Current Report Filing (8-k)
November 10 2020 - 06:10AM
Edgar (US Regulatory)
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2020-11-09 iso4217:USD xbrli:shares iso4217:USD xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or Section 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November
9, 2020
EXELA TECHNOLOGIES, INC.
(Exact name of registrant as specified in its charter)
|
Delaware |
|
001-36788 |
|
47-1347291 |
| (State or other
jurisdiction of |
|
(Commission File
Number) |
|
(I.R.S.
Employer |
| incorporation or
organization) |
|
|
|
Identification
Number) |
|
2701 E. Grauwyler Rd. |
|
|
|
Irving,
TX |
|
75061 |
| (Address of principal
executive offices) |
|
(Zip Code) |
Company’s telephone number, including area code: (844)
935-2832
Securities registered pursuant to Section 12(b) of the
Act:
|
Title of Each Class |
|
Trading Symbol |
|
Name of Each Exchange on Which Registered |
|
Common Stock, Par Value $0.0001 per share |
|
XELA |
|
The Nasdaq Stock Market LLC |
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation to the
registrant under any of the following provisions:
|
¨ |
Written communications pursuant to
Rule 425 under the Securities Act (17 CFR 230.425) |
|
¨ |
Soliciting material pursuant to
Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
¨ |
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b)) |
|
¨ |
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
or Rule 12b-2 of the Securities Exchange Act of 1934.
|
¨ |
Emerging growth company |
¨ If an emerging growth
company, indicate by check mark if the registrant has elected not
to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to
Section 13(a) of the Exchange Act.
| Item
2.02 |
Results of Operation
and Financial Condition. |
On November 9, 2020, Exela Technologies, Inc. (the “Company”)
issued a press release announcing its financial results for the
quarter ended September 30, 2020. A copy of the press release is
furnished herewith as Exhibit 99.1.
The information in this Current Report on Form 8-K furnished
pursuant to Item 2.02, including Exhibit 99.1, shall not be
deemed to be “filed” for the purposes of Section 18 of the
Securities Exchange Act of 1934, as amended (the “Exchange Act”),
or otherwise subject to liability under that section, and they
shall not be deemed incorporated by reference in any filing under
the Securities Act of 1933, as amended, or the Exchange Act, except
as shall be expressly set forth by specific reference in such
filing. The Company is making reference to non-GAAP financial
information in the press release. A reconciliation of the non-GAAP
financial measures to the comparable GAAP financial measures is
contained in the attached press release.
| |
Item
9.01 |
Financial Statements
and Exhibits. |
(d) Exhibits
* Furnished herewith
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
Dated: November 9, 2020
| |
EXELA
TECHNOLOGIES, INC. |
| |
|
| |
By: |
/s/ Shrikant
Sortur |
| |
|
Name: |
Shrikant
Sortur |
| |
|
Title: |
Chief
Financial Officer |
