Current Report Filing (8-k)
June 05 2020 - 04:12PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or Section 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): June
1, 2020
SCWORX
CORP.
(Exact name of registrant as specified in
its charter)
Delaware
|
|
001-37899
|
|
47-5412331
|
(State or other jurisdiction
of incorporation)
|
|
(Commission
File Number)
|
|
(IRS Employer
Identification No.)
|
590 Madison Avenue, 21st Floor
New York, New York 10022
(Address of Principal Executive Offices)
(212) 739-7825
(Registrant’s telephone number)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:
|
¨
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
¨
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
¨
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
¨
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Securities registered pursuant to Section 12(b) of the Act:
None.
Title of each class
|
|
Trading Symbol(s)
|
|
Name of each exchange on which registered
|
Common stock, par value $0.001 per share
|
|
WORX
|
|
The Nasdaq Capital Market
|
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company x
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 3.01. Notice of Delisting or Failure to Satisfy
a Continued Listing Rule or Standard; Transfer of Listing
On
June 1 and June 2, 2020, the Nasdaq Stock Market notified the Company that it was not in compliance with the Nasdaq’s rules
for continued listing because the Company has not yet filed its 10-K for the fiscal year ended
December 31, 2019 (“2019 10-K”), as required by Nasdaq
Rule 5250(c)(1) (the June 2 notification superseded the June 1 notification). The Nasdaq notification requires the
Company to submit its plan to regain compliance, no later than July 3, 2020.
In response to the Nasdaq notification, the Company intends
to file its 2019 10-K during the week ended June 12, 2020, but in any case, before the due date for submitting its compliance plan
to Nasdaq, the effect of which will be that the Company will have cured the deficiency specified in the notification.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: June 5, 2020
|
SCWorx Corp.
|
|
|
|
|
By:
|
/s/ Marc S. Schessel
|
|
Name:
|
Marc Schessel
|
|
Title:
|
Chief Executive Officer
|
SCWorx (NASDAQ:WORX)
Historical Stock Chart
From Feb 2024 to Mar 2024
SCWorx (NASDAQ:WORX)
Historical Stock Chart
From Mar 2023 to Mar 2024