Initial Statement of Beneficial Ownership (3)
February 03 2021 - 4:03PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Lucsok Anna |
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/27/2021
|
3. Issuer Name and Ticker or Trading Symbol
ZYNEX INC [ZYXI]
|
|
(Last)
(First)
(Middle)
C/O ZYNEX, INC.,, 9555 MAROON CIRCLE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
See Remarks / |
|
(Street)
ENGLEWOOD, CO 80112
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Employee Stock Option (Right to buy) | 8/17/2019 (1) | 8/17/2028 | Common stock | 1000 | $2.63 | D | |
| Employee Stock Option (Right to buy) | 11/6/2019 (2) | 11/6/2028 | Common stock | 1000 | $3.44 | D | |
| Employee Stock Option (Right to buy) | 2/7/2020 (3) | 2/7/2029 | Common stock | 1000 | $3.95 | D | |
| Employee Stock Option (Right to buy) | 9/16/2020 (4) | 9/16/2029 | Common stock | 5000 | $8.94 | D | |
| Explanation of Responses: |
| (1) | On August 17, 2018, Zynex, Inc. (the "Issuer") issued to Ms. Anna Lucsok (the "Reporting Person") options to purchase 1,000 shares of the Company's common stock at an exercise price of $2.63 per share. The issuance was made pursuant to the Issuer's 2017 Stock Incentive Plan. The options vest in four equal annual installments commencing on August 17, 2019. |
| (2) | On November 6, 2018, the Issuer issued to the Reporting Person options to purchase 1,000 shares of the Company's common stock at an exercise price of $3.44 per share. The issuance was made pursuant to the Issuer's 2017 Stock Incentive Plan. The options vest in four equal annual installments commencing on November 6, 2019. |
| (3) | On February 7, 2019, the Issuer issued to the Reporting Person options to purchase 1,000 shares of the Company's common stock at an exercise price of $3.95 per share. The issuance was made pursuant to the Issuer's 2017 Stock Incentive Plan. The options vest in four equal annual installments commencing on February 7, 2020. |
| (4) | On September 16, 2019, the Issuer issued to the Reporting Person options to purchase 5,000 shares of the Company's common stock at an exercise price of $8.94 per share. The issuance was made pursuant to the Issuer's 2017 Stock Incentive Plan. The options vest in four equal annual installments commencing on September 16, 2020. |
Remarks:
Chief Operating Officer - Zynex Medical, Inc. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Lucsok Anna
C/O ZYNEX, INC.,
9555 MAROON CIRCLE
ENGLEWOOD, CO 80112 |
|
| See Remarks |
|
Signatures
|
| /s/ Anna Lucsok | | 2/3/2021 |
| **Signature of Reporting Person | Date |
Zynex (NASDAQ:ZYXI)
Historical Stock Chart
From Mar 2024 to Apr 2024
Zynex (NASDAQ:ZYXI)
Historical Stock Chart
From Apr 2023 to Apr 2024
