Amended Statement of Beneficial Ownership (3/a)
May 22 2020 - 5:46PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
FREYMAN THOMAS C |
2. Date of Event Requiring Statement (MM/DD/YYYY)
5/8/2020
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3. Issuer Name and Ticker or Trading Symbol
AbbVie Inc. [ABBV]
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(Last)
(First)
(Middle)
1 N. WAUKEGAN ROAD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
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(Street)
NORTH CHICAGO, IL 60064
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
5/12/2020
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock, $0.01 par value | 114759 | D | |
| Common Stock, $0.01 par value | 4000 (1) | I | By spouse in trust |
| Common Stock, $0.01 par value | 1941 (2) | I | By spouse as trustee for son |
| Common Stock, $0.01 par value | 1941 (2) | I | By spouse as trustee for son |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | The reporting person's spouse is the trustee of the trust. The trust is revocable by his spouse. The reporting person disclaims beneficial ownership of these securities. |
| (2) | Shares are held in an irrevocable trust for the benefit of the reporting person's son. The reporting person's spouse is the trustee of the trust. The reporting person disclaims beneficial ownership of these securities. |
Remarks:
The purpose of this amendment is to include the shares held in trust for the benefit of the reporting person's sons. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
FREYMAN THOMAS C
1 N. WAUKEGAN ROAD
NORTH CHICAGO, IL 60064 | X |
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Signatures
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| Steven L. Scrogham, attorney-in-fact for Thomas C. Freyman | | 5/22/2020 |
| **Signature of Reporting Person | Date |
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