AIC |
Signatures
|
/s/ Meghan E. Jauhar, attorney-in-fact for Mark
Q. Prindiville |
|
2/21/2023 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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