Current Report Filing (8-k)
August 11 2021 - 09:01AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_____________________
Form 8-K
_____________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report
(Date of earliest event Reported): August 11,
2021
United-Guardian,
Inc.
(Exact Name of Registrant as
Specified in Charter)
Delaware |
001-10526 |
11-1719724 |
(State or Other Jurisdiction of
Incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification
Number) |
230 Marcus Boulevard, Hauppauge, New
York 11788 |
(Address of Principal Executive Offices) (Zip
Code) |
(631)
273-0900
(Registrant's telephone number, including area code)
Not
Applicable
(Former name or former address, if changed since last
report)
Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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Written communications pursuant to
Rule 425 under the Securities Act (17 CFR 230.425) |
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[
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Soliciting material pursuant to Rule
14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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[
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Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b)) |
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[
] |
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c)) |
Indicate by check mark
whether the registrant is an emerging growth company as defined in
Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or
Rule 12b-2 of the Securities Exchange Act of 1934 (17
CFR §240.12b-2). Emerging growth company [
]
If an emerging growth
company, indicate by check mark if the registrant has elected not
to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section
13(a) of the Exchange Act. [ ]
Securities registered pursuant to Section 12(b) of the
Act:
Title
of each class |
Trading
Symbol(s) |
Name
of each exchange on which registered |
Common
Stock, $0.10 par value per share |
UG |
NASDAQ
Global Market |
Item 2.02. Results of
Operations and Financial Condition.
On August 11, 2021, the
Registrant issued a press release, a copy of which is attached
hereto as Exhibit 99.1 and is incorporated herein by
reference.
Item 9.01. Financial
Statements and Exhibits.
Exhibit 99.1. Press release dated August 11,
2021
SIGNATURE
Pursuant to the requirements of
the Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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United-Guardian,
Inc. |
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Date: August 11,
2021 |
By: |
/s/ Ken
Globus |
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Ken
Globus |
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President |
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