Statement of Changes in Beneficial Ownership (4)
November 13 2020 - 6:18PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
CULVER JOHN |
2. Issuer Name and Ticker or Trading Symbol
STARBUCKS CORP
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SBUX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
group pres, Int'l & Channel |
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(Last)
(First)
(Middle)
2401 UTAH AVENUE SOUTH, SUITE 800 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/11/2020 |
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(Street)
SEATTLE, WA 98134
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 11/11/2020 | | A | | 25253 (1) | A | $0 | 345090.294 (2) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | Represents Restricted Stock Units ("RSUs") granted on November 11, 2020 and vest in one increment of 6,314 shares on November 11, 2021 and three increments of 6,313 shares each on each of November 11, 2022, November 11, 2023 and November 11, 2024. |
| (2) | Includes 370 shares purchased on various dates pursuant to the Starbucks Corporation Employee Stock Purchase Plan, and 1,058.639 accrued dividend equivalents on unvested RSUs. |
Remarks:
Exhibit 24: Power of Attorney attached to this filing. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
CULVER JOHN
2401 UTAH AVENUE SOUTH, SUITE 800
SEATTLE, WA 98134 |
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| group pres, Int'l & Channel |
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Signatures
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| /s/ Jenn X. Hu, attorney-in-fact for John Culver | | 11/13/2020 |
| **Signature of Reporting Person | Date |
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