Statement of Ownership (sc 13g)
November 05 2020 - 11:07AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities
Exchange Act of 1934
(Name of Issuer)
Common Stock,
par value $0.001 per share
(Title of Class of Securities)
78396V109
(CUSIP Number)
102 NE 2nd
Street, Suite 311
Boca Raton, Florida 33486
917-693-7561
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(Name, Address and Telephone Number of Person Authorized to Receive
Notices and Communications)
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed.
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□
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Rule 13d-1(b)
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⌧
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Rule 13d-1(c)
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□
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Rule 13d-1(d)
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The remainder of this cover page shall be filled out for a
reporting person’s initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided
in a prior cover page.
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The information
required on the remainder of this cover page shall not be deemed to
be “filed” for the purpose of Section 18 of the Securities Exchange
Act of 1934 (“Act”) or otherwise subject to the liabilities of that
section of the Act but shall be subject to all other provisions of
the Act (however, see the Notes).
SCHEDULE 13G
1
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NAME OF REPORTING
PERSONS
I.R.S. IDENTIFICATION
NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Joseph Gamberale
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2
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CHECK THE APPROPRIATE
BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ◻
(b) ◻
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE
OF ORGANIZATION
United States of
America
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING
POWER
583,640 (1)
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6
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SHARED VOTING
POWER
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7
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SOLE DISPOSITIVE
POWER
583,640 (1)
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8
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SHARED DISPOSITIVE
POWER
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9
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AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
583,640 (1)
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES (See Instructions)
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◻
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11
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (11)
6.15% (2)
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12
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TYPE OF REPORTING
PERSON (See Instructions)
IN
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(1) |
Consists of 501,402 shares of Common Stock and 82,238 shares
of Common Stock that are issuable upon the exercise of certain
Warrants.
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(2) |
This percentage is based on 9,490,582 shares of Common Stock
of the Issuer outstanding as of August 7, 2020, as reported on the
Issuer’s Quarterly Report on Form 10-Q for the quarterly period
ended June 30, 2020, as filed with the Securities and Exchange
Commission on August 14, 2020.
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SCHEDULE 13G
SCWorx
Corp.
(b)
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Address of Issuer’s principal
executive offices
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590
Madison Avenue, 21st
Floor
New
York, New York 10022
(a)
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Name of persons filing
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Joseph Gamberale
(b)
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Address or principal business
office or, if none, residence
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102 NE 2nd
Street, Suite 311
Boca Raton, Florida 33486
Ivy
Equity Investors, LLC is a limited liability company formed under
the laws of the State of Delware.
Mr. Gamberale is a citizen of the United States of America.
(d)
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Title of class of securities
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Common Stock, par value $0.001 per shalllllllllkk,re
78396V109
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Item 3.
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If this
statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or
(c), check whether the person filing is a:
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(a)
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Broker or dealer registered under section 15 of the Act (15
U.S.C. 78o).
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(b)
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C.
78c).
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(c)
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Insurance company as defined in section 3(a)(19) of the Act
(15 U.S.C. 78c).
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(d)
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Investment company registered under section 8 of the
Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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An investment adviser in accordance with
§240.13d-1(b)(1)(ii)(E);
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(f)
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An employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F);
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(g)
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A parent holding company or control person in accordance with
§240.13d-1(b)(1)(ii)(G);
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(h)
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A savings associations as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment Company
Act of 1940 (15 U.S.C. 80a-3);
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(j)
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A non-U.S.
institution in accordance with § 240.13d-1(b)(1)(ii)(J);
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(k)
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Group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing
as a non-U.S. institution in accordance with
§ 240.13d-1(b)(1)(ii)(J), please specify the type of
institution:
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SCHEDULE 13G
Joseph
Gamberale: The
information required by Items 4(a)-(c) is set forth in Rows
5-11 of Mr. Joseph Gamberale’s cover page and is incorporated
herein by reference.
Item 5.
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Ownership of 5 Percent or Less of a
Class.
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Not applicable.
Item 6.
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Ownership of More than 5 Percent on
Behalf of Another Person.
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Not applicable.
Item 7.
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Identification and Classification
of the Subsidiary Which Acquired the Security Being Reported on by
the Parent Holding Company or Control Person.
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Not applicable.
Item 8.
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Identification and Classification
of Members of the Group.
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Not applicable.
Item 9.
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Notice of
Dissolution of Group.
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Not applicable.
SCHEDULE 13G
SIGNATURES
After reasonable inquiry and to the best of the undersigned’s
knowledge and belief, the undersigned certify that the information
set forth in this statement is true, complete and correct.
Dated: November 5, 2020
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/s/ Joseph Gamberale
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Joseph Gamberale
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