Statement of Changes in Beneficial Ownership (4)
March 30 2020 - 10:06AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Tedford Thomas W |
2. Issuer Name and Ticker or Trading Symbol
ACCO BRANDS Corp
[
ACCO
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Exec VP & Pres No. America |
|
(Last)
(First)
(Middle)
C/O ACCO BRANDS CORPORATION, FOUR CORPORATE DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/26/2020 |
|
(Street)
LAKE ZURICH, IL 60047
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Units (1) | $0.0 | 3/26/2020 | | A | | 265.30 (2) | | 3/7/2021 | 3/7/2021 | Common Stock | 265.3 | $0 | 19897.22 | D | |
| Restricted Stock Units (3) | $0.0 | 3/26/2020 | | A | | 317.07 (2) | | 4/4/2022 | 4/4/2022 | Common Stock | 317.07 | $0 | 23780.40 | D | |
| Restricted Stock Units (4) | $0.0 | 3/26/2020 | | A | | 407.53 (2) | | 3/4/2023 | 3/4/2023 | Common Stock | 407.53 | $0 | 30564.53 | D | |
| Explanation of Responses: |
| (1) | Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 7, 2021 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan. |
| (2) | Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards. |
| (3) | Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on April 4, 2022 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan. |
| (4) | Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 4, 2023 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Tedford Thomas W
C/O ACCO BRANDS CORPORATION
FOUR CORPORATE DRIVE
LAKE ZURICH, IL 60047 |
|
| Exec VP & Pres No. America |
|
Signatures
|
| Pamela R. Schneider, Attorney-in-fact for Thomas W. Tedford | | 3/30/2020 |
| **Signature of Reporting Person | Date |
Acco Brands (NYSE:ACCO)
Historical Stock Chart
From Mar 2024 to Apr 2024
Acco Brands (NYSE:ACCO)
Historical Stock Chart
From Apr 2023 to Apr 2024
