Initial Statement of Beneficial Ownership (3)
July 07 2021 - 6:20PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Conway Michael Aaron |
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/28/2021
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3. Issuer Name and Ticker or Trading Symbol
STARBUCKS CORP [SBUX]
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(Last)
(First)
(Middle)
2401 UTAH AVENUE SOUTH, #800 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
group pres. International / |
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(Street)
SEATTLE, WA 98134
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 41062.127 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Non-qualified Stock Option (Right to Buy) | (2) | 11/15/2027 | Common Stock | 30158 | $56.70 | D | |
| Explanation of Responses: |
| (1) | Includes 41,012.048 restricted stock units that vest on various dates subject to continued employment. |
| (2) | The option, representing the right to buy a total of 120,634 shares, became exercisable in two increments of 30,159 shares each on November 15, 2018 and November 15, 2019, in one increment of 30,158 shares on November 15, 2020, and becomes exercisable in one increment of 30,158 shares on November 15, 2021. |
Remarks:
Exhibit 24: Power of Attorney attached to this filing |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Conway Michael Aaron
2401 UTAH AVENUE SOUTH, #800
SEATTLE, WA 98134 |
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| group pres. International |
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Signatures
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| /s/ Jennifer L. Kraft, attorney-in-fact for Michael Conway | | 7/7/2021 |
| **Signature of Reporting Person | Date |
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