Initial Statement of Beneficial Ownership (3)
December 14 2020 - 06:17PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP
OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Milford Scott R |
2. Date of Event Requiring Statement
(MM/DD/YYYY)
12/14/2020
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3. Issuer Name and Ticker or Trading
Symbol XpresSpa Group, Inc. [XSPA] |
(Last)
(First)
(Middle)
C/O XPRESSPA GROUP, INC., 254 WEST 31ST STREET, 11TH
FLOOR |
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
___X___ Officer (give title
below) _____
Other (specify below)
Chief Operating Officer / |
(Street)
NEW
YORK, NY 10001
(City)
(State)
(Zip)
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5. If Amendment, Date Original
Filed(MM/DD/YYYY)
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6. Individual or Joint/Group
Filing(Check Applicable
Line)_X_ Form filed by One Reporting
Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially
Owned
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Common Stock |
37425 |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying
Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative
Security |
5. Ownership Form of Derivative Security: Direct (D)
or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee stock option (right to buy) |
(1) |
4/20/2030 |
Common Stock |
58334 |
$1.53 |
D |
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Employee stock option (right to buy) |
(2) |
9/6/2030 |
Common Stock |
32106 |
$5.01 |
D |
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Explanation of
Responses: |
(1) |
The shares underlying this
option vest in equal quarterly installments over a one-year period,
with one-fourth vesting on the date of grant and one-fourth vesting
at the end of each fiscal quarter, such that the options will be
fully vested as of December 31, 2020. |
(2) |
The option is fully
vested. |
Reporting
Owners
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Reporting Owner Name / Address |
Relationships
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Director |
10% Owner |
Officer |
Other |
Milford Scott R
C/O XPRESSPA GROUP, INC.
254 WEST 31ST STREET, 11TH FLOOR
NEW YORK, NY 10001 |
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Chief Operating Officer |
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Signatures
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Scott R. Milford |
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12/14/2020 |
**Signature of Reporting
Person |
Date |