Current Report Filing (8-k)
November 09 2020 - 04:11PM
Edgar (US Regulatory)
false 0001551693 0001551693 2020-11-09
2020-11-09
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): November 9,
2020
SIENTRA, INC.
(Exact Name of Registrant as Specified in Its Charter)
Delaware
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001-36709
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20-5551000
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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420 South Fairview Avenue, Suite 200
Santa Barbara, CA 93117
(Address of Principal Executive Offices and Zip Code)
Registrant’s Telephone Number, Including Area Code: (805)
562-3500
Securities registered pursuant to Section 12(b) of the
Act:
Title of each class
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Trading
Symbol(s)
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Name of each exchange on which registered
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Common Stock, par value $0.01 per share
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SIEN
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The Nasdaq Stock Market LLC
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Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions (see General Instruction A.2.
below):
☐
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Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to
Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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☐
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Pre-commencement communications pursuant to
Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§ 230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 2.02.
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Results of Operations and Financial Condition.
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On November 9, 2020, Sientra, Inc. (the “Company”) issued a
press release announcing its financial condition and results of
operations for the period ended September 30, 2020. A copy of the
press release is furnished as Exhibit 99.1 and is incorporated
herein by reference.
The information under Item 2.02 of this Current Report on Form 8-K,
including the press release furnished as Exhibit 99.1, is being
furnished, shall not be deemed “filed” for purposes of Section 18
of the Securities Exchange Act of 1934, as amended, or otherwise
subject to the liabilities of that section, and shall not be deemed
to be incorporated by reference into any of the Company’s filings,
whether made before or after the date hereof, regardless of any
general incorporation language in any such filing.
Item 9.01.
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Financial Statements and Exhibits.
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2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereto duly authorized.
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SIENTRA, INC.
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Dated: November 9, 2020
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By:
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/s/ Jeffrey Nugent
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Jeffrey Nugent
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Chairman and Chief Executive Officer
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