Washington, DC 20549







Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported): November 11, 2019




(Exact Name of Registrant as Specified in Its Charter)




Delaware   001-36709   20-5551000

(State or Other Jurisdiction

of Incorporation)



File Number)


(IRS Employer

Identification No.)

420 South Fairview Avenue, Suite 200

Santa Barbara, CA 93117

(Address of Principal Executive Offices and Zip Code)

Registrant’s Telephone Number, Including Area Code: (805) 562-3500



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class





Name of each exchange

on which registered

Common Stock, par value $0.01 per share    SIEN    The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company  ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☒




Item 1.01.

Entry into a Material Definitive Agreement.

On November 11, 2019, Sientra, Inc. (the “Company”) entered into a First Amendment to Lease Agreement (the “Lease Amendment”), effective November 1, 2019 with Fairview Business Associates, LLC (the “Landlord”). The Lease Amendment amends the Lease Agreement dated March 28, 2014 (collectively, the “Lease”), for the office space located at 420 South Fairview Avenue, Goleta, California (the “Premises”). The Lease Amendment extends the term for the Lease until its new expiration on February 28, 2025. The Lease Amendment provides that the monthly rent for the Premises shall be $35,344.75, which amount shall increase by 3% annually beginning on March 1, 2021.

The foregoing description of the terms of the Lease Amendment is qualified in its entirety by reference to the text of such document, a copy of which is filed as Exhibit 10.1 to this Current Report.


Item 9.01.

Financial Statements and Exhibits.





Exhibit No.



10.1    First Amendment to Lease Agreement, effective as of November 1, 2019, by and between Sientra, Inc. and Fairview Business Associates, LLC.


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereto duly authorized.


Dated: November 15, 2019     By:  

/s/ Jeffrey Nugent

      Jeffrey Nugent
      Chairman and Chief Executive Officer
Historical Stock Chart
From Jun 2020 to Jul 2020 Click Here for more Sientra Charts.
Historical Stock Chart
From Jul 2019 to Jul 2020 Click Here for more Sientra Charts.