Statement of Changes in Beneficial Ownership (4)
February 10 2020 - 12:07PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Burns Bill |
2. Issuer Name and Ticker or Trading Symbol
ZEBRA TECHNOLOGIES CORP
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ZBRA
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
SVP, Chief Product & Solutions |
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(Last)
(First)
(Middle)
C/O ZEBRA TECHNOLOGIES CORPORATION, 3 OVERLOOK POINT |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/6/2020 |
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(Street)
LINCOLNSHIRE, IL 60069
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Class A Common Stock | | | | | | | | 11740 | D | |
| Class A Common Stock | 2/6/2020 | | A | | 8375 (1) | A | $0.00 | 20272 (2) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Appreciation Right | $112.95 | | | | | | | (3) | 6/8/2025 | Class A Common Stock | 1302 | | 1302 | D | |
| Stock Appreciation Right | $51.42 | | | | | | | (4) | 5/12/2026 | Class A Common Stock | 5534 | | 5534 | D | |
| Stock Appreciation Right | $98.87 | | | | | | | (5) | 5/11/2024 | Class A Common Stock | 7709 | | 7709 | D | |
| Stock Appreciation Right | $149.57 | | | | | | | (6) | 5/10/2025 | Class A Common Stock | 5463 | | 5463 | D | |
| Stock Appreciation Right | $205.12 | | | | | | | (7) | 5/2/2026 | Class A Common Stock | 4364 | | 4364 | D | |
| Explanation of Responses: |
| (1) | Previously unreportable performance based restricted stock (PVRS) granted May 11, 2017 with a 3-year performance period ended December 31, 2019. Converted to restricted shares as of February 6, 2020 performance certification with May 11, 2020 vesting date. |
| (2) | Includes 843 shares held in Zebra's Employee Stock Purchase Plan at December 31, 2019. [157 ESPP shares purchased in 2019.] |
| (3) | Of the stock appreciation rights subject to this SAR, 1,301 vest on June 8, 2016, 1,301 vest on June 8, 2017, 1,301 vest on June 8, 2018 and 1,302 vest on June 8, 2019. |
| (4) | Of the stock appreciation rights subject to this SAR, 2,766 vest on May 12, 2017, 2,767 vest on May 12, 2018, 2,767 vest on May 12, 2019 and 2,767 vest on May 12, 2020. |
| (5) | Of the stock appreciation rights subject to this SAR, 1,927 vest on May 11, 2018, 1,927 vest on May 11, 2019, 1,927 vest on May 11, 2020 and 1,928 vest on May 11, 2021. |
| (6) | Of the stock appreciation rights subject to this SAR, 1,365 vest on May 10, 2019, 1,366 vest on May 10, 2020, 1,366 vest on May 10, 2021 and 1,366 vest on May 10, 2022. |
| (7) | Of the stock appreciation rights subject to this SAR, 1,091 vest on May 2, 2020, 1,091 vest on May 2, 2021, 1,091 vest on May 2, 2022 and 1,091 vest on May 2, 2023. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Burns Bill
C/O ZEBRA TECHNOLOGIES CORPORATION
3 OVERLOOK POINT
LINCOLNSHIRE, IL 60069 |
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| SVP, Chief Product & Solutions |
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Signatures
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| /s/ Cristen Kogl, Attorney-in-fact | | 2/10/2020 |
| **Signature of Reporting Person | Date |
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