UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549  

 

FORM 8-K  

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of report (Date of earliest event reported): August 8, 2019 

 

TRANS WORLD ENTERTAINMENT CORPORATION

(Exact Name of Registrant as Specified in Charter)  

 
         

New York

 

 

0-14818

 

 

14-1541629

 

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

   

 

38 Corporate Circle,

Albany, New York 12203

     

(Address of Principal Executive Offices, and Zip Code)

 

(518) 452-1242

     

Registrant’s Telephone Number, Including Area Code

 

Not Applicable

     

(Former Name or Former Address, if Changed Since Last Report)  

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):

 

  ¨ Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

  ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

  ¨ Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

  ¨ Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common shares, $0.01 par value per share TWMC NASDAQ Stock Market

 

 

 

Item 8.01    Other Events.

 

As previously announced, Mr. Jeff Hastings was elected to the Board of Directors by the Company’s shareholders at the 2019 Annual Meeting. It was noted in the Company’s Form 8-K filed on July 1, 2019 that Mr. Hastings was expected to begin his term as a director in September 2019. Mr. Hastings informed the Company that he could begin his term on August 8, 2019, and his term as a director of the Company began on August 8, 2019. On such date, Mr. Hastings was also appointed to the Audit Committee, Compensation Committee and Nominating and Corporate Governance Committee.

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: August 12, 2019 TRANS WORLD ENTERTAINMENT CORPORATION
     
  By: /s/ Edwin Sapienza      
    Name: Edwin Sapienza
    Title: Chief Financial Officer

 

 

 

Trans World Entertainment (NASDAQ:TWMC)
Historical Stock Chart
From Mar 2024 to Apr 2024 Click Here for more Trans World Entertainment Charts.
Trans World Entertainment (NASDAQ:TWMC)
Historical Stock Chart
From Apr 2023 to Apr 2024 Click Here for more Trans World Entertainment Charts.