Current Report Filing (8-k)
June 17 2019 - 4:04PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 14, 2019
SIENTRA, INC.
(Exact name of registrant as specified in its charter)
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Commission File Number:
001-36709
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Delaware
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20-5551000
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(State or other jurisdiction
of incorporation)
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(I.R.S. Employer
Identification No.)
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420 South Fairview Avenue, Suite 200
Santa Barbara, CA 93117
(Address of principal executive offices, with zip code)
(805)
562-3500
(Registrants telephone number, including area code)
Check the appropriate box below if the
Form 8-K
filing is intended to simultaneously satisfy the filing
obligation of the registrant under any of the following provisions (
see
General Instruction A.2.):
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to
Rule 14a-12
under the Exchange Act
(17 CFR
240.14a-12)
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☐
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Pre-commencement
communications pursuant to
Rule 14d-2(b) under
the Exchange Act (17 CFR
240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to
Rule 13e-4(c) under
the Exchange Act (17 CFR
240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, par value
$0.01 per share
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SIEN
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Nasdaq Global Select Market
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of
1933 (17 CFR §230.405) or Rule
12b-2
of the Securities Exchange Act of 1934 (17 CFR
§240.12b-2).
Emerging growth company ☒
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☒
Item 5.07 Submission of Matters to a Vote of Security Holders.
Sientra, Inc. (Sientra) held its 2019 Annual Meeting of Stockholders on June 14, 2019 (the Annual Meeting), at which a total of
24,964,691 shares of Sientra common stock, or approximately 85% of the shares entitled to vote, were represented in person or by valid proxies. A description of each matter voted upon at the Annual Meeting is described in detail in Sientras
definitive proxy statement filed with the Securities and Exchange Commission on April 30, 2019. Set forth below are final voting results for the two proposals that were subject to a vote of Sientras stockholders at the Annual Meeting.
1. For the proposal to elect two nominees for director to serve a three-year term expiring at Sientras 2022 Annual Meeting of Stockholders, the
voting results were as follows:
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Name of Directors Elected
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For
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Withheld
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Broker
Non-Votes
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Nicholas Simon
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14,469,479
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3,982,504
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6,512,708
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Timothy Haines
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16,456,744
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1,995,239
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6,512,708
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Mary M. Fisher
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18,369,208
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82,775
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6,512,708
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The following individual is a continuing director with a term expiring at Sientras 2020 Annual Meeting of Stockholders:
Kevin OBoyle.
The following individuals are continuing directors with terms expiring at Sientras 2021 Annual Meeting of Stockholders: Jeffrey
M. Nugent, Philippe A. Schaison and Keith J. Sullivan.
2.
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For the proposal to ratify KPMG LLP as Sientras independent registered public accounting firm for the
fiscal year ending December 31, 2019, the voting results were as follows:
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For
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Against
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Abstain
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24,292,117
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668,074
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4,500
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No other matters were presented for stockholder approval at the Annual Meeting.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by
the undersigned hereunto duly authorized.
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SIENTRA, INC.
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Date: June 14, 2019
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By:
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/s/
Jeffrey M. Nugent
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Jeffrey M. Nugent
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Chairman of the Board of Directors and
Chief
Executive Officer
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