Current Report Filing (8-k)
June 13 2022 - 04:40PM
Edgar (US Regulatory)
0001745020false00017450202022-06-102022-06-10
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C.
20549
FORM 8-K
CURRENT REPORT
Pursuant to
Section 13 or 15(d)
of the Securities
Exchange Act of 1934
Date of Report (Date
Earliest Event Reported):
June 13, 2022 (June 10, 2022)
Theseus
Pharmaceuticals, Inc.
(Exact name of registrant as specified
in its charter)
|
|
|
|
|
Delaware
|
|
001-40869
|
|
83-0712806
|
(State or Other Jurisdiction
of Incorporation)
|
|
(Commission File Number)
|
|
(IRS Employer Identification
No.)
|
|
|
|
314 Main Street
Cambridge, Massachusetts
(Address of Principal Executive
Offices)
|
|
02142
(Zip Code)
|
(857) 400-9491
(Registrant’s telephone number,
including area code)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions:
☐
|
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
|
☐
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
|
☐
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
|
☐
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e- 4(c))
|
Securities registered pursuant to Section 12(b) of the
Act:
|
|
|
|
|
Title of each class
|
|
Trading
Symbol(s)
|
|
Name of each exchange on
which registered
|
Common stock, par value
$0.0001 per share
|
|
THRX
|
|
The Nasdaq Stock Market
LLC
(Nasdaq Global Select Market)
|
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth
company ☒
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the
extended transition period for complying with any new or revised
financial accounting standards provided pursuant to
Section 13(a) of the Exchange
Act. ☐
|
Item 5.07
|
Submission of Matters to a Vote of
Security Holders.
|
On June 10, 2022, Theseus
Pharmaceuticals, Inc. (the “Company”) held its Annual Meeting
of Stockholders (the “Annual Meeting”). At the Annual Meeting, the
Company’s stockholders voted on two proposals, each of which is
described in more detail in the Company’s definitive proxy
statement on Schedule 14A filed with the U.S. Securities and
Exchange Commission on April 25, 2022 (the “Definitive
Proxy”).
Only stockholders of record as of the
close of business on April 14, 2022, the record date for the Annual
Meeting (the “Record Date”), were entitled to vote at the Annual
Meeting. As of the Record Date, 38,702,650 shares of the Company’s
common stock (“Common Stock”) were outstanding and entitled to vote
at the Annual Meeting. At the Annual Meeting, a total of 34,382,215
shares of the Company’s Common Stock were present electronically or
represented by proxy, representing approximately 88.83% of the
Company’s outstanding Common Stock as of the Record
Date.
The tabulation of the
stockholder votes for each proposal considered and voted upon at
the Annual Meeting, all of which were described in the Company’s
Definitive Proxy is as follows:
Proposal 1:
Election of two Class I Directors to
serve until the 2025 Annual Meeting of Stockholders or until their
respective successors have been elected or appointed.
|
|
|
|
|
|
|
|
|
|
|
|
|
Director
|
|
For
|
|
|
Withheld
|
|
|
Broker
Non-Votes
|
|
Iain D. Dukes
|
|
|
24,959,311
|
|
|
|
8,579,254
|
|
|
|
843,650
|
|
Kathy Yi
|
|
|
31,868,704
|
|
|
|
1,669,861
|
|
|
|
843,650
|
|
Proposal 2:
Ratification of the appointment of
Ernst & Young LLP as the Company’s independent registered
public accounting firm for the fiscal year ending December 31,
2022.
|
|
|
|
|
|
|
|
|
|
For
|
|
|
Against
|
|
|
Abstentions
|
|
34,380,479
|
|
|
1,731
|
|
|
5
|
|
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, as amended, the registrant has duly caused this report to be
signed on its behalf by the undersigned hereunto duly
authorized.
|
|
|
|
|
Theseus Pharmaceuticals, Inc.
|
|
|
|
By:
|
/s/ Bradford D. Dahms
|
|
|
Name:
|
Bradford D. Dahms
|
|
|
Title:
|
Chief Financial Officer
|
Date: June 13, 2022
Theseus Pharmaceuticals (NASDAQ:THRX)
Historical Stock Chart
From Jul 2022 to Aug 2022
Theseus Pharmaceuticals (NASDAQ:THRX)
Historical Stock Chart
From Aug 2021 to Aug 2022