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Securities and Exchange Commission

Washington, D.C. 20549

 

 

Form 6-K

 

Report of Foreign Issuer

Pursuant to Rule 13a-16 or 15d/16

of the Securities Exchange Act of 1934

May 2021

 

AEGON N.V.

 

Aegonplein 50

2591 TV THE HAGUE

The Netherlands

Table of Contents

Aegon’s 2020 Public QRT’s are included as appendix and incorporated herein by reference. Aegon’s 2020 Public QRT’s are referred to in Aegon’s 2020 Solvency and Financial Condition Report, dated May 3, 2021, which has been filed on May 4, 2021.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

   

AEGON N.V.

    (Registrant)
Date: May 4, 2021     By  

/s/ J.H.P.M. van Rossum

      J.H.P.M. van Rossum
      Head of Corporate Financial Center

Table of Contents

LOGO

Table of Contents
2    SFCR 2020 Public QRTs

 

    

Table of contents

 

S.02.01.02

     –      Balance sheet      3  

S.05.01.02

     –      Premiums, claims and expenses by line of business – Non-life      4  

S.05.01.02

     –      Premiums, claims and expenses by line of business – Life      5  

S.05.02.01

     –      Premiums, claims and expenses by country 2020 – Non-life      6  

S.05.02.01

     –      Premiums, claims and expenses by country – Life      6  

S.22.01.22

     –      Impact of long term guarantees and transitional measures 2020      7  

S.23.01.22

     –      Own Funds Group      8  

S.25.02.22

     –      Solvency Capital Requirement - for undertakings using the standard formula and partial internal model      10  

S.32.01.22

     –      Undertakings in the scope of the group      11  
 

 

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
3    SFCR 2020 Public QRTs

 

    

S.02.01.02 – Balance sheet

 

Amounts in EUR thousands     Solvency II value  

Assets

 
 

 

 

 

Goodwill

 
 

 

 

 

Deferred acquisition costs

 
 

 

 

 

Intangible assets

 
 

 

 

 

Deferred tax assets

    699,700  
 

 

 

 

Pension benefit surplus

    43,308  
 

 

 

 

Property, plant & equipment held for own use

    484,560  
 

 

 

 

Investments (other than assets held for index-linked and unit-linked contracts)

    65,478,429  
 

 

 

 

Property (other than for own use)

    2,501,238  
 

 

 

 

Holdings in related undertakings, including participations

    12,991,647  
 

 

 

 

Equities

    1,703,139  
 

 

 

 

Equities - listed

    1,377,715  
 

 

 

 

Equities - unlisted

    325,425  
 

 

 

 

Bonds

    30,203,218  
 

 

 

 

Government Bonds

    19,071,628  
 

 

 

 

Corporate Bonds

    9,246,815  
 

 

 

 

Structured notes

    6,704  
 

 

 

 

Collateralised securities

    1,878,071  
 

 

 

 

Collective Investments Undertakings

    6,972,749  
 

 

 

 

Derivatives

    10,811,955  
 

 

 

 

Deposits other than cash equivalents

    294,482  
 

 

 

 

Other investments

    0  
 

 

 

 

Assets held for index-linked and unit-linked contracts

    104,511,364  
 

 

 

 

Loans and mortgages

    22,870,051  
 

 

 

 

Loans on policies

    3,110  
 

 

 

 

Loans and mortgages to individuals

    18,818,441  
 

 

 

 

Other loans and mortgages

    4,048,500  
 

 

 

 

Reinsurance recoverables from:

    6,576,490  
 

 

 

 

Non-life and health similar to non-life

    35,413  
 

 

 

 

Non-life excluding health

    31,754  
 

 

 

 

Health similar to non-life

    3,659  
 

 

 

 

Life and health similar to life, excluding health and index-linked and unit-linked

    (40,382 ) 
 

 

 

 

Health similar to life

    56,012  
 

 

 

 

Life excluding health and index-linked and unit-linked

    (96,394 ) 
 

 

 

 

Life index-linked and unit-linked

    6,581,459  
 

 

 

 

Deposits to cedants

    2,882  
 

 

 

 

Insurance and intermediaries receivables

    712,155  
 

 

 

 

Reinsurance receivables

    54,721  
 

 

 

 

Receivables (trade, not insurance)

    1,592,646  
 

 

 

 

Own shares (held directly)

    175,277  
 

 

 

 

Amounts due in respect of own fund items or initial fund called up but not yet paid in

 
 

 

 

 

Cash and cash equivalents

    4,370,852  
 

 

 

 

Any other assets, not elsewhere shown

    236,650  

Total assets

    207,809,085  
Amounts in EUR thousands     Solvency II value  

Liabilities

 
 

 

 

 

Technical provisions - non-life

    330,781  
 

 

 

 

Technical provisions - non-life (excluding health)

    247,473  
 

 

 

 

Technical provisions calculated as a whole

 
 

 

 

 

Best estimate

    231,573  
 

 

 

 

Risk margin

    15,900  
 

 

 

 

Technical provisions - health (similar to non-life)

    83,308  
 

 

 

 

Technical provisions calculated as a whole

 
 

 

 

 

Best estimate

    69,107  
 

 

 

 

Risk margin

    14,201  
 

 

 

 

Technical provisions - life (excluding index-linked and unit-linked)

    49,523,096   
 

 

 

 

Technical provisions - health (similar to life)

    896,499  
 

 

 

 

Technical provisions calculated as a whole

 
 

 

 

 

Best estimate

    844,073  
 

 

 

 

Risk margin

    52,425  
 

 

 

 

Technical provisions - life (excluding health and index-linked and unit-linked)

    48,626,598  
 

 

 

 

Technical provisions calculated as a whole

 
 

 

 

 

Best estimate

    46,494,674  
 

 

 

 

Risk margin

    2,131,923  
 

 

 

 

Technical provisions - index-linked and unit-linked

    117,442,315  
 

 

 

 

Technical provisions calculated as a whole

 
 

 

 

 

Best estimate

    115,516,386  
 

 

 

 

Risk margin

    1,925,929  
 

 

 

 

Other technical provisions

 
 

 

 

 

Contingent liabilities

 
 

 

 

 

Provisions other than technical provisions

    90,332  
 

 

 

 

Pension benefit obligations

    4,620,592  
 

 

 

 

Deposits from reinsurers

    14,033  
 

 

 

 

Deferred tax liabilities

    289,866  
 

 

 

 

Derivatives

    5,071,176  
 

 

 

 

Debts owed to credit institutions

    1,643,805  
 

 

 

 

Financial liabilities other than debts owed to credit institutions

    272,415  
 

 

 

 

Insurance & intermediaries payables

    1,378,130  
 

 

 

 

Reinsurance payables

    74,172  
 

 

 

 

Payables (trade, not insurance)

    7,204,622  
 

 

 

 

Subordinated liabilities

    5,079,445  
 

 

 

 

Subordinated liabilities not in Basic Own Funds

    168,596  
 

 

 

 

Subordinated liabilities in Basic Own Funds

    4,910,849  
 

 

 

 

Any other liabilities, not elsewhere shown

    500,202  

Total liabilities

    193,534,984  

Excess of assets over liabilities

    14,274,101  
 
 

 

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
4    SFCR 2020 Public QRTs

 

    

S.05.01.02 – Premiums, claims and expenses by line of business – Non-life

 

   

Line of Business for: non-life insurance and reinsurance obligations

(direct business and accepted proportional reinsurance)

          Line of Business for:
accepted non-proportional reinsurance 		    Total  
Amounts in EUR thousands  

Medical

expense insurance

   

Income protection

insurance

   

Workers’

compensation

insurance

   

Motor vehicle

liability insurance

   

Other motor

insurance

   

Marine, aviation

and transport

insurance

   

Fire and other

damage to

property insurance

   

General liability

insurance

   

Credit and

suretyship

insurance

   

Legal expenses

insurance

    Assistance    

Miscellaneous

financial loss

          Health     Casualty    

Marine, aviation,

transport

    Property              
                       
Premiums written                                                                                                                                            

Gross - Direct Business

    105,505       121,795       23,985       89,093       49,181       815       267,676       26,288       193       12,704       15,166       8,244                                           720,644  

Gross - Proportional reinsurance accepted

    171                               3,334               1,319       373                               11,215                                           16,413  

Gross - Non-proportional reinsurance accepted

                                                                                                                              65         65  

Reinsurers’ share

    4,701       340       5,677       1,356       673       46       42,966       1,049       120       12,694       360       5,520                                           75,501  

Net

    100,976       121,455       18,308       87,737       51,842       769       226,029       25,613       73       10       14,806       13,939                                 65         661,621  

Premiums earned

                                     
                                 

Gross - Direct Business

    104,884       121,866       20,465       88,328       49,073       617       262,969       29,049       197       12,712       15,174       8,057                                           713,391  

Gross - Proportional reinsurance accepted

    195                               3,425               1,319       499                               15,793                                           21,232  

Gross - Non-proportional reinsurance accepted

                                                                                                                              65         65  

Reinsurers’ share

    4,721       369       5,020       1,356       673       46       42,826       1,061       120       12,694       360       7,894                                           77,140  

Net

    100,357       121,496       15,445       86,972       51,825       571       221,462       28,487       77       18       14,814       15,956                                 65         657,547  

Claims incurred

                                                                                                                                           

Gross - Direct Business

    62,888       57,343       4,545       38,248       23,659       239       109,359       9,042       (1 )      12,017       7,289       3,009                                           327,638  

Gross - Proportional reinsurance accepted

                            (5 )      2,090               1,442       154                               6,054                                           9,735  

Gross - Non-proportional reinsurance accepted

                                                                                                                              17         17  

Reinsurers’ share

    1,398       162       1,981       115       175               15,394       228               7,616       360       3,751                                           31,181  

Net

    61,490       57,181       2,565       38,128       25,574       239       95,407       8,967       -1       4,401       6,929       5,312                                 17         306,209  

Changes in other technical provisions

                                                                                                                                           

Gross - Direct Business

                                                                                                                                        0  

Gross - Proportional reinsurance accepted

                                                                                                                                        0  

Gross - Non-proportional reinsurance accepted

                                                                                                                                        0  

Reinsurers’ share

                                                                                                                                        0  

Net

                                                                                                                                        0  

Expenses incurred

    7,446       36,399       7,864       37,954       20,117       330       109,175       12,042       67       219       6,973       10,276                                           248,863  

Other expenses

                                                                                                                                        2  

Total expenses

                                                                                                                                                    248,865  
 

 

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
5    SFCR 2020 Public QRTs

 

    

S.05.01.02 – Premiums, claims and expenses by line of business – Life

 

    Line of Business for: life insurance obligations     Life reinsurance obligations     Total  
Amounts in EUR thousands     Health insurance    

Insurance

with profit

participation

   

Index-linked and

unit-linked

insurance

   

Other life

insurance

   

Annuities stemming

from non-life insurance

contracts and relating to

health insurance

obligations

   

Annuities stemming from  

non-life insurance contracts  

and relating to insurance  

obligations other than  

health insurance obligations  

   

Health

reinsurance

   

Life  

reinsurance  

       

 

   

 

 

   

 

 

 

Premiums written

                 
 

 

 

   

 

 

   

 

 

 

Gross

    1,620,549       487,283       11,619,943       6,119,250           3,863       1,212,349         21,063,238    
 

 

 

   

 

 

   

 

 

 

Reinsurers’ share

    152,691       157       29,007       1,377,720             1,168,122         2,727,697    

 

   

 

 

   

 

 

 

Net

    1,467,858       487,126       11,590,936       4,741,530           3,863       44,227         18,335,541    
 

 

 

   

 

 

   

 

 

 

Premiums earned

                 
 

 

 

   

 

 

   

 

 

 

Gross

    1,626,672       487,316       11,619,943       6,119,185           3,863       1,215,738         21,072,718    
 

 

 

   

 

 

   

 

 

 

Reinsurers’ share

    152,691       157       29,007       1,374,425             1,168,122         2,724,403    

 

   

 

 

   

 

 

 

Net

    1,473,981       487,159       11,590,936       4,744,760           3,863       47,616         18,348,315    
 

 

 

   

 

 

   

 

 

 

Claims incurred

                 
 

 

 

   

 

 

   

 

 

 

Gross

    1,369,240       1,424,806       12,083,347       6,239,121         998         1,710       1,321,309         22,440,531    
 

 

 

   

 

 

   

 

 

 

Reinsurers’ share

    181,789       75       210,158       1,090,790                    1,288,551         2,771,363    

 

   

 

 

   

 

 

 

Net

    1,187,451       1,424,731       11,873,188       5,148,332         998         1,710       32,758         19,669,167    
 

 

 

   

 

 

   

 

 

 

Changes in other technical provisions

                 
 

 

 

   

 

 

   

 

 

 

Gross

                    0    
 

 

 

   

 

 

   

 

 

 

Reinsurers’ share

                    0    

 

   

 

 

   

 

 

 

Net

                    0    

 

   

 

 

   

 

 

 

Expenses incurred

    503,188       78,709       743,311       958,359         113           10,763         2,294,443    

 

   

 

 

   

 

 

 

Other expenses

                                                                    138,535    

Total expenses

                                                                    2,432,977    
 

 

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
6    SFCR 2020 Public QRTs

 

    

S.05.02.01 – Premiums, claims and expenses by country 2020 – Non-life

 

     Home Country          Top 5 countries (by  amount of gross premiums written) -non-life obligations          Total Top 5 and    
home country  

Amounts in EUR thousands

   NL     HU     ES      PT      GB      DE         
     

 

 

    

 

 

 

Premiums written

                   
  

 

 

 

  

 

 

    

 

 

 

Gross - Direct Business

     209,946        265,263       189,338        31,088        9,772        9,514          714,922  
  

 

 

 

  

 

 

    

 

 

 

Gross - Proportional reinsurance accepted

        5,027       11,386                 16,413  
  

 

 

 

  

 

 

    

 

 

 

Gross - Non-proportional reinsurance accepted

     0        0          65              65  
  

 

 

 

  

 

 

    

 

 

 

Reinsurers’ share

     18,941        7,094       46,027        3,407              75,469  
     

 

 

    

 

 

 

Net

     191,005        263,196       154,697        27,746        9,772        9,514          655,931  
  

 

 

 

  

 

 

    

 

 

 

Premium earned

                   
  

 

 

 

  

 

 

    

 

 

 

Gross - Direct Business

     213,343        260,794       183,410        30,853        9,716        9,544          707,660  
  

 

 

 

  

 

 

    

 

 

 

Gross - Proportional reinsurance accepted

        5,243       15,988                 21,232  
  

 

 

 

  

 

 

    

 

 

 

Gross - Non-proportional reinsurance accepted

     0        0          65              65  
  

 

 

 

  

 

 

    

 

 

 

Reinsurers’ share

     18,941        7,450       47,286        3,432              77,108  
     

 

 

    

 

 

 

Net

     194,402        258,588       152,113        27,487        9,716        9,544          651,849  
  

 

 

 

  

 

 

    

 

 

 

Claims incurred

                   
  

 

 

 

  

 

 

    

 

 

 

Gross - Direct Business

     121,015        84,878       104,918        8,581        3,427        3,160          325,980  
  

 

 

 

  

 

 

    

 

 

 

Gross - Proportional reinsurance accepted

     112        2,830       6,786        8              9,735  
  

 

 

 

  

 

 

    

 

 

 

Gross - Non-proportional reinsurance accepted

     0             17              17  
  

 

 

 

  

 

 

    

 

 

 

Reinsurers’ share

     8,215        (135 )      22,967        117              31,164  
     

 

 

    

 

 

 

Net

     112,913        87,842       88,737        8,489        3,427        3,160          304,568  
  

 

 

 

  

 

 

    

 

 

 

Changes in other technical provisions

                   0       
  

 

 

 

  

 

 

    

 

 

 

Gross - Direct Business

                      0  
  

 

 

 

  

 

 

    

 

 

 

Gross - Proportional reinsurance accepted

                      0  
  

 

 

 

  

 

 

    

 

 

 

Gross - Non-proportional reinsurance accepted

                      0  
  

 

 

 

  

 

 

    

 

 

 

Reinsurers’ share

                            0  
     

 

 

    

 

 

 

Net

                            0  
     

 

 

    

 

 

 

Expenses incurred

     83,283        98,773       41,221        15,109        7,230        551          246,167  
     

 

 

    

 

 

 

Other expenses

                            2  
     

 

 

    

 

 

 

Total expenses

                                                          246,169  

S.05.02.01 – Premiums, claims and expenses by country – Life

 

 

     Home country          Top 5 countries (by amount of gross  premiums written) - life obligations          Total Top 5 and  
home  country
Amounts in EUR thousands    NL     GB     US      CN      ES      BR         
     

 

 

    

 

 

 

Premium written

                   
  

 

 

 

  

 

 

    

 

 

 

Gross

     1,780,823        9,737,326       8,355,250        396,094        181,571        159,804          20,610,868  
  

 

 

 

  

 

 

    

 

 

 

Reinsurers’ share

     44,287        186,096       2,257,579           30,067        24,313          2,542,342  
     

 

 

    

 

 

 

Net

     1,736,536        9,551,230       6,097,671        396,094        151,504        135,492          18,068,526  
  

 

 

 

  

 

 

    

 

 

 

Premium earned

                   
  

 

 

 

  

 

 

    

 

 

 

Gross

     1,786,945        9,737,326       8,355,250        396,094        185,307        159,804          20,620,726  
  

 

 

 

  

 

 

    

 

 

 

Reinsurers’ share

     44,287        186,096       2,257,579           26,678        24,313          2,538,953  
     

 

 

    

 

 

 

Net

     1,742,658        9,551,230       6,097,671        396,094        158,628        135,492          18,081,773  
  

 

 

 

  

 

 

    

 

 

 

Claims incurred

                   
  

 

 

 

  

 

 

    

 

 

 

Gross

     3,183,962        10,393,842       8,011,098        34,637        108,143        54,834          21,786,517  
  

 

 

 

  

 

 

    

 

 

 

Reinsurers’ share

     -119,754        144,207       2,477,572           11,180           2,513,204  
     

 

 

    

 

 

 

Net

     3,303,716        10,249,635       5,533,526        34,637        96,964        54,834          19,273,313  
  

 

 

 

  

 

 

    

 

 

 

Changes in other technical provisions

                   
  

 

 

 

  

 

 

    

 

 

 

Gross

                      0  
  

 

 

 

  

 

 

    

 

 

 

Reinsurers’ share

                            0  
     

 

 

    

 

 

 

Net

                            0  
     

 

 

    

 

 

 

Expenses incurred

     244,841        482,752       1,162,031        94,840        66,367        79,018          2,129,848  
     

 

 

    

 

 

 

Other expenses

                            138,535  
     

 

 

    

 

 

 

Total expenses

                                                          2,268,383  
 

 

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
7    SFCR 2020 Public QRTs

 

    

S.22.01.22 – Impact of long term guarantees and transitional measures 2020

 

Amounts in EUR thousands    

Amount with Long

Term Guarantee

measures and

transitionals

   

Impact of

transitional on

technical provisions

   

Impact of

transitional on

interest rate

   

Impact of volatility

adjustment set

to zero

   

Impact of matching

adjustment set

to zero

 

Technical provisions

    167,296,212                       616,530       37,057  

Basic own funds

    9,404,156                       (453,429 )      (30,016 ) 

Eligible own funds to meet Solvency Capital Requirement

    18,581,994                       (453,429 )      (30,016 ) 

Solvency Capital Requirement

    9,473,178                       1,468,455       64,179  
 

 

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
8    SFCR 2020 Public QRTs

 

    

S.23.01.22 – Own Funds Group

 

           
Amounts in EUR thousands        Total     Tier 1 - unrestricted     Tier 1 - restricted     Tier 2     Tier 3  

Basic own funds before deduction for participations in other financial sector

 

    

                                       

Ordinary share capital (gross of own shares)

      320,389       320,389                          

Non-available called but not paid in ordinary share capital at group level

                                         

Share premium account related to ordinary share capital

      7,159,579       7,159,579                          

Initial funds, members’ contributions or the equivalent basic own - fund item for mutual and mutual-type undertakings

                                         

Subordinated mutual member accounts

                                         

Non-available subordinated mutual member accounts at group level

                                         

Surplus funds

                                         

Non-available surplus funds at group level

                                         

Preference shares

                                         

Non-available preference shares at group level

                                         

Share premium account related to preference shares

                                         

Non-available share premium account related to preference shares at group level

                                         

Reconciliation reserve

      5,599,512       5,599,512                          

Subordinated liabilities

      4,910,849               2,570,654       2,340,195          

Non-available subordinated liabilities at group level

                                         

An amount equal to the value of net deferred tax assets

      699,700                               699,700  

The amount equal to the value of net deferred tax assets not available at the group level

                                         

Other items approved by supervisory authority as basic own funds not specified above

                                         

Non available own funds related to other own funds items approved by supervisory authority

      106,407       106,407                          

Minority interests (if not reported as part of a specific own fund item)

                                         

Non-available minority interests at group level

                                         

Own funds from the financial statements that should not be represented by the reconciliation reserve and do not meet the criteria to be classified as Solvency II own funds

                                         

Own funds from the financial statements that shall not be represented by the reconciliation reserve and do not meet the criteria to be classified as Solvency II own funds

      1,628                                  

Deductions

                                         

Deductions for participations in other financial undertakings, including non-regulated undertakings carrying out financial activities

      1,406,354       1,406,354                          

whereof deducted according to art 228 of the Directive 2009/138/EC

                                         

Deductions for participations where there is non-availability of information (Article 229)

                                         

Deduction for participations included by using D&A when a combination of methods is used

      7,771,484       5,549,466       1,163,147       1,058,871       0  

Total of non-available own fund items

        106,407       106,407                          

Total deductions

        9,284,245       7,062,227       1,163,147       1,058,871          

Total basic own funds after deductions

        9,404,156       6,015,625       1,407,507       1,281,324       699,700  

Ancillary own funds

                                         

Unpaid and uncalled ordinary share capital callable on demand

                                         

Unpaid and uncalled initial funds, members’ contributions or the equivalent basic own fund item for mutual and mutual - type undertakings, callable on demand

                                         

Unpaid and uncalled preference shares callable on demand

                                         

A legally binding commitment to subscribe and pay for subordinated liabilities on demand

                                         

Letters of credit and guarantees under Article 96(2) of the Directive 2009/138/EC

                                         

Letters of credit and guarantees other than under Article 96(2) of the Directive 2009/138/EC

                                         

Supplementary members calls under first subparagraph of Article 96(3) of the Directive 2009/138/EC

                                         

Supplementary members calls - other than under first subparagraph of Article 96(3) of the Directive 2009/138/EC

                                         

Non available ancillary own funds at group level

                                         

Other ancillary own funds

                                         

Total ancillary own funds

                                           
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
9    SFCR 2020 Public QRTs

 

    

S.23.01.22 – Own Funds Group (continued)

 

           
Amounts in EUR thousands        Total     Tier 1 - unrestricted     Tier 1 - restricted     Tier 2     Tier 3  

Own funds of other financial sectors

                                         

Credit institutions, investment firms, financial institutions, alternative investment fund managers, UCITS management companies - Total

 

    

    1,347,523       1,347,523                          

Institutions for occupational retirement provision

              0                          

Non regulated entities carrying out financial activities

      58,831       58,831                          

Total own funds of other financial sectors

      1,406,354       1,406,354                          

Own funds when using the D&A, exclusively or in combination of method 1

                                         

Own funds aggregated when using the D&A and combination of method

      7,771,484       5,549,466       1,163,147       1,058,871       0  

Own funds aggregated when using the D&A and combination of method net of IGT

      7,771,484       5,549,466       1,163,147       1,058,871       0  

Total available own funds to meet the consolidated group SCR (excluding own funds from other financial sector and from the undertakings included via D&A)

      9,404,156       6,015,625       1,407,507       1,281,324       699,700  

Total available own funds to meet the minimum consolidated group SCR

      8,704,456       6,015,625       1,407,507       1,281,324          

Total eligible own funds to meet the consolidated group SCR (excluding own funds from other financial sector and from the undertakings included via D&A)

      9,404,156       6,015,625       1,407,507       1,281,324       699,700  

Total eligible own funds to meet the minimum consolidated group SCR

      7,888,349       6,015,625       1,407,507       465,217          

Minimum consolidated Group SCR

      2,326,083                                  

Ratio of Eligible own funds to Minimum Consolidated Group SCR

        339%                                  
Total eligible own funds to meet the group SCR (including own funds from other financial sector and from the undertakings included via D&A)       18,581,994       12,971,445       2,570,654       2,340,195       699,700  

Group SCR

      9,473,178                                  

Ratio of Eligible own funds to group SCR including other financial sectors and the undertakings included via D&A

      196%                                  

Reconciliation reserve

                                         

Excess of assets over liabilities

      14,274,101                                  

Own shares (included as assets on the balance sheet)

      175,277                                  

Foreseeable dividends, distributions and charges

      123,564                                  

Other basic own fund items

      8,179,668                                  

Adjustment for restricted own fund items in respect of matching adjustment portfolios and ring fenced funds

      195,433                                  

Other non available own funds

      646                                  

Reconciliation reserve

        5,599,512                                  

Expected profits

                                         

Expected profits included in future premiums (EPIFP) - Life Business

      1,721,731                                  

Expected profits included in future premiums (EPIFP) - Non-life business

        21,534                                  

Total EPIFP

        1,743,265                                  
 

 

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
10    SFCR 2020 Public QRTs

 

    

S.25.02.22 – Solvency Capital Requirement - for undertakings using the standard formula and partial internal model

 

Amounts in EUR thousands

Unique number of component                                                                      

         Components description   

  Calculation of the

Solvency Capital
Requirement

     Amount modelled                  USP        Simplifications  

C0010

        C0020      C0030        C0070      C0080    C0090  

1

      Market risk (SF)      1,076,724                    - None  

2

      Market risk (IM)      2,895,646        2,895,646            

3

      Counterparty default risk (SF)      286,493                     

4

      Counterparty default risk (IM)      9,779        9,779            

5

      Life underwriting risk (SF)      1,242,496               - None    - None  

6

      Life underwriting risk (IM)      2,830,594        2,830,594            

7

      Health underwriting risk (SF)      287,839               - None    - None  

8

      Health underwriting risk (IM)                            

9

      Non-life underwriting risk (SF)      125,531               - None    - None  

10

      Non-life underwriting risk (IM)                            

11

      Intangible asset risk (SF)                            

12

      Intangible asset risk (IM)                            

13

      Operational risk (SF)      333,156                     

14

      Operational risk (IM)      348,267        348,267            

15

      LAC Technical Provisions (negative amount) (SF)                            

16

      LAC Technical Provisions (negative amount) (IM)                            

17

        LAC Deferred Taxes (negative amount)      (715,710 )                    
Amounts in EUR thousands -Calculation of Solvency Capital Requirement                   

Total undiversified components

          R0110      8,720,816                                        

Diversification

      R0060      (3,507,838 )          

Capital requirement for business operated in accordance with Art. 4 of Directive 2003/41/EC

        R0160                  

Solvency Capital Requirement excluding capital add-on

      R0200      5,212,978           

Capital add-on already set

        R0210                  

Solvency capital requirement for undertakings under consolidated method

      R0220      6,297,829           

Other information on SCR

                         

Amount/estimate of the overall loss-absorbing capacity of technical provisions

      R0300      (19,997 )          

Amount/estimate of the overall loss-absorbing capacity of deferred taxes

      R0310      (715,710 )          

Capital requirement for duration-based equity risk sub-module

      R0400                  

Total amount of Notional Solvency Capital Requirements for remaining part

      R0410          5,977,447           

Total amount of Notional Solvency Capital Requirements for ring fenced funds

      R0420      127,995           

Total amount of Notional Solvency Capital Requirement for matching adjustment portfolios

      R0430      121,308           

Diversification effects due to RFF nSCR aggregation for article 304

      R0440                  

Minimum consolidated group solvency capital requirement

      R0470      2,326,083           

Information on other entities

                         

Capital requirement for other financial sectors (Non-insurance capital requirements)

      R0500      1,013,772           

Capital requirement for other financial sectors (Non-insurance capital requirements) - Credit institutions, investment firms and financial institutions, alternative investment funds managers, UCITS management companies

      R0510      963,210           

Capital requirement for other financial sectors (Non-insurance capital requirements) - Institutions for occupational retirement provisions

      R0520      9,473           

Capital requirement for other financial sectors (Non-insurance capital requirements) - Capital requirement for non- regulated entities carrying out financial activities

      R0530      41,089           

Capital requirement for non-controlled participation requirements

      R0540      8,279           

Capital requirement for residual undertakings

      R0550      62,799           

Overall SCR

                         

SCR for undertakings included via D and A

        R0560      3,175,349           

Solvency capital requirement

        R0570      9,473,178           
 

 

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
11    SFCR 2020 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

  Inclusion in the scope
of group supervision 		  Group solvency
calculation
Country  

Identification code of

the undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

  Type of undertaking   Legal form  

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

  Other criteria  

Level of

influence

 

Proportional

share used

for group

solvency

calculation

  Yes/No  

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

US

  5493009SPOGMHKCQG643   1 - LEI   Transamerica
Pacific Insurance
Company, Ltd. 		  1 - Life
insurance
undertaking 		  Corporation   2 - Non-mutual   Hawaii Insurance
Division 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    7 - Method
2: Local
rules

US

  IESWU3ORVB7T21TZOK62   1 - LEI   Transamerica Life
Insurance
Company 		  1 - Life
insurance
undertaking 		  Corporation   2 - Non-mutual   Iowa Insurance
Division 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    7 - Method
2: Local
rules

US

  EG0GJY3CGOTGWBG64Z75   1 - LEI   Transamerica
Financial Life
Insurance
Company 		  1 - Life
insurance
undertaking 		  Corporation   2 - Non-mutual   New York
Department of
Financial
Services 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    7 - Method
2: Local
rules

US

  549300XX9C0OGHTMTQ11   1 - LEI   Transamerica
Casualty Insurance
Company 		  1 - Life
insurance
undertaking 		  Corporation   2 - Non-mutual   Ohio Department
of Insurance 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    7 - Method
2: Local
rules

US

  549300FGO9JLKGVZTF71   1 - LEI   River Ridge
Insurance
Company 		  1 - Life
insurance
undertaking 		  Corporation   2 - Non-mutual   Vermont
Department of
Financial
Regulation 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    7 - Method
2: Local
rules

BM

  5493005M7H149SPFW983   1 - LEI   Transamerica Life
International
(Bermuda) Ltd 		  1 - Life
insurance
undertaking 		  Exempted Company Limited by Shares   2 - Non-mutual   Bermuda
Monetary
Authority 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    7 - Method
2: Local
rules

BM

  549300G481NLE2F1CB87   1 - LEI   Transamerica Life
(Bermuda) Ltd. 		  1 - Life
insurance
undertaking 		  Limited by Shares   2 - Non-mutual   Bermuda
Monetary
Authority 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    7 - Method
2: Local
rules

NL

  724500AM4MYHCTRLF551   1 - LEI   N.V.
Levensverzekering-
Maatschappij “De
Hoop” 		  1 - Life
insurance
undertaking 		  Naamloze vennootschap (NV)   2 - Non-mutual   De
Nederlandsche
Bank 		  33.33%   33.33%   33.33%     2 - Significant   33.33%   1 -
Included
in the
scope 		    3 - Method
1: Adjusted
equity
method

NL

  5493003SPEWN841SWG39   1 - LEI   AEGON
Levensverzekering
N.V. 		  1 - Life
insurance
undertaking 		  Naamloze vennootschap (NV)   2 - Non-mutual   De
Nederlandsche
Bank 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

NL

  549300CHB5Q2591H4S21   1 - LEI   AEGON Spaarkas
N.V. 		  1 - Life
insurance
undertaking 		  Naamloze vennootschap (NV)   2 - Non-mutual   De
Nederlandsche
Bank 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

PL

  259400V1O5VA6Q1W6M65   1 - LEI   AEGON
Towarzystwo
Ubezpieczeń na
Życie Spółka
Akcyjna 		  1 - Life
insurance
undertaking 		  Private Company   2 - Non-mutual   Komisja Nadzoru
Finansowego 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

TR

  789000YBW1GZ8EHB5L13   1 - LEI   AEGON
EMEKLİLİK VE
HAYAT A.Ş. 		  1 - Life
insurance
undertaking 		  Private Company   2 - Non-mutual   Capital Markets
Board of Turkey 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    5 - Method
2: Solvency
II

BR

  54930095O77VVERKG006   1 - LEI   Mongeral AEGON
Seguros e
Previdência SA 		  1 - Life
insurance
undertaking 		  Private Company   2 - Non-mutual   Superintendência
de Seguros
Privados 		  50.00%   50.00%   50.00%     2 - Significant   50.00%   1 -
Included
in the
scope 		    7 - Method
2: Local
rules

CN

  3003008RJ9AEOYOVNK85   1 - LEI   Aegon THTF Life
Insurance Co., Ltd. 		  1 - Life
insurance
undertaking 		  Private Company   2 - Non-mutual   China Insurance
Regulatory
Commission 		  50.00%   50.00%   50.00%     2 - Significant   50.00%   1 -
Included
in the
scope 		    5 - Method
2: Solvency
II

GB

  213800X1T29YFAYMPC26   1 - LEI   Scottish Equitable
plc 		  1 - Life
insurance
undertaking 		  Public Limited Company   2 - Non-mutual   The Prudential
Regulation
Authority 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

IN

  3358006ZVG6LSYJNV614   1 - LEI   Aegon Life
Insurance
Company Limited 		  1 - Life
insurance
undertaking 		  Public Limited Company   2 - Non-mutual   Insurance
Regulatory and
Development
Authority 		  49.00%   49.00%   49.00%   Aegon has
a call option
over Aegon
Employee
Benefits
Trust and
could have
a call option
over a
portion of
BCCL’s
shares in
India JV. 		  2 - Significant   49.00%   1 -
Included
in the
scope 		    5 - Method
2: Solvency
II

ES

  9598007TGFFJ24RXG723   1 - LEI   Liberbank Vida y
Pensiones,
Seguros y
Reaseguros S.A. 		  1 - Life
insurance
undertaking 		  Sociedad Anónima (SA)   2 - Non-mutual   Direccion
General de
Seguros y
Fondos de
Pensiones 		  50.00%   50.00%   50.00%   Generally
decisions
adopted by
absolute
majority of
shares.
exceptions
exist
Reserving
related
matters
when 2/3 of
votes is
required.
Aegon has
no control.
but
exercises
this along
with other
shareholder. 		  2 - Significant   50.00%   1 -
Included
in the
scope 		    2 - Method
1:
Proportional
consolidation

ES

  959800TNUM2TV0D7HB66   1 - LEI   SANTANDER
VIDA SEGUROS Y
REASEGUROS,
S.A. 		  1 - Life
insurance
undertaking 		  Sociedad Anónima (SA)   2 - Non-mutual   Direccion
General de
Seguros y
Fondos de
Pensiones 		  51.00%   51.00%   51.00%   Generally
decisions
adopted by
absolute
majority of
shares.
exceptions
exist
Reserving
related
matters
when 2/3 of
votes is
required.
Aegon has
no control.
but
exercises
this along
with other
shareholder. 		  2 - Significant   51.00%   1 -
Included
in the
scope 		    2 - Method
1:
Proportional
consolidation

ES

  529900K5IMPN3IEME661   1 - LEI   POPULAR VIDA
2020, COMPAÑÍA
DE SEGUROS Y
REASEGUROS
S.A. 		  1 - Life
insurance
undertaking 		  Sociedad Anónima (SA)   2 - Non-mutual   Direccion
General de
Seguros y
Fondos de
Pensiones 		  51.00%   51.00%   51.00%   Generally
decisions
adopted by
absolute
majority of
shares.
exceptions
exist
Reserving
related
matters
when 2/3 of
votes is
required.
Aegon has
no control.
but
exercises
this along
with other
shareholder. 		  2 - Significant   51.00%   1 -
Included
in the
scope 		    3 - Method
1: Adjusted
equity
method

PT

  959800S4Y2DCN7EVAG59   1 - LEI   AEGON
SANTANDER
PORTUGAL VIDA -
COMPAN-HIA DE
SEGUROS DE
VIDA S.A. 		  1 - Life
insurance
undertaking 		  Sociedade anónima (SA)   2 - Non-mutual   Autoridade de
Supervisão de
Seguros e
Fundos de
Pensões 		  51.00%   51.00%   51.00%   Generally
decisions
adopted by
absolute
majority of
shares.
exceptions
exist
Reserving
related
matters
when 2/3 of
votes is
required.
Aegon has
no control.
but
exercises
this along
with other
shareholder. 		  2 - Significant   51.00%   1 -
Included
in the
scope 		    2 - Method
1:
Proportional
consolidation

IE

  5493009T9CZP0MOE0E15   1 - LEI   Esprit Insurance
Designated Activity
Company 		  2 - Non life
insurance
undertaking 		  Designated Activity Company (Ltd. by Shares) (DAC)   2 - Non-mutual   Central Bank of
Ireland 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

GB

  2138006PPB8GBYSGJC74   1 - LEI   Stonebridge
International
Insurance Ltd. 		  2 - Non life
insurance
undertaking 		  Limited by Shares   2 - Non-mutual   The Prudential
Regulation
Authority 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

NL

  549300TPP7QUEOY5QS39   1 - LEI   AEGON
Schadeverzekering
N.V. 		  2 - Non life
insurance
undertaking 		  Naamloze vennootschap (NV)   2 - Non-mutual   De
Nederlandsche
Bank 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

ES

  959800DGNJ1GACEM9J49   1 - LEI   SANTANDER
GENERALES
SEGUROS Y
REASEGUROS,
S.A. 		  2 - Non life
insurance
undertaking 		  Sociedad Anónima (SA)   2 - Non-mutual   Direccion
General de
Seguros y
Fondos de
Pensiones 		  51.00%   51.00%   51.00%   Generally
decisions
adopted by
absolute
majority of
shares.
exceptions
exist
Reserving
related
matters
when 2/3 of
votes is
required.
Aegon has
no control.
but
exercises
this along
with other
shareholder. 		  2 - Significant   51.00%   1 -
Included
in the
scope 		    2 - Method
1:
Proportional
consolidation

PT

  9598001GSAW026UNLE02   1 - LEI   AEGON
SANTANDER
PORTUGAL NÃO
VIDA -
COMPANHIA DE
SEGUROS S.A. 		  2 - Non life
insurance
undertaking 		  Sociedade anónima (SA)   2 - Non-mutual   Autoridade de
Supervisão de
Seguros e
Fundos de
Pensões 		  51.00%   51.00%   51.00%   Generally
decisions
adopted by
absolute
majority of
shares.
exceptions
exist
Reserving
related
matters
when 2/3 of
votes is
required.
Aegon has
no control.
but
exercises
this along
with other
shareholder. 		  2 - Significant   51.00%   1 -
Included
in the
scope 		    2 - Method
1:
Proportional
consolidation

HU

  2138002WE79XZSYJB750   1 - LEI   AEGON
Magyarország
Általános Biztosító
Zártköruen Muködo
Részvénytársaság 		  4 -
Composite
undertaking 		  Private Company   2 - Non-mutual   Magyar Nemzeti
Bank 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

ES

  549300CUCUP9990FPP88   1 - LEI   AEGON España,
S.A.U. de Seguros
y Reaseguros 		  4 -
Composite
undertaking 		  Sociedad Anónima Unipersonal (SAU)   2 - Non-mutual   Direccion
General de
Seguros y
Fondos de
Pensiones 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  5493005N0P0HDBHNGS46   1 - LEI   Ironwood Re Corp.   3 -
Reinsurance
undertaking 		  Corporation   2 - Non-mutual   Hawaii Insurance
Division 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    7 - Method
2: Local
rules

US

  549300PLTRQIXEQSKZ20   1 - LEI   TLIC Oakbrook
Reinsurance Inc. 		  3 -
Reinsurance
undertaking 		  Corporation   2 - Non-mutual   Iowa Insurance
Division 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
12    SFCR 2019 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

  Inclusion in the scope
of group supervision 		  Group solvency
calculation
Country  

Identification code of

the undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

  Type of undertaking   Legal form  

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

  Other criteria  

Level of

influence

 

Proportional

share used

for group

solvency

calculation

  Yes/No  

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

US

  549300Y0RURXSZUUM173   1 - LEI   TLIC Watertree
Reinsurance
Inc. 		  3 -
Reinsurance
undertaking 		  Corporation   2 - Non-mutual   Iowa Insurance
Division 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300Q4BUS0CAEMHR56   1 - LEI   LIICA Re II,
Inc. 		  3 -
Reinsurance
undertaking 		  Corporation   2 - Non-mutual   Vermont
Department of
Financial
Regulation 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  27076669US10020   2 - Specific code   Transamerica
Pacific Re, Inc. 		  3 -
Reinsurance
undertaking 		  Corporation   2 - Non-mutual   Vermont
Department of
Financial
Regulation 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

BM

  549300F53XTGWVRTP875   1 - LEI   Transamerica
International
Re (Bermuda)
Ltd. 		  3 -
Reinsurance
undertaking 		  Limited by Shares   2 - Non-mutual   Bermuda
Monetary
Authority 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    7 - Method
2: Local
rules

NL

  549300LR1M1H1UFEDH67   1 - LEI   Blue Square
Re N.V. 		  3 -
Reinsurance
undertaking 		  Naamloze vennootschap (NV)   2 - Non-mutual   De
Nederlandsche
Bank 		  100.00%   100.00%   100.00%     2 - Significant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

BR

  549300C4PPOXUZVGZF76   1 - LEI   Transamerica
International
Re Escritorio
de
Representacao
no Brasil Ltd 		  3 -
Reinsurance
undertaking 		  Private Company   2 - Non-mutual   Superintendência
de Seguros
Privados 		  0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other
method

NL

  724500GN5HQ87O4RLC12   1 - LEI   AEGON Brazil
Holding B.V. 		  5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC 		  Besloten vennootschap (BV)   2 -Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

NL

  724500TOC1GK64ILRE95   1 - LEI   AEGON DMS
Holding B.V. 		  5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC 		  Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

NL

  7245007CB23NPKLTAF76   1 - LEI   AEGON
Hungary
Holding B.V. 		  5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC 		  Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

NL

  7245005V3YIB25655F12   1 - LEI   AEGON
Hungary
Holding II B.V. 		  5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC 		  Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

NL

  724500BNI7FJN7RDZL50   1 - LEI   AEGON India
Holding B.V. 		  5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC 		  Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

NL

  724500DI4AFL8RDQEG22   1 - LEI   AEGON
International
B.V. 		  5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC 		  Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

NL

  724500NHLYEPGXHSA148   1 - LEI   AEGON
Poland/
Romania
Holding B.V. 		  5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC 		  Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

NL

  724500VCE5M77E44XC35   1 - LEI   AEGON Spain
Holding B.V. 		  5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC 		  Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

NL

  724500J2DTRKSYFGBT31   1 - LEI   AEGON Turkey
Holding B.V. 		  5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC 		  Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300EK264PVU3MXI25   1 - LEI   AEGON
Management
Company 		  5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300MWIOC0W2Z2ZM36   1 - LEI   Commonwealth
General
Corporation 		  5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  FY3O3L8GSDIMQ51Q5H26   1 - LEI   Transamerica
Corporation 		  5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

GB

  213800S7RU2S9VUO2227   1 - LEI   AEGON
Holdings (UK)
Limited 		  5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC 		  Limited by Shares   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

GB

  213800FHP235751PZS37   1 - LEI   Scottish
Equitable
Holdings
Limited 		  5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC 		  Limited by Shares   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

GB

  213800UR9NMDEAS51K32   1 - LEI   Cornerstone
International
Holdings Ltd. 		  5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC 		  Limited by Shares   2 -Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

GB

  213800HW5JU8BA4IMC33   1 - LEI   AEGON UK plc   5 -
Insurance
holding
company as
defined in
Article
212(1) (f) of
Directive
2009/138/EC 		  Public Limited Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

NL

  724500XKR0HKSLU3IX44   1 - LEI   AEGON
Europe Holding
B.V. 		  7 - Mixed
financial
holding
company as
defined in
Article
212(1)(h) of
Directive
2009/138/EC 		  Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

NL

  O4QK7KMMK83ITNTHUG69   1 - LEI   AEGON N.V.   7 - Mixed
financial
holding
company as
defined in
Article
212(1)(h) of
Directive
2009/138/EC 		  Naamloze vennootschap (NV)   2 - Non-mutual             #N/B     1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

NL

  549300Q3DX11LN548072   1 - LEI   AEGON
Nederland N.V. 		  7 - Mixed
financial
holding
company as
defined in
Article
212(1)(h) of
Directive
2009/138/EC 		  Naamloze vennootschap (NV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

ES

  959800STA0C4RRLGAB80   1 - LEI   AEGON
Administracion
y Servicios Aie 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Agrupación de Interés Económico (AIE)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

NL

  27076669NL10013   2 - Specific code   AMVEST Core
Fund 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Besloten vennootschap (BV)   2 - Non-mutual     28.29%   28.29%   28.29%     2 - Significant   28.29%   1 -
Included
in the
scope 		    2 - Method
1:
Proportional

consolidation

 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
13    SFCR 2019 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

  Inclusion in the scope
of group supervision 		  Group solvency
calculation
Country  

Identification code of

the undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

  Type of undertaking   Legal form  

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

  Other criteria  

Level of

influence

 

Proportional

share used

for group

solvency

calculation

  Yes/No  

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

NL

  27076669NL10014   2 - Specific code   AMVEST Living & Care
Fund 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Besloten vennootschap (BV)   2 - Non-mutual     50.00%   50.00%   50.00%     2 - Significant   50.00%   1 -
Included
in the
scope 		    2 - Method
1:
Proportional
consolidation

NL

  724500XN2QI8YGC9R673   1 - LEI   AMVEST Vastgoed B.V.   10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Besloten vennootschap (BV)   2 - Non-mutual     50.00%   50.00%   50.00%     2 - Significant   50.00%   1 -
Included
in the
scope 		    2 - Method
1:
Proportional
consolidation

NL

  724500XV5S7H3JY72005   1 - LEI   AEGON Administratie B.V.   10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

NL

  724500TPYP3DXYWG9N63   1 - LEI   AEGON Administratieve
Dienstverlening B.V. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

NL

  724500UH6Q0L2X7W1E02   1 - LEI   AEGON Advies B.V.   10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

NL

  724500FULFF65L4FGQ78   1 - LEI   AEGON Bemiddeling B.V.   10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

NL

  72450030UBZJ2I3F1M72   1 - LEI   AEGON Capital
Management US B.V. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

NL

  7245004PI4RB6Z2IA840   1 - LEI   Aegon DL B.V.   10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

NL

  724500GPD8BLPYEIBI04   1 - LEI   AEGON Global
Investment Fund B.V. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

NL

  27076669NL10012   2 - Specific code   Amvest Development
Fund B.V. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

NL

  724500CRNPD9VT3I5993   1 - LEI   AMVEST Home Free B.V.   10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

NL

  724500C6N7L40T8E2449   1 - LEI   OBRA SERVICES B.V.   10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

NL

  7245004OZYVVG24VCN52   1 - LEI   TKP Pensioen B.V.   10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

NL

  724500NZPODZAC8SI487   1 - LEI   Vastgoedmaatschappij
Inpa B.V. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

NL

  27076669NL10017   2 - Specific code   Risk Groep B.V.   10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Besloten vennootschap (BV)   2 - Non-mutual     25.00%   25.00%   25.00%     2 - Significant   25.00%   1 -
Included
in the
scope 		    3 - Method
1: Adjusted
equity
method

NL

  27076669NL10022   2 - Specific code   Hera Life B.V.   10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Besloten vennootschap (BV)   2 - Non-mutual     35.00%   35.00%   35.00%     2 - Significant   35.00%   1 -
Included
in the
scope 		    3 - Method
1: Adjusted
equity
method

NL

  27076669US10022   2 - Specific code   TA Private Equity Assets,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Besloten vennootschap (BV)   2 - Non-mutual     35.00%   35.00%   35.00%     2 - Significant   35.00%   1 -
Included
in the
scope 		    3 - Method
1: Adjusted
equity
method

NL

  549300NP1U0PJA5T9N08   1 - LEI   Coöperatieve AEGON
Financieringsmaatschappij
U.A. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Coöperatie   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300P14I8AMF56R295   1 - LEI   AEGON Asset
Management Services,
Inc. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300MZ6RZWGMOPSM17   1 - LEI   AEGON Institutional
Markets, Inc. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300WQR0QLZKV7PY19   1 - LEI   AUSA Properties, Inc.   10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300LDNKDB2BD4NJ66   1 - LEI   Creditor Resources, Inc.   10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300XBOVRBRXXK6328   1 - LEI   CRI Solutions, Inc.   10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300VQ0NE08PBZTO04   1 - LEI   Financial Planning
Services, Inc. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300ORWQA6WAZ3G755   1 - LEI   Garnet Assurance
Corporation II 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  5493001EJGY2YS9Y7S04   1 - LEI   Massachusetts Fidelity
Trust Company 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
14    SFCR 2019 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

  Inclusion in the scope
of group supervision 		  Group solvency
calculation
Country  

Identification code of

the undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

  Type of undertaking   Legal form  

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

  Other criteria  

Level of

influence

 

Proportional

share used

for group

solvency

calculation

  Yes/No  

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

US

  549300SPI8S6R3YR2783   1 - LEI   Money
Services, Inc. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300GKCL1NYZEN7S04   1 - LEI   Monumental
General
Administrators,
Inc. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300ULKN30UL3LRR16   1 - LEI   Short Hills
Management
Company 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300O481B1WNR3BV29   1 - LEI   Stonebridge
Benefit
Services, Inc. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300DXM2KFUK280891   1 - LEI   Transamerica
Affordable
Housing, Inc. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300404NXDZDER4F48   1 - LEI   Transamerica
Capital, Inc. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300UE4P7N6SM75991   1 - LEI   Transamerica
Corporation 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300CNQ8U5YYVYF622   1 - LEI   Transamerica
Finance
Corporation 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300JW32XCZSHI0878   1 - LEI   Transamerica
Financial
Advisors, Inc. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300ZI1REXKDS0XX96   1 - LEI   Transamerica
Fund Services,
Inc. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300CGVBCZVNTSYM45   1 - LEI   Transamerica
Home Loan 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300FO5QGHCQB22X64   1 - LEI   Transamerica
Investors
Securities
Corporation 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300R1FYMIVFX3C461   1 - LEI   Transamerica
Resources,
Inc. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300JGJLZXUHZOOX52   1 - LEI   Transamerica
Stable Value
Solutions Inc. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  5493005PYDPCCVG6AB02   1 - LEI   United
Financial
Services, Inc. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300QPPLKNB32B8133   1 - LEI   World
Financial
Group, Inc. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300ECYE0GJJX8UW74   1 - LEI   Zahorik
Company, Inc. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  5493007KU4DY8WGBFS15   1 - LEI   AEGON Direct
Marketing
Services, Inc. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300CTAPOEO82TRN22   1 - LEI   AEGON
Financial
Services
Group, Inc. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300Q8UW4HQ7M5SK87   1 - LEI   Garnet
Assurance
Corporation 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300Z1I3GL0EVGDC83   1 - LEI   Garnet
Assurance
Corporation III 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  5493004KN1HJBMBKOV75   1 - LEI   Intersecurities
Insurance
Agency, Inc. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300DTU38NRL2H6996   1 - LEI   Real Estate
Alternatives
Portfolio 3A,
Inc. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300V5HD7QXIXVV767   1 - LEI   Transamerica
Affinity
Services, Inc. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300DZA4ZCLQ8JE491   1 - LEI   Transamerica
Asset
Management,
Inc. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300HNPLHEUTETWZ90   1 - LEI   World
Financial
Group
Insurance
Agency of
Hawaii, Inc. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
15    SFCR 2019 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

  Inclusion in the scope
of group supervision 		  Group solvency
calculation
Country  

Identification code of

the undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

  Type of undertaking   Legal form  

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

  Other criteria  

Level of

influence

 

Proportional

share used

for group

solvency

calculation

  Yes/No  

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

US

  5493006U134HNBT21U73   1 - LEI   World Financial
Group
Insurance
Agency of
Massachusetts,
Inc 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other method

US

  549300D5WJ1NKU3G7S55   1 - LEI   World Financial
Group
Insurance
Agency of
Wyoming, Inc. 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other method

US

  549300UW0QON3GN6KL42   1 - LEI   World Financial
Group
Insurance
Agency, LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -Other method

BM

  54930060R8GMDFCYEZ34   1 - LEI   Primus
Guaranty Ltd. 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Exempted Company Limited by Shares   2 - Non-mutual     20.00%   20.00%   20.00%     2 - Significant   20.00%   1 -
Included
in the
scope 		    10 - Other method

BM

  54930063LHUJIUBMOI77   1 - LEI   Transamerica
(Bermuda)
Services
Center, Ltd. 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Exempted Company Limited by Shares   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method 1: Full
consolidation

US

  549300LOE2LOY8DQQV68   1 - LEI   AEGON
Transamerica
Foundation 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Foundation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method 1: Full
consolidation

US

  549300VV3PPLEUXOL890   1 - LEI   Transamerica
Institute 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Foundation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method 1: Full
consolidation

GB

  213800NTHB13U889C602   1 - LEI   AEGON EDC
Limited 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited by Shares   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method 1: Full
consolidation

HK

  213800M7EAHGN1HTAL11   1 - LEI   AEGON Direct
Marketing
Services
Insurance
Broker (HK)
Limited 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited by Shares   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method 1: Full
consolidation

HK

  213800VY8S65RR6E8L74   1 - LEI   Aegon Insights
Limited 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited by Shares   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method 1: Full
consolidation

US

  54930050MSHDNHYDEC28   1 - LEI   Aegon LIHTC
Fund 51, LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  549300MXWLP5OKI7K463   1 - LEI   Aegon LIHTC
Fund 57, LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  549300ELQY6BPLF14V79   1 - LEI   AMTAX
Holdings 561
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  549300P1FGCXCUE5U774   1 - LEI   Apollo Housing
Capital
Arrowhead
Gardens, LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  549300OBX4SSOCT8RX94   1 - LEI   Garnet LIHTC
Fund III, LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 -Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  54930031M55TCAH2GK62   1 - LEI   Garnet LIHTC
Fund X, LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  549300T9OFZU82K3H547   1 - LEI   Garnet LIHTC
Fund XII, LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  549300JTLC7F10FPYS37   1 - LEI   Garnet LIHTC
Fund XII-A,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  549300U4XXD62OFMXH76   1 - LEI   Garnet LIHTC
Fund XII-B,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  54930035LGY1QUM0H065   1 - LEI   Garnet LIHTC
Fund XII-C,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  549300ALP4RVGGLMOM10   1 - LEI   Garnet LIHTC
Fund XIII, LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  549300H5URJHRYYLJT18   1 - LEI   Garnet LIHTC
Fund XIII-A,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  549300MFKHXLJ4LX2K59   1 - LEI   Garnet LIHTC
Fund XIII-B,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  549300RFMCWODN7YQ360   1 - LEI   Garnet LIHTC
Fund XIV, LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  549300UX38Y28QDO5T34   1 - LEI   Garnet LIHTC
Fund XIX, LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  5493005ETTV62RSFML59   1 - LEI   Garnet LIHTC
Fund XL, LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
16    SFCR 2019 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

  Inclusion in the scope
of group supervision 		  Group solvency
calculation
Country  

Identification code of

the undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

  Type of undertaking   Legal form  

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

  Other criteria  

Level of

influence

 

Proportional

share used

for group

solvency

calculation

  Yes/No  

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

US

  549300C7NL5X8PJ63472   1 - LEI   Garnet
LIHTC
Fund
XLII, LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  549300LMLL5NEH96OZ59   1 - LEI   Garnet
LIHTC
Fund
XLVI, LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  549300RTCXUGW4QBR145   1 - LEI   Garnet
LIHTC
Fund XV,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  549300HDYPZ7C1JY1T36   1 - LEI   Garnet
LIHTC
Fund XVI,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  549300Z47RH2QLR4WW58   1 - LEI   Garnet
LIHTC
Fund
XVII, LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  549300VVVF7TTMWB1339   1 - LEI   Garnet
LIHTC
Fund
XVIII, LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  549300XV44TF825KAS89   1 - LEI   Garnet
LIHTC
Fund
XXII, LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  549300O5S7JTWJVKID74   1 - LEI   Garnet
LIHTC
Fund
XXIII, LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  549300V6SVKA0SBE6088   1 - LEI   Garnet
LIHTC
Fund
XXIX,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  549300KLCY6S2RFD0O83   1 - LEI   Garnet
LIHTC
Fund
XXV, LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  549300PL00MPBABIN093   1 - LEI   Garnet
LIHTC
Fund
XXVI,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  549300L3CK61D3ZL8U12   1 - LEI   Garnet
LIHTC
Fund
XXVIII,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  549300DHBM7T6FZ0NM44   1 - LEI   Garnet
LIHTC
Fund
XXXI,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  54930098NQIIP2EOR227   1 - LEI   Garnet
LIHTC
Fund
XXXII,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  549300VI4IBHJ448IP68   1 - LEI   Garnet
LIHTC
Fund
XXXIII,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  549300FPUUUWSB4H9507   1 - LEI   Garnet
LIHTC
Fund
XXXV,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  5493004I41768LSBKN02   1 - LEI   TAHP
Fund VII,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other method

US

  549300NN5MMVBK8FK966   1 - LEI   Garnet
LIHTC
Fund
XXXIX,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     1.00%   1.00%   1.00%     2 - Significant   1.00%   1 -
Included
in the
scope 		    10 - Other method

US

  549300NK9DS2NIKW2045   1 - LEI   Garnet
LIHTC
Fund
XXXVI,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     1.00%   1.00%   1.00%     2 - Significant   1.00%   1 -
Included
in the
scope 		    10 -Other method

US

  549300N8UPLGS24W4K40   1 - LEI   Garnet
LIHTC
Fund
XXXVII,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     1.00%   1.00%   1.00%     2 - Significant   1.00%   1 -
Included
in the
scope 		    10 -Other method

US

  549300QFPDVB17PW2R60   1 - LEI   Aegon
LIHTC
Fund 55,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     2.83%   2.83%   2.83%     2 - Significant   2.83%   1 -
Included
in the
scope 		    10 -Other method

US

  549300V3VZ21ZNBUA577   1 - LEI   Aegon
LIHTC
Fund 58,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     2.88%   2.88%   2.88%     2 - Significant   2.88%   1 -
Included
in the
scope 		    10 -Other method

US

  549300RGO11R1OBD4050   1 - LEI   AEGON
Affordable
Housing
Debt
Fund I,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     5.01%   5.01%   5.01%     2 - Significant   5.01%   1 -
Included
in the
scope 		    10 -Other method

US

  549300HWN8CSSBZ4LT23   1 - LEI   Garnet
LIHTC
Fund XLI,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     10.01%   10.01%   10.01%     2 - Significant   10.01%   1 -
Included
in the
scope 		    10 - Other method

US

  549300751M4BBRH4JZ78   1 - LEI   Aegon
LIHTC
Fund 52,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     11.82%   11.82%   11.82%     2 - Significant   11.82%   1 -
Included
in the
scope 		    10 - Other method

US

  549300HPKPXNR7IDMH77   1 - LEI   Garnet
LIHTC
Fund
XLVII,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     15.00%   15.00%   15.00%     2 - Significant   15.00%   1 -
Included
in the
scope 		    10 - Other method
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
17    SFCR 2019 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

  Inclusion in the scope
of group supervision 		  Group solvency
calculation
Country  

Identification code of

the undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

  Type of undertaking   Legal form  

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

  Other criteria  

Level of

influence

 

Proportional

share used

for group

solvency

calculation

  Yes/No  

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

US

  549300J64E50E4UZID54   1 - LEI   Garnet
LIHTC Fund
XXVII, LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     16.72%   16.72%   16.72%     2 - Significant   16.72%   1 -
Included
in the
scope 		    10 - Other method

US

  5493008IF4AVVMVACP15   1 - LEI   Garnet
LIHTC Fund
XXIV, LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     21.27%   21.27%   21.27%     2 - Significant   21.27%   1 -
Included
in the
scope 		    10 - Other method

US

  549300Q8FF7GLGXF1G53   1 - LEI   239 West
20th Street,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     49.00%   49.00%   49.00%     2 - Significant   49.00%   1 -
Included
in the
scope 		    10 - Other method

US

  549300HWP4QM4TXUEO41   1 - LEI   25 East 38th
Street, LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     49.00%   49.00%   49.00%     2 - Significant   49.00%   1 -
Included
in the
scope 		    10 - Other method

US

  549300H1WKVVA1IWZI22   1 - LEI   313 East
95th Street,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     49.00%   49.00%   49.00%     2 - Significant   49.00%   1 -
Included
in the
scope 		    10 - Other method

US

  549300CVIUECWU77MJ28   1 - LEI   319 East
95th Street,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     49.00%   49.00%   49.00%     2 - Significant   49.00%   1 -
Included
in the
scope 		    10 - Other method

US

  549300BI7UYO30CEX949   1 - LEI   Transamerica
International
Direct
Marketing
Consultants,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     49.00%   49.00%   49.00%     2 - Significant   49.00%   1 -
Included
in the
scope 		    10 - Other method

US

  549300IYT675482ELI49   1 - LEI   Yarra Rapids,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     49.00%   49.00%   49.00%     2 - Significant   49.00%   1 -
Included
in the
scope 		    10 - Other method

US

  549300KS3XVJRUSMLE10   1 - LEI   Barfield
Ranch
Associates,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     50.00%   50.00%   50.00%     2 - Significant   50.00%   1 -
Included
in the
scope 		    2 - Method 1: Proportional
consolidation

US

  549300WCSXGBO4HEYF34   1 - LEI   Osceola
Mitigation
Partners,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     50.00%   50.00%   50.00%     2 - Significant   50.00%   1 -
Included
in the
scope 		    2 - Method 1:
Proportional consolidation

US

  54930029PERJ527UW475   1 - LEI   Placer 400
Investors,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     50.00%   50.00%   50.00%     2 - Significant   50.00%   1 -
Included
in the
scope 		    2 - Method 1:
Proportional consolidation

US

  549300VK82YW9FDB6Z90   1 - LEI   Aegon LIHTC
Fund 50, LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     51.01%   51.01%   51.01%     1 - Dominant   51.01%   1 -
Included
in the
scope 		    10 - Other method

US

  5493005QF3R3S7U0VF03   1 - LEI   Garnet
LIHTC Fund
XLVIII, LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     75.19%   75.19%   75.19%     1 - Dominant   75.19%   1 -
Included
in the
scope 		    10 - Other method

US

  5493006PV6C4BE40S950   1 - LEI   AMTAX
Holdings 613
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     99.15%   99.15%   99.15%     1 - Dominant   99.15%   1 -
Included
in the
scope 		    10 - Other method

US

  549300O7FH87FAKZ7J66   1 - LEI   AEGON
Direct
Marketing
Services
International,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method 1: Full
consolidation

US

  KEIOKM01PSK5VZ5CCI74   1 - LEI   AEGON
Funding
Company
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method 1: Full
consolidation

US

  5493003JEJ87PBC8MF88   1 - LEI   Aegon Global
Services,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method 1: Full
consolidation

US

  549300SKERA111LX8B49   1 - LEI   ALH
Properties
Eight, LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method 1: Full
consolidation

US

  549300M4GGDYA514HD56   1 - LEI   ALH
Properties
Eleven, LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method 1: Full
consolidation

US

  549300FQ85RHI1X6GD97   1 - LEI   ALH
Properties
Four, LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method 1: Full
consolidation

US

  549300FV7DWDRG300F41   1 - LEI   ALH
Properties
Nine, LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method 1: Full
consolidation

US

  549300ZM0GT06PRNSU81   1 - LEI   ALH
Properties
Seven, LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method 1: Full
consolidation

US

  549300KSU0SLH7MI6782   1 - LEI   ALH
Properties
Seventeen,
LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method 1: Full
consolidation

US

  54930036NE3MDX0EVY82   1 - LEI   ALH
Properties
Sixteen, LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method 1: Full
consolidation

US

  5493005T7P5SRETN9I32   1 - LEI   ALH
Properties
Ten, LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method 1: Full
consolidation

US

  549300UFAVK11H1WC672   1 - LEI   ALH
Properties
Twelve, LLC 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method 1: Full
consolidation
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
18    SFCR 2019 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

  Inclusion in the scope
of group supervision 		  Group solvency
calculation
Country  

Identification code of

the undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

  Type of undertaking   Legal form  

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

  Other criteria  

Level of

influence

 

Proportional

share used

for group

solvency

calculation

  Yes/No  

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

US

  549300RX905X22ER7I81   1 - LEI   ALH
Properties
Two, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300M62D4QF17PTO84   1 - LEI   AUSA
Holding, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300GVK6KL1J8OP386   1 - LEI   FGH Realty
Credit, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300T6I4LSEFT6P532   1 - LEI   FGH USA
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300M6FIIMQ0U0JM73   1 - LEI   Fifth FGP,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300TYGFX51637C240   1 - LEI   First FGP,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  5493002C51EDDD164U83   1 - LEI   Fourth FGP,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300JFVS0SKBXSVQ59   1 - LEI   Horizons
Acquisition 5,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300N3976R2XOTG144   1 - LEI   Horizons St.
Lucie
Development,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300C4EOH3OS4OPW70   1 - LEI   Investors
Warranty of
America, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  5493006H80Z1VM83F195   1 - LEI   LCS
Associates,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300IG0V87JRQ67253   1 - LEI   Mitigation
Manager LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300HFOLHQGE6G3H57   1 - LEI   PSL
Acquisitions
Operating,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  5493006INT7434WQKR24   1 - LEI   RCC North
America LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300PZW42ST56KQ512   1 - LEI   Second FGP,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300D3JWB4O0MVL375   1 - LEI   Seventh
FGP, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300TKM4Y9PBWESQ08   1 - LEI   St. Lucie
West
Development
Company,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  5493002H4SPMUU2A4J23   1 - LEI   TABR Realty
Services,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300CSZB2QI28ET474   1 - LEI   TAH
Pentagon
Funds, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  5493002CVVVQHNSZRD21   1 - LEI   TAH-Solar
SLP, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300WT08KMB170P577   1 - LEI   Tradition
Development
Company,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300K3SBWSYD4NZK46   1 - LEI   Tradition
Irrigation
Company,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300QUT4BH7E7JPJ42   1 - LEI   Tradition
Land
Company,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300YGMXG1QHTBNS97   1 - LEI   Transamerica
Agency
Network, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  27076669US10018   2 - Specific code   Transamerica
Health
Savings
Solutions,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300CJHNW8RFXWCJ27   1 - LEI   Transamerica
Redwood
Park, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
19    SFCR 2019 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

  Inclusion in the scope
of group supervision 		  Group solvency
calculation
Country  

Identification code of

the undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

  Type of undertaking   Legal form  

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

  Other criteria  

Level of

influence

 

Proportional

share used

for group

solvency

calculation

  Yes/No  

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

US

  549300XNFCQ6RZV81Q59   1 - LEI   Transamerica
Retirement
Advisors,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300UNFY0ZGYCS0G92   1 - LEI   Transamerica
Retirement
Insurance
Agency, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  5493001HNK5P2VO0FS39   1 - LEI   Transamerica
Retirement
Solutions,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300YEJGF0KA0LDH24   1 - LEI   Transamerica
Travel and
Conference
Services,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  27076669US10019   2 - Specific code   Transamerica
Ventures
Fund II, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300PCPGXEYR71WH63   1 - LEI   Transamerica
Ventures
Fund, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300DP4R0517BC3128   1 - LEI   Transamerica
Ventures,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  5493009KI97D1UK71303   1 - LEI   Universal
Benefits, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300GEDDS77EK2O842   1 - LEI   WFG
Properties
Holdings,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

US

  549300CDVM3GDKYY2Y16   1 - LEI   Aegon
Community
Investments
50, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300ZD6ZTEZ5VDHI35   1 - LEI   Aegon
Community
Investments
51, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300IFTMTG6ME6CI48   1 - LEI   Aegon
Community
Investments
52, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  54930018DR0MVK5SZR05   1 - LEI   Aegon
Community
Investments
53, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300N7O3Y2LATDF785   1 - LEI   Aegon
Community
Investments
54, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300U5ZAQTUVOZVZ59   1 - LEI   Aegon
Community
Investments
55, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  5493006MZ5WPYKQHZ848   1 - LEI   Aegon
Community
Investments
56, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300N5IOI8H8F48G10   1 - LEI   Aegon
Community
Investments
57, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300NQUBYWSZZFPL65   1 - LEI   Aegon
Community
Investments
58, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300C0C35CYMLT4D41   1 - LEI   Aegon
Community
Investments
59, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300PZO4GIEHN07639   1 - LEI   Aegon
Community
Investments
60, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300DU6W718IERAH47   1 - LEI   Aegon
Community
Investments
61, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300G3LWX7QUV3D473   1 - LEI   Aegon
Community
Investments
62, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300N5K6DT95GCJF02   1 - LEI   Aegon
Community
Investments
63, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  5493006J24T3CHTYUT71   1 - LEI   Aegon
Community
Investments
64, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300CREPZV3FGIG153   1 - LEI   Aegon LIHTC
Fund 54, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300UIJGSLWKJ0LR11   1 - LEI   Aegon LIHTC
Fund 60, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
20    SFCR 2019 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

  Inclusion in the scope
of group supervision 		  Group solvency
calculation
Country  

Identification code of

the undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

  Type of undertaking   Legal form  

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

  Other criteria  

Level of

influence

 

Proportional

share used

for group

solvency

calculation

  Yes/No  

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

US

  549300FN1J9H7KW3Z302   1 - LEI   Aegon
LIHTC Fund
61, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300E1WG1XGN7EQD63   1 - LEI   Aegon
LIHTC Fund
62, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300W26PRFHQHSXR51   1 - LEI   Aegon
LIHTC Fund
63, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300EHMUIA5GVJ2X75   1 - LEI   Aegon
LIHTC Fund
64, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300PKUNXMJNBJO817   1 - LEI   AEGON
Managed
Enhanced
Cash, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300XXJB4ZT1OZ3X85   1 - LEI   Aegon Multi-
Family
Equity Fund,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  27076669US10021   2 - Specific code   Aegon
Private
Opportunities
Partners I,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300U7VU73RQQMMT96   1 - LEI   Aegon
Workforce
Housing
Fund 2
Holding
Company,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300ET2RK47EL77391   1 - LEI   Aegon
Workforce
Housing
Fund 3
Holding
Company,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  5493007HULLXBFYX2P16   1 - LEI   AMTAX
Holdings 308
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300TUJ64B8YLQ2521   1 - LEI   AMTAX
Holdings 347
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300XY4HRH11JGLU24   1 - LEI   AMTAX
Holdings 388
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300GMEWSKTBNVEN40   1 - LEI   AMTAX
Holdings 483
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  5493007NJNMS6LAN1C34   1 - LEI   AMTAX
Holdings
559, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300BN1UD6YDJ74213   1 - LEI   AMTAX
Holdings 588
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300EZB1HRCEDDK394   1 - LEI   AMTAX
Holdings 639
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  54930065RN3R4XBCC229   1 - LEI   AMTAX
Holdings 649
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300SNWJDUTTW7PF60   1 - LEI   AMTAX
Holdings 672
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300P0274082XNR737   1 - LEI   AMTAX
Holdings 713
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  5493001IUFWQSJL83321   1 - LEI   Bay State
Community
Investments
I, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300XOBLFX75TEUS56   1 - LEI   Bay State
Community
Investments
II, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300UD0J639HBIM974   1 - LEI   Carle Place
Leasehold
SPE, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300Y0XBHMBUH13M31   1 - LEI   Cupples
State LIHTC
Investors,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300EDO89RGQOI8B32   1 - LEI   FD TLIC
Limited
Liability
Company 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300PJL1E0DZ31VO49   1 - LEI   Garnet
Community
Investments
III, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300DPTHF0KK0TSI40   1 - LEI   Garnet
Community
Investments
IV, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
21    SFCR 2019 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

  Inclusion in the scope
of group supervision 		  Group solvency
calculation
Country  

Identification code of

the undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

  Type of undertaking   Legal form  

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

  Other criteria  

Level of

influence

 

Proportional

share used

for group

solvency

calculation

  Yes/No  

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

US

  549300JZULB8MP3X1B51   1 - LEI   Garnet
Community
Investments
IX, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300O2NN4KJWUWT788   1 - LEI   Garnet
Community
Investments
V, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  5493002AR837PU1M1C69   1 - LEI   Garnet
Community
Investments
VI, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  5493004OJBKHJJ9YDB85   1 - LEI   Garnet
Community
Investments
VII, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300458U8ZNRDY8G63   1 - LEI   Garnet
Community
Investments
VIII, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300ZRSEBXQB1V1A24   1 - LEI   Garnet
Community
Investments
X, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  54930020I1CESHMVKH05   1 - LEI   Garnet
Community
Investments
XI, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300NDVSS3EWNQAL50   1 - LEI   Garnet
Community
Investments
XII, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300WADLPQV8UPXH94   1 - LEI   Garnet
Community
Investments
XL, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300QJOH14GVCZNO42   1 - LEI   Garnet
Community
Investments
XLI, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300CNMGQ6DOR4IQ72   1 - LEI   Garnet
Community
Investments
XLII, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  5493002KWL1W68CB8B66   1 - LEI   Garnet
Community
Investments
XLIII, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  5493004ZTZACF44IYD46   1 - LEI   Garnet
Community
Investments
XLIV, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300SPZ8JQ7I8QHZ39   1 - LEI   Garnet
Community
Investments
XLIX, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300JVWBN836JM7096   1 - LEI   Garnet
Community
Investments
XLV, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300JKSMJGA8K5R503   1 - LEI   Garnet
Community
Investments
XLVI, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300RF3SQWKDE7NK49   1 - LEI   Garnet
Community
Investments
XLVII, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300B4HINMNZ2M0S84   1 - LEI   Garnet
Community
Investments
XLVIII, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300Z56HQTVIRH5K02   1 - LEI   Garnet
Community
Investments
XVIII, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300P8OKD7I3X8PA46   1 - LEI   Garnet
Community
Investments
XX, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300PV5R4TNT67Q312   1 - LEI   Garnet
Community
Investments
XXIV, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  54930058MIMGTMKEVG64   1 - LEI   Garnet
Community
Investments
XXIX, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300MCIF4JJ8FVE238   1 - LEI   Garnet
Community
Investments
XXV, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300CJEVLW6KDXQB84   1 - LEI   Garnet
Community
Investments
XXVI, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  5493008SRGGFICHVKT31   1 - LEI   Garnet
Community
Investments
XXVII, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300JY7I7MMIK6VB81   1 - LEI   Garnet
Community
Investments
XXVIII, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
22    SFCR 2019 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

  Inclusion in the scope
of group supervision 		  Group solvency
calculation
Country  

Identification code of

the undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

  Type of undertaking   Legal form  

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

  Other criteria  

Level of

influence

 

Proportional

share used

for group

solvency

calculation

  Yes/No  

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

US

  5493003KBIJMY84XQD87   1 - LEI   Garnet
Community
Investments
XXXI, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300NZ1AE6JGQJ2B13   1 - LEI   Garnet
Community
Investments
XXXII, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300WRGM2L51RAJP76   1 - LEI   Garnet
Community
Investments
XXXIII, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  5493003O5EDQHH3ET090   1 - LEI   Garnet
Community
Investments
XXXIV, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300O4F7NCA5FG6R18   1 - LEI   Garnet
Community
Investments
XXXIX, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300AWMNM1PGVFA155   1 - LEI   Garnet
Community
Investments
XXXV, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300NC570JF00WZF61   1 - LEI   Garnet
Community
Investments
XXXVI, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300JHFJ0YGNOC0009   1 - LEI   Garnet
Community
Investments
XXXVII, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300OZ7Y9LUOFDVJ02   1 - LEI   Garnet
Community
Investments
XXXVIII,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  5493007E9KL80F60VK91   1 - LEI   Garnet
Community
Investments,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300S2J02BT6UED182   1 - LEI   Garnet
LIHTC Fund
IV, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300IRQ56C4N7T5948   1 - LEI   Garnet
LIHTC Fund
IX, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  5493009I1KGJ3BJYAY69   1 - LEI   Garnet
LIHTC Fund
V, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300N5ZLAZHMTC1R17   1 - LEI   Garnet
LIHTC Fund
VI, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300HZEWHQCTPEO307   1 - LEI   Garnet
LIHTC Fund
VII, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  5493004SHC8WFSE5A694   1 - LEI   Garnet
LIHTC Fund
VIII, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300OLPPILXC6J3P85   1 - LEI   Garnet
LIHTC Fund
XI, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300NGU3I8J2HW6Y45   1 - LEI   Garnet
LIHTC Fund
XX, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300HTYYKUG7LF5I06   1 - LEI   Garnet
LIHTC Fund
XXI, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300IJ08G1C7XGTL34   1 - LEI   Garnet
LIHTC Fund
XXXIV, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300PS0CZK1MGCOU47   1 - LEI   Life
Investors
Alliance LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300FEK3ITEZBCL341   1 - LEI   Natural
Resources
Alternatives
Portfolio 3,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  5493004WL1SZ3ZUWJK60   1 - LEI   Natural
Resources
Alternatives
Portfolio I,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300M1MKEYT83VCC80   1 - LEI   Natural
Resources
Alternatives
Portfolio II,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300TQKHJOK6Q0KB71   1 - LEI   Peoples
Benefit
Services,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method

US

  549300QOVHMBPQQ7Y889   1 - LEI   Real Estate
Alternatives
Portfolio 2,
L.L.C. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 -
Other
method
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
23    SFCR 2019 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

  Inclusion in the scope
of group supervision 		  Group solvency
calculation
Country  

Identification code of

the

undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

  Type of undertaking   Legal form  

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

  Other criteria  

Level of

influence

 

Proportional

share used

for group

solvency

calculation

  Yes/No  

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

US

  54930082XZCX92K2CB75   1 - LEI   Real Estate
Alternatives
Portfolio 3, L.L.C. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300PDVVV2SBVNCH80   1 - LEI   Real Estate
Alternatives
Portfolio 4 HR, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300UFVMZ3RG7BFY05   1 - LEI   Real Estate
Alternatives
Portfolio 4 MR, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300SZ90VI473SIK62   1 - LEI   SB Frazer Owner,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300DP0KVQUQPCQH28   1 - LEI   TAH Imani Fe GP,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300KXFGEQUG0MC082   1 - LEI   TAHP Fund 1, LLC   10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300WC53SJQWIW1P51   1 - LEI   TAHP Fund 2, LLC   10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300I2S3SCHEI7O909   1 - LEI   THH Acquisitions,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  5493004MX01X1NU9CG21   1 - LEI   Transamerica
Pyramid Properties,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300U0Q546KNO9HF04   1 - LEI   Transamerica
Realty Investment
Properties, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300430IP6TY087A85   1 - LEI   Zero Beta Fund,
LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300VW7S8U8C5SXG43   1 - LEI   Aegon Workforce
Housing Boynton
Place REIT, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     2 - Significant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  5493001ESUSV0CYG6D75   1 - LEI   Aegon Workforce
Housing Park at Via
Rosa REIT, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     2 - Significant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300OHXSDJTSGY6F13   1 - LEI   Aegon Workforce
Housing Separate
Account 1, LLC 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     2 - Significant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300YJCPOR3LLDV758   1 - LEI   Imani FE, L.P.   10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Liability Partnership   2 - Non-mutual     0.01%   0.01%   0.01%     2 - Significant   0.01%   1 -
Included
in the
scope 		    10 - Other
method

US

  5493009A4L1O6NNQBP14   1 - LEI   Aegon Workforce
Housing Fund 2,
L.P 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Partnership   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

US

  549300NF7VIPGZRPF546   1 - LEI   Aegon Workforce
Housing Fund 3,
L.P 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Limited Partnership   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    10 - Other
method

NL

  HQ3GGRCL36PHS3MFE294   1 - LEI   AEGON Derivatives
N.V. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Naamloze vennootschap (NV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included
in the
scope 		    1 - Method
1: Full
consolidation

BR

  27076669BR10001   2 - Specific code   MT
ADMINISTRADORA
E CORRETORA DE
SEGUROES LTDA 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Private Company   2 - Non-mutual     45.00%   45.00%   45.00%     2 - Significant   45.00%   1 -
Included
in the
scope 		    2 - Method
1:
Proportional
consolidation

TH

  2138003C9DBI9I4ZR845   1 - LEI   ADMS Global
Services (Thailand)
Limited 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Private Company   2 - Non-mutual     47.37%   47.37%   47.37%     2 - Significant   47.37%   1 -
Included
in the
scope 		    2 - Method
1:
Proportional
consolidation

TH

  213800CN7ISVO16Y1B81   1 - LEI   Aegon Insights
(Thailand) Limited 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Private Company   2 - Non-mutual     49.00%   49.00%   49.00%     2 - Significant   49.00%   1 -
Included
in the
scope 		    10 - Other
method

BR

  5493006UIZWKF5VM0P73   1 - LEI   Mongeral AEGON
Administração e
Benefícia Ltda. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Private Company   2 - Non-mutual     49.50%   49.50%   49.50%     2 - Significant   49.50%   1 -
Included
in the
scope 		    10 - Other
method

BR

  5493000B2G5T5UIWI260   1 - LEI   Mongeral AEGON
Tecnologia Ltda. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Private Company   2 - Non-mutual     49.99%   49.99%   49.99%     2 - Significant   49.99%   1 -
Included
in the
scope 		    2 - Method
1:
Proportional
consolidation

BR

  5493001G8S32MT4MSM24   1 - LEI   Mongeral AEGON
Holding Ltda. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Private Company   2 - Non-mutual     50.00%   50.00%   50.00%     2 - Significant   50.00%   1 -
Included
in the
scope 		    2 - Method
1:
Proportional
consolidation

BR

  549300EPWBNT60DO6G38   1 - LEI   Mongeral AEGON
Investimentos Ltda. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Private Company   2 - Non-mutual     50.00%   50.00%   50.00%     2 - Significant   50.00%   1 -
Included
in the
scope 		    2 - Method
1:
Proportional
consolidation

BR

  54930097E4TD6S41C577   1 - LEI   Senior Services do
Brasil
Administração de
Benefícios Ltda. 		  10 -
Ancillary
services
undertaking
as defined
in Article 1
(53) of
Delegated
Regulation
(EU)
2015/35 		  Private Company   2 - Non-mutual     50.00%   50.00%   50.00%     2 - Significant   50.00%   1 -
Included
in the
scope 		    2 - Method
1:
Proportional
consolidation
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
24    SFCR 2019 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

  Inclusion in the scope
of group supervision 		  Group solvency
calculation
Country  

Identification code of

the undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

  Type of undertaking   Legal form  

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

  Other criteria  

Level of

influence

 

Proportional

share used

for group

solvency

calculation

  Yes/No  

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

BR

  254900A7P8G1L0GKZE86   1 - LEI   Winsocial
Administradora
de Benefícios
Ltda. 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Private Company   2 - Non-mutual     50.00%   50.00%   50.00%     2 - Significant   50.00%   1 - Included
in the
scope 		    2 - Method 1:
Proportional
consolidation

TH

  213800NLLWGM5Z858M59   1 - LEI   AEGON Direct
Non Life
Insurance
Broker
(Thailand )
Limited 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Private Company   2 - Non-mutual     72.74%   72.74%   72.74%     1 - Dominant   72.74%   1 -
Included in
the scope 		    1 - Method
1: Full
consolidation

TH

  213800KYU495KRK1TT89   1 - LEI   AEGON Direct
Life Insurance
Broker
(Thailand)
Limited 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Private Company   2 - Non-mutual     73.12%   73.12%   73.12%     1 - Dominant   73.12%   1 -
Included in
the scope 		    1 - Method
1: Full
consolidation

MX

  549300AQWLALW7T7IP55   1 - LEI   AEGON Direct
Marketing
Services
Mexico, S.A.
de C.V. 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Private Company   2 - Non-mutual     98.78%   98.78%   98.78%     1 - Dominant   98.78%   1 - Included
in the
scope 		    1 - Method
1: Full
consolidation

BR

  549300GE4B7XX30JVK92   1 - LEI   Transamerica
Affinity
Marketing
Corretora de
Seguros Ltda. 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Private Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 - Included
in the
scope 		    1 - Method
1: Full
consolidation

HU

  254900SO9IGPGEJ5OK32   1 - LEI   AGT Hungary
IT Service
Korlátolt
Felelősségű
Társaság 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Private Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    1 - Method
1: Full
consolidation

ID

  213800IGZFALN69LD862   1 - LEI   PT. Aegon
Insights
Indonesia 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Private Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    1 - Method
1: Full
consolidation

JP

  3538000169DJNOPRTX59   1 - LEI   Aegon Insights
Japan Co.,
Ltd. 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Private Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    1 - Method
1: Full
consolidation

MX

  549300Q7JQSIS95PK646   1 - LEI   AEGON Direct
Marketing
Services
Mexico
Servicios, S.A.
de C.V. 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Private Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    1 - Method
1: Full
consolidation

PR

  5493007PHHMGXQRWHQ03   1 - LEI   WFG
Insurance
Agency of
Puerto Rico,
Inc. 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Private Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    10 - Other
method

HU

  529900A45DQG7VQKO164   1 - LEI   AEGON
Magyarország
Közvetítő és
Marketing
Zártkörűen
működő
Részvény-
társaság 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Private Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 - Method
1: Adjusted
equity
method

CA

  549300RULQ7JTLONNP07   1 - LEI   WFG
Securities Inc. 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Private Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    1 - Method
1: Full
consolidation

CA

  5493003SKNYB7RVNOH76   1 - LEI   World
Financial
Group Canada
Inc. 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Private Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    1 - Method
1: Full
consolidation

CA

  549300XF2MLFE6X0WV31   1 - LEI   World
Financial
Group Holding
Company of
Canada Inc. 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Private Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    1 - Method
1: Full
consolidation

CA

  5493004BR6PHJY4Y6Q92   1 - LEI   World
Financial
Group
Insurance
Agency of
Canada Inc. 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Private Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    1 - Method
1: Full
consolidation

CA

  549300MI2MFAWF2DPP52   1 - LEI   World
Financial
Group
Subholding
Company of
Canada Inc. 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Private Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    1 - Method
1: Full
consolidation

AU

  261700O99FHEJSS1E537   1 - LEI   Aegon Insights
Australia Pty
Limited 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Proprietary Limited   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    1 - Method
1: Full
consolidation

AU

  2617000JXJVRBPWKMK41   1 - LEI   Transamerica
Direct
Marketing Asia
Pacific Pty.
Ltd. 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Proprietary Limited   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    1 - Method
1: Full
consolidation

AU

  261700HSYF6KMH9K2D25   1 - LEI   Transamerica
Insurance
Marketing Asia
Pacific Pty.
Ltd. 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Proprietary Limited   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    1 - Method
1: Full
consolidation

ES

  959800K35FEUHGH3DB80   1 - LEI   Aegon
Mediacion
S.L.U. 		  10 - Ancillary services undertaking as defined in Article 1 (53) of Delegated Regulation (EU) 2015/35   Sociedad Limitada Unipersonal (SLU)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    1 - Method
1: Full
consolidation

NL

  549300X0WBQ509Z6CJ91   1 - LEI   AEGON Asset
Management
Holding B.V. 		  8 - Credit institution, investment firm and financial institution   Besloten vennootschap (BV)   2 - Non-mutual   De
Nederlandsche
Bank 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules

NL

  549300TTPZVLCFH3HW73   1 - LEI   Aegon Asset
Management
Pan-Europe
B.V. 		  8 - Credit institution, investment firm and financial institution   Besloten vennootschap (BV)   2 - Non-mutual   De
Nederlandsche
Bank 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules

NL

  549300S7DH0HXAJSVI23   1 - LEI   AEGON
Hypotheken
B.V. 		  8 - Credit institution, investment firm and financial institution   Besloten vennootschap (BV)   2 - Non-mutual   De
Nederlandsche
Bank 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules

NL

  724500G180OW3773WC07   1 - LEI   Orange Loans
B.V. 		  8 - Credit institution, investment firm and financial institution   Besloten vennootschap (BV)   2 - Non-mutual   De
Nederlandsche
Bank 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules

GB

  213800UEB5PQMZYOFM66   1 - LEI   AEGON
Investment
Solutions Ltd. 		  8 - Credit institution, investment firm and financial institution   Limited by Shares   2 - Non-mutual   Financial
Conduct
Authority 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules

GB

  213800URT7Q7H4IX5I41   1 - LEI   Aegon
Investments
Limited 		  8 - Credit institution, investment firm and financial institution   Limited by Shares   2 - Non-mutual   Financial
Conduct
Authority 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules

GB

  213800115BSUHPDI8695   1 - LEI   AEGON UK
Investment
Holdings
Limited 		  8 - Credit institution, investment firm and financial institution   Limited by Shares   2 - Non-mutual   Financial
Conduct
Authority 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules

GB

  213800XRUPSOZUPSF553   1 - LEI   Cofunds
Limited 		  8 - Credit institution, investment firm and financial institution   Limited by Shares   2 - Non-mutual   Financial
Conduct
Authority 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
25    SFCR 2019 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

  Inclusion in the scope
of group supervision 		  Group solvency
calculation
Country  

Identification code of

the undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

  Type of undertaking   Legal form  

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

  Other criteria  

Level of

influence

 

Proportional

share used

for group

solvency

calculation

  Yes/No  

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

GB

  549300H04Q2RFS1HPW19   1 - LEI   Kames Capital
Holdings Limited 		  8 - Credit institution, investment firm and financial institution   Limited by Shares   2 - Non-mutual   Financial
Conduct
Authority 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 - Included
in the
scope 		    4 - Method
1: Sectoral
rules

GB

  54930068D346B3DJA524   1 - LEI   Kames Capital
Management
Limited 		  8 - Credit institution, investment firm and financial institution   Limited by Shares   2 - Non-mutual   Financial
Conduct
Authority 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 - Included
in the
scope 		    4 - Method
1: Sectoral
rules

GB

  2138005XCX3B3QSMOH80   1 - LEI   Origen Financial
Services Limited 		  8 - Credit institution, investment firm and financial institution   Limited by Shares   2 - Non-mutual   Financial
Conduct
Authority 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules

CN

  27076669CN10001   2 - Specific code   AEGON Industrial
Fund
Management Co.,
LTD. 		  8 - Credit institution, investment firm and financial institution   Limited by Shares   2 - Non-mutual   China
Insurance
Regulatory
Commission 		  49.00%   49.00%   49.00%     2 - Significant   49.00%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules

HK

  549300SI743R1ZT34B49   1 - LEI   AEGON Asset
Management
(Asia) Limited 		  8 - Credit institution, investment firm and financial institution   Limited by Shares   2 - Non-mutual   The Hong
Kong
Confederation
of Insurance
Brokers 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules

NL

  549300772D1G8JPIUR96   1 - LEI   AEGON Bank
N.V. 		  8 - Credit institution, investment firm and financial institution   Naamloze vennootschap (NV)   2 - Non-mutual   De
Nederlandsche
Bank 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules

IE

  21380097T28R8D6FW710   1 - LEI   Aegon Global
Diversified Growth
Fund Ltd. 		  8 - Credit institution, investment firm and financial institution   Partnership   2 - Non-mutual   Financial
Conduct
Authority 		  0.01%   100.00%   0.01%     1 - Dominant   0.01%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules

HU

  213800DQISR6G49WXI83   1 - LEI   AEGON
Magyarország
Befektetési
Alapkezelő
Zártkörűen
Működő
Részvénytársaság 		  8 - Credit institution, investment firm and financial institution   Private Company   2 - Non-mutual   Magyar
Nemzeti Bank 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules

NL

  724500FTXOFL1M1HHY30   1 - LEI   Aegon Cappital
B.V. 		  9 - Institution for occupational retirement provision   Besloten vennootschap (BV)   2 - Non-mutual   De
Nederlandsche
Bank 		  100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules

US

  5493001BX7IX6W8YXF92   1 - LEI   AEGON USA
Real Estate
Services, Inc. 		  11 - Non-regulated undertaking carrying out financial activities as defined in Article 1 (52) of Delegated Regulation (EU) 2015/35   Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules

US

  5493002J7SZ79DI33T92   1 - LEI   AEGON USA
Realty Advisors of
California, Inc. 		  11 - Non-regulated undertaking carrying out financial activities as defined in Article 1 (52) of Delegated Regulation (EU) 2015/35   Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules

US

  5493003SYWQCN68VWG95   1 - LEI   Equitable
AgriFinance, LLC 		  11 - Non-regulated undertaking carrying out financial activities as defined in Article 1 (52) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     50.00%   50.00%   50.00%     2 - Significant   50.00%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules

US

  5493004OHKB8GOWS7Q87   1 - LEI   AEGON USA
Asset
Management
Holding, LLC 		  11 - Non-regulated undertaking carrying out financial activities as defined in Article 1 (52) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules

PL

  259400COIIDVAW4L9035   1 - LEI   AEGON
Powszechne
Towarzystwo
Emerytalne
Spółka Akcyjna 		  11 - Non-regulated undertaking carrying out financial activities as defined in Article 1 (52) of Delegated Regulation (EU) 2015/35   Private Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules

RO

  549300FPF48D7U5LXB78   1 - LEI   AEGON PENSII -
Societate de
Administrare a
Fondurilor de
Pensii Private
S.A. 		  11 - Non-regulated undertaking carrying out financial activities as defined in Article 1 (52) of Delegated Regulation (EU) 2015/35   Private Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules

NL

  5493005S591LT1RDBJ14   1 - LEI   AEGON
Investment
Management B.V. 		  14 - UCITS management companies as defined in Article 1 (54) of Delegated Regulation (EU) 2015/35   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules

GB

  213800O24R9L3ZG21H70   1 - LEI   Kames Capital plc   14 - UCITS management companies as defined in Article 1 (54) of Delegated Regulation (EU) 2015/35   Public Limited Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules

FR

  969500EFTR4WOMMCYL31   1 - LEI   La Banque
Postale Asset
Management S.A. 		  14 - UCITS management companies as defined in Article 1 (54) of Delegated Regulation (EU) 2015/35   Société Anonyme   2 - Non-mutual     25.00%   25.00%   25.00%     2 - Significant   25.00%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules

NL

  724500UQ6H0LXUR3U428   1 - LEI   Saemor Capital
B.V. 		  15 - Alternative investment funds managers as defined in Article 1 (55) of Delegated Regulation (EU) 2015/35   Besloten vennootschap (BV)   2 - Non-mutual     68.00%   68.00%   68.00%     1 - Dominant   68.00%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules

NL

  724500679989NKV3KK05   1 - LEI   Pelargos Capital
B.V. 		  15 - Alternative investment funds managers as defined in Article 1 (55) of Delegated Regulation (EU) 2015/35   Besloten vennootschap (BV)   2 - Non-mutual     73.34%   73.34%   73.34%     1 - Dominant   73.34%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules

US

  549300CRTPRTXDBFSF41   1 - LEI   AUIM Credit
Opportunities
Fund, LLC 		  15 - Alternative investment funds managers as defined in Article 1 (55) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     0.01%   98.36%   0.01%     1 - Dominant   0.01%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules

US

  4DJIF67XTB552L0E3L78   1 - LEI   AEGON USA
Investment
Management,
LLC 		  15 - Alternative investment funds managers as defined in Article 1 (55) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules

US

  54930021S1WCKH88L448   1 - LEI   AEGON USA
Realty Advisors,
LLC 		  15 - Alternative investment funds managers as defined in Article 1 (55) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules

US

  54930039LKYHR13O8M95   1 - LEI   AHDF Manager I,
LLC 		  15 - Alternative investment funds managers as defined in Article 1 (55) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules

US

  549300S3Q1OT1XOHRN33   1 - LEI   AMFETF
Manager, LLC 		  15 - Alternative investment funds managers as defined in Article 1 (55) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules

US

  549300D62B27EFQ3MX68   1 - LEI   AWHF2 General
Partner, LLC 		  15 - Alternative investment funds managers as defined in Article 1 (55) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    4 - Method
1: Sectoral
rules
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
26    SFCR 2019 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

  Inclusion in the scope
of group supervision 		  Group solvency
calculation
Country  

Identification code of

the undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

  Type of undertaking   Legal form  

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

  Other criteria  

Level of

influence

 

Proportional

share used

for group

solvency

calculation

  Yes/No  

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

US

  549300DHCEHV660B7R89   1 - LEI   AWHF3
General
Partner, LLC 		  15 - Alternative investment funds managers as defined in Article 1 (55) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1  -Dominant   100.00%   1 - Included
in the
scope 		    4 - Method
1: Sectoral
rules

US

  5493003RUCHUL6I2O037   1 - LEI   AWHSA
Manager 1,
LLC 		  15 - Alternative investment funds managers as defined in Article 1 (55) of Delegated Regulation (EU) 2015/35   Limited Liability Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 - Included
in the
scope 		    4 - Method
1: Sectoral
rules

KY

  5493008Q0Q91L9DX5X52   1 - LEI   AUIM Credit
Opportunities
Master Fund
Ltd. 		  15 - Alternative investment funds managers as defined in Article 1 (55) of Delegated Regulation (EU) 2015/35   Partnership   2 - Non-mutual     0.01%   98.36%   0.01%     1 - Dominant   0.01%   1 - Included
in the
scope 		    4 - Method
1: Sectoral
rules

NL

  7245009FH3J461GU5E11   1 - LEI   OB Capital
Coöperatief
U.A. 		  99 - Other   Besloten vennootschap (BV)   1 - Mutual     95.00%   95.00%   95.00%     1 - Dominant   95.00%   1 -
Included in
the scope 		    3 - Method
1:
Adjusted
equity
method

NL

  5493004Y543G9EIXOP27   1 - LEI   Mezzanine
Partners III
Co-Invest LP 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     30.00%   30.00%   30.00%     2 - Significant   30.00%   1 -
Included in
the scope 		    3 - Method
1:
Adjusted
equity
method

NL

  549300W8NKO4ZX7HP298   1 - LEI   HPS Core
fund 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     50.00%   50.00%   50.00%     2 - Significant   50.00%   1 -
Included in
the scope 		    3 - Method
1:
Adjusted
equity
method

NL

  72450085ROINJRUDAT34   1 - LEI   Woodpecker
Holding B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     50.00%   50.00%   50.00%     2 - Significant   50.00%   1 -
Included in
the scope 		    3 - Method
1:
Adjusted
equity
method

NL

  27076669NL10019   2 - Specific code   BSB
Assurantiën
B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     85.00%   85.00%   85.00%     1 - Dominant   85.00%   1 -
Included in
the scope 		    3 - Method
1:
Adjusted
equity
method

NL

  724500P8ZXLCR0PETZ34   1 - LEI   Robidus
Groep B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     94.39%   94.39%   94.39%     1 - Dominant   94.39%   1 -
Included in
the scope 		    3 - Method
1:
Adjusted
equity
method

NL

  724500ARCNN8JVOQBX96   1 - LEI   AEGON Asia
B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 - Method
1:
Adjusted
equity
method

NL

  724500P2KWMJER1T2J60   1 - LEI   AEGON
Brazil
Holding II
B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 - Method
1:
Adjusted
equity
method

NL

  724500NNI6CBPM2LWC36   1 - LEI   AEGON CEE
B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 - Method
1:
Adjusted
equity
method

NL

  724500V6ZHI91QY7NZ81   1 - LEI   AEGON
Corporate
Center B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 - Method
1:
Adjusted
equity
method

NL

  724500PXWI3E446KEX31   1 - LEI   AEGON
Czech
Republic
Holding B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 - Method
1:
Adjusted
equity
method

NL

  724500FF19WGRZFYXG65   1 - LEI   AEGON
Digital
Investments
Holding B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 - Method
1:
Adjusted
equity
method

NL

  724500QXCRAAGDLGC705   1 - LEI   AEGON
Growth
Capital Fund
I GP B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 - Method
1:
Adjusted
equity
method

NL

  254900005Z5WXZKUS491   1 - LEI   Aegon
Growth
Capital
Management
B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 - Method
1:
Adjusted
equity
method

NL

  7245005IV1TNSBVLA885   1 - LEI   AEGON
Innovation
Investments
B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 - Method
1:
Adjusted
equity
method

NL

  724500Y7NP3685CEEV89   1 - LEI   Aegon
Ireland
Holding B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 - Method
1:
Adjusted
equity
method

NL

  724500213VWWN1ERJ702   1 - LEI   Aegon Loans
B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 - Method
1:
Adjusted
equity
method

NL

  724500EVZJMQMAX50A37   1 - LEI   AEGON
Mexico
Holding B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 - Method
1:
Adjusted
equity
method

NL

  724500UA6GN8PUQLFQ18   1 - LEI   AEGON
Mexico
Holding II
B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 - Method
1:
Adjusted
equity
method

NL

  724500ECYT6QX2FESN95   1 - LEI   AEGON
Mexico
Holding III
B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 - Method
1:
Adjusted
equity
method

NL

  7245003TEAHUXU7JJG11   1 - LEI   AEGON
Mexico
Holding IV
B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 - Method
1:
Adjusted
equity
method

NL

  724500PBL1A2TVQKAX63   1 - LEI   AEGON
Slovakia
Holding B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 - Method
1:
Adjusted
equity
method

NL

  724500LQOWADARWJB642   1 - LEI   AEGON
Taiwan
Holding B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 - Method
1:
Adjusted
equity
method

NL

  54930098NGNU8PNSRM28   1 - LEI   AEGON
Treasury
Investments
B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 - Method
1:
Adjusted
equity
method

NL

  27076669NL10016   2 - Specific code   Arbonext
B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 - Method
1:
Adjusted
equity
method

NL

  724500IJCP4KIJPHWK05   1 - LEI   Be Suitable
B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 - Method
1:
Adjusted
equity
method

NL

  27076669NL10020   2 - Specific code   BSB
Volmachten
B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 - Method
1:
Adjusted
equity
method

NL

  7245001F1O84YYEZDP76   1 - LEI   Ensupport
B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 - Method
1:
Adjusted
equity
method

NL

  724500DLE2Z6B5YR3869   1 - LEI   Nedasco
B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 - Method
1:
Adjusted
equity
method

NL

  724500S36GIRXX6FGV24   1 - LEI   Nedasco
Financiële
Diensten
B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 - Method
1:
Adjusted
equity
method

NL

  72450059S7PWK873O939   1 - LEI   NewDutch
B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 - Method
1:
Adjusted
equity
method
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
27    SFCR 2019 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

  Inclusion in the scope
of group supervision 		  Group solvency
calculation
Country  

Identification code of

the undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

  Type of undertaking   Legal form  

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

  Other criteria  

Level of

influence

 

Proportional

share used

for group

solvency

calculation

  Yes/No  

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

NL

  724500AK8BNGX29XDC36   1 - LEI   Robidus Risk
Consulting B.V. 		  99 - Other   Besloten vennootschap (BV)   2 -Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 - Included
in the
scope 		    3 -
Method
1:
Adjusted
equity
method

NL

  7245008MYEF0J46B9O51   1 - LEI   Robidus Services
B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

NL

  724500ANZ8IG2D0Z1985   1 - LEI   Robidus Solutions
B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

NL

  724500ANME5QAXIYVP30   1 - LEI   SAECURE 15
B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

NL

  724500FNKNFUQR1X6603   1 - LEI   SAECURE 16
B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

NL

  724500FJHWC0XBBTLN65   1 - LEI   SAECURE 17
B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

NL

  724500HJUV1CXK2U1P19   1 - LEI   SAECURE 18
NHG B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

NL

  724500037EV3QKWOLA05   1 - LEI   SAECURE 19
B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

NL

  72450026F9MJL4T75S14   1 - LEI   Virta B.V.   99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

NL

  724500129UQ0HIU9TJ11   1 - LEI   Romeo Financiële
Diensten B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     95.21%   95.21%   42.50%     2 - Significant   42.50%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

NL

  549300P8J6EFWEAPGD12   1 - LEI   Aegon Asset
Management
Value Hub B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

NL

  5493003HYP3THDEOG691   1 - LEI   AEGON Custody
B.V. 		  99 - Other   Besloten vennootschap (BV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

NL

  254900RO651OOVK5IJ63   1 - LEI   AEGON Growth
Capital Fund I
C.V. 		  99 - Other   Commanditaire vennootschap (CV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

US

  54930094CUO17HBJ0W89   1 - LEI   Pearl Holdings,
Inc. I 		  99 - Other   Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

US

  54930038P280NHW4HY18   1 - LEI   Pearl Holdings,
Inc. II 		  99 - Other   Corporation   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

GB

  21380089YAVOU765US98   1 - LEI   Tenet Group
Limited (Minority
Shareholding) 		  99 - Other   Limited by Shares   2 - Non-mutual     22.04%   22.04%   22.04%     2 - Significant   22.04%   1 -
Included in
the scope 		    10 -
Other
method

GB

  549300AMRZPVJ52LT884   1 - LEI   Aegon Asset
Management QIF
plc - Aegon
Enhanced Fund 		  99 - Other   Limited by Shares   2 - Non-mutual     85.17%   85.17%   85.17%     1 - Dominant   85.17%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

GB

  213800XW5778M5G95M45   1 - LEI   AEGON
Investment
Solutions -
Nominee 1
(Gross) Ltd. 		  99 - Other   Limited by Shares   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

GB

  2138006FPYVIWJYPWT73   1 - LEI   AEGON
Investment
Solutions -
Nominee 2 (Net)
Ltd. 		  99 - Other   Limited by Shares   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

GB

  213800MU6N7QJUWCEZ34   1 - LEI   AEGON
Investment
Solutions -
Nominee 3 (ISA)
Ltd. 		  99 - Other   Limited by Shares   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

GB

  213800RQS2WCWEPO3S46   1 - LEI   AEGON Pension
Trustee Limited 		  99 - Other   Limited by Shares   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

GB

  213800D2BKEYKQB8S653   1 - LEI   AEGON SIPP
GUARANTEE
NOMINEE
LIMITED 		  99 - Other   Limited by Shares   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

GB

  213800T2EN7Y3DBFUZ91   1 - LEI   Aegon SIPP
Nominee 2 Ltd. 		  99 - Other   Limited by Shares   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

GB

  213800NSW238W1LX2M70   1 - LEI   AEGON SIPP
Nominee Ltd. 		  99 - Other   Limited by Shares   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

GB

  213800J36W1T73RAUM25   1 - LEI   AEGON UK
Corporate
Services Limited 		  99 - Other   Limited by Shares   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

GB

  213800KW3U5C7JUBTJ25   1 - LEI   AEGON UK IT
Services Limited 		  99 - Other   Limited by Shares   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

GB

  213800FHIPZGT9PVZD75   1 - LEI   AEGON UK
Property Fund
Limited 		  99 - Other   Limited by Shares   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

GB

  2138009UHKLZG7WF6I63   1 - LEI   Andrews
Nominees Limited 		  99 - Other   Limited by Shares   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

GB

  2138008ND7K2NAM3Z989   1 - LEI   Cofunds Leasing
Limited 		  99 - Other   Limited by Shares   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

GB

  213800LLFS57I2QVRN18   1 - LEI   Cofunds
Nominees Ltd 		  99 - Other   Limited by Shares   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

GB

  213800MRW8IPNNSRNT79   1 - LEI   Dorset Nominees
Limited 		  99 - Other   Limited by Shares   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

GB

  2138005VJPBIGSUYDH61   1 - LEI   Lochside
Nominees Limited 		  99 - Other   Limited by Shares   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

GB

  213800J9W9UJTLC4O476   1 - LEI   Minster Nominees
Limited 		  99 - Other   Limited by Shares   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

GB

  213800RMKHHF3Y6QR371   1 - LEI   Momentum Group
Limited 		  99 - Other   Limited by Shares   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method

GB

  213800XEAM78W89IMU15   1 - LEI   NEWCAST
PROPERTY
DEVELOPMENTS
(ONE) LIMITED 		  99 - Other   Limited by Shares   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method
1:
Adjusted
equity
method
 

 

CONTINUED >

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents
28    SFCR 2019 Public QRTs

S.32.01.22 – Undertakings in the scope of the group

 

    

 

 

Criteria of influence

  Inclusion in the scope
of group supervision 		  Group solvency
calculation
Country  

Identification code of

the undertaking

 

Type of code

of the ID

of the

undertaking

 

Legal Name of

the undertaking

  Type of undertaking   Legal form  

Category

(mutual/

non mutual)

 

Supervisory

Authority

 

%

capital

share

 

% used for the

establishment

of consolidated

accounts

 

% voting

rights

  Other criteria  

Level of

influence

 

Proportional

share used

for group

solvency

calculation

  Yes/No  

Date of

decision if

art. 214 is

applied

 

Method used and under

method 1, treatment of the

undertaking

 

 

 

 

 

 

 

GB

  213800JGJ88WL6SHDZ54   1 - LEI   NEWCAST
PROPERTY
DEVELOPMENTS
(TWO) LIMITED 		  99 - Other   Limited by Shares   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 - Included
in the
scope 		    3 - Method
1:
Adjusted
equity
method

GB

  213800MQKCGEXWYZSA30   1 - LEI   Origen Limited   99 - Other   Limited by Shares   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method 1:
Adjusted
equity
method

GB

  2138004URG54I4AY7C42   1 - LEI   Scottish Equitable
(Managed Funds)
Limited 		  99 - Other   Limited by Shares   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method 1:
Adjusted
equity
method

GB

  213800Y6F5TEHRNEVQ22   1 - LEI   Victoria Nominees
Limited 		  99 - Other   Limited by Shares   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method 1:
Adjusted
equity
method

JE

  549300JGN4TVLKAXRX50   1 - LEI   Kames Target
Healthcare
General Partner
Limited 		  99 - Other   Limited by Shares   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method 1:
Adjusted
equity
method

NL

  7245004BD2VTVTCOGH38   1 - LEI   Hague
Reinsurance
Management N.V. 		  99 - Other   Naamloze vennootschap (NV)   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method 1:
Adjusted
equity
method

HU

  529900WONIAY1TPGY043   1 - LEI   Help24
Assistance
Korlátolt
Felelősségű
Társaság 		  99 - Other   Partnership   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method 1:
Adjusted
equity
method

ID

  2138003M3NTP1HB19R27   1 - LEI   PT. Futuready
Insurance Broker 		  99 - Other   Private Company   2 - Non-mutual     80.00%   80.00%   80.00%     1 - Dominant   80.00%   1 -
Included in
the scope 		    3 -
Method 1:
Adjusted
equity
method

IN

  335800TROFOEPZC6NR33   1 - LEI   Transamerica
Direct Marketing
Consultants
Private Limited 		  99 - Other   Private Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method 1:
Adjusted
equity
method

PL

  259400ZLEYNUG1B48D49   1 - LEI   Phinance Spółka
Akcyjna 		  99 - Other   Private Company   2 - Non-mutual     49.00%   49.00%   49.00%     2 - Significant   49.00%   1 -
Included in
the scope 		    3 -
Method 1:
Adjusted
equity
method

HU

  529900NPFBHZ6OLPHB75   1 - LEI   AEGON
Magyarország
Pénztárszolgáltató
Zártkörűen
Működő
Részvénytársaság 		  99 - Other   Private Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method 1:
Adjusted
equity
method

PL

  259400KCGRY9E2W3KA15   1 - LEI   AEGON Services
spółka z
ograniczon¹
odpowiedzialnoœci¹ 		  99 - Other   Private Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method 1:
Adjusted
equity
method

PL

  259400VWAVP1AZGQ0L03   1 - LEI   Profitowi Spótka
Akcyjna 		  99 - Other   Private Company   2 - Non-mutual     100.00%   100.00%   100.00%     1 - Dominant   100.00%   1 -
Included in
the scope 		    3 -
Method 1:
Adjusted
equity
method
 

 

Aegon Solvency and Financial Condition Report Group - QRTs         Unaudited

Table of Contents

 

 

 

 

 

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