Current Report Filing (8-k)
May 30 2019 - 5:13PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest
event reported):
May 30, 2019
TRANS WORLD ENTERTAINMENT CORPORATION
(Exact Name of Registrant as Specified in
Charter)
|
|
|
|
|
New
York
|
|
0-14818
|
|
14-1541629
|
(State or Other Jurisdiction
|
|
(Commission
|
|
(I.R.S. Employer
|
of Incorporation)
|
|
File Number)
|
|
Identification No.)
|
38 Corporate Circle,
Albany, New York 12203
(Address of Principal Executive Offices, and
Zip Code)
(518) 452-1242
Registrant’s Telephone Number, Including
Area Code
Not Applicable
(Former
Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (
see
General Instruction A.2. below):
|
o
|
Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
o
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
o
|
Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
o
|
Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Indicate by check mark whether the
registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2
of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company
o
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act.
o
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
|
Trading Symbol(s)
|
Name of each exchange on which registered
|
Common shares, $0.01 par value per share
|
TWMC
|
NASDAQ Stock Market
|
ITEM 2.02. RESULTS OF OPERATIONS AND FINANCIAL CONDITION
Attached hereto as Exhibit 99.1 is the transcript for the earnings
conference call of Trans World Entertainment Corporation held on May 30, 2019. The information in this Current Report on Form 8-K,
including the exhibit attached hereto shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange
Act of 1934, as amended, or otherwise subject to the liabilities under that Section. Furthermore, such information, including the
exhibit attached hereto, shall not be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as
amended, except as shall be expressly set forth by specific reference in such filing.
In accordance with General Instruction B.2 of Form 8-K, the information
in this Current Report on Form 8-K is being furnished under Item 2.02 and shall not be deemed to be “filed” for purposes
of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”) or otherwise subject to the liabilities of
such section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933 or
the Exchange Act.
ITEM 7.01. REGULATION FD DISCLOSURE
Attached hereto as Exhibit 99.1 is the transcript for the earnings
conference call of Trans World Entertainment Corporation held on May 30, 2019. The information in this Current Report on Form 8-K,
including the exhibit attached hereto shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange
Act of 1934, as amended, or otherwise subject to the liabilities under that Section. Furthermore, such information, including the
exhibit attached hereto, shall not be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as
amended, except as shall be expressly set forth by specific reference in such filing.
Certain information contained in this Current Report on Form 8-K,
including information in Exhibit 99.2 hereto, is forward-looking information based on current expectations and plans that involve
risks and uncertainties. Forward-looking information includes, among other things, statements concerning results of operations
and Trans World Entertainment Corporation’s strategies. Trans World Entertainment Corporation cautions that there are factors
that can cause actual results to differ materially from the forward-looking information that has been provided. The reader is cautioned
not to put undue reliance on this forward-looking information, which is not a guarantee of future performance and is subject to
a number of uncertainties and other factors, many of which are outside the control of Trans World Entertainment Corporation; accordingly,
there can be no assurance that such suggested results will be realized. For a list of Trans World Entertainment Corporation’s
risk factors, see the Company’s Annual Filing on Form 10-K with the Securities and Exchange Commission for the year ended
February 2, 2019.
ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS
(d) EXHIBITS. The following are furnished
as Exhibits to this Report:
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
|
TRANS WORLD ENTERTAINMENT CORPORATION
|
|
|
|
|
|
/s/ Edwin Sapienza
|
|
Date: May 30, 2019
|
Edwin Sapienza
|
|
|
Chief Financial Officer
|
|
3
EXHIBIT INDEX
Exhibit
|
|
|
No.
|
|
Description
|
|
|
|
99.1
|
|
Trans World Entertainment Corporation Transcript for Earnings Call held on May 30, 2019.
|
Trans World Entertainment (NASDAQ:TWMC)
Historical Stock Chart
From Mar 2024 to Apr 2024
Trans World Entertainment (NASDAQ:TWMC)
Historical Stock Chart
From Apr 2023 to Apr 2024